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HomeMy WebLinkAboutINS-15-023 - Drinking Water Quality Management Standards Operational Plan - Endorsement Staff Rport I r rc'.�► t .R Infrastructure Services Department wmkitchener.ca REPORT TO: Community & Infrastructure Services DATE OF MEETING: May 25, 2015 SUBMITTED BY: Wally Malcolm, Director Utilities, 519-741-2600 x4538 PREPARED BY: Angela Mick, Utilities Water Engineer, 519-741-2600 x4646 WARD(S) INVOLVED: All DATE OF REPORT: April 15, 2015 REPORT NO.: INS-15-023 SUBJECT: Drinking Waterloo Quality Management Standard — Re-Endorsement of the Operations Plan RECOMMENDATION: THAT the Drinking Water Quality Management Standards Operational Plan, attached to report INS-15-023 be re-endorsed in accordance with the Safe Drinking Water Act, 2002 and Regulation 188/07. BACKGROUND: The Drinking Water Quality Management Standard (DWQMS), under the Safe Drinking Water Act, 2002 and Regulation 188107, requires the City of Kitchener to become licensed to operate and maintain Kitchener's Water Distribution System. One of the licensing requirements was the preparation of a Quality Management System (QMS) and Operational Plan. The DWQMS is based on a Plan, Do, Check and Improve methodology which is similar to other international standards. Plan requirements of the standard specifies policies and procedures that must be documented in the Operational Plan for the drinking water system, while Do requirements specifies the policies and procedures that must be implemented. Check and Improve requirements, of the standard, are reflected in the requirements to conduct internal audits and management reviews. Kitchener has obtained a Licence as well as the required elements in place: Drinking Water Works Permit, Financial Plan, accreditation as an Operational Authority, and an audited Operational Plan. The Operational Plan was initially endorsed by Council in 2008 (report FIN-08-133). It is recommended that the Operational Plan be periodically brought forward to Council for re-endorsement. ***This information is available in accessible formats upon request. *** Please call 519-741-2345 or TTY 1-866-969-9994 for assistance. 2 - 1 The Safe Drinking Water Act, 2002 includes a statutory Standard of Care for individuals who have oversight responsibilities for municipal drinking water systems that can extend to municipal councillors as of January 1, 2013. There are legal consequences for negligence, including possible fines or imprisonment. REPORT: The Operational Plan documents the QMS, essentially outlining how regulatory requirements are met. The Operational Plan consists of 21 elements including: risk assessment, review and provision of infrastructure, emergency management and audits. A series of Standard Operating Procedures (SOPs) have been developed as part of the QMS. The SOPs are generally high level documents which describe the "who, what and when". The SOPs refer to Work Instructions which explains the "how". Internal and external audits are regularly completed to evaluate the conformity of the QMS to confirm that "we say what we do and do what we say." The Operational Plan is a living document with approximately 150 associated work instructions, forms and documents. The Standard requires continual improvement of the effectiveness of its QMS. Continuous improvement is completed by the creation of new work instructions, training programs and revisions to existing documents. On an annual basis, Council is informed of the results of the annual management review which may include changes that can affect the QMS and Operational Plan. See attached Operational Plan. ALIGNMENT WITH CITY OF KITCHENER STRATEGIC PLAN: The Operational Plan relates to the Foundation Plan — Efficient and Effective Government — Asset Management, Dependable Services by documenting procedures/work instructions for standardization and continual improvement. FINANCIAL IMPLICATIONS: Ongoing Audit fees are associated with maintenance of an Operational Plan. COMMUNITY ENGAGEMENT: INFORM — This report has been posted to the City's website with the agenda in advance of the council / committee meeting. A QMS policy is included in the Operational Plan and the policy is available on the Kitchener Utilities website. ACKNOWLEDGED BY: Dev Tyagi, Deputy CAO, Infrastructure Services 2 - 2 Kitchener Utilities City of Kitchener Drinking Water Distribution System DWQMS Operational Plan Revision 17.0 January 15, 2015 Doc # 0 2 - 3 TABLE OF CONTENTS PartA - Introduction ..............................................................................................................................3 Purpose...............................................................................................................................................3 Scope..................................................................................................................................................3 Permitsand Licences............................................................................................................................3 References...........................................................................................................................................3 Definitions and Acronyms...................................................................................................................4 PartB - Operational Plan........................................................................................................................5 QualityManagement System...............................................................................................................5 Quality Management System Policy ....................................................................................................5 Commitment and Endorsement ..........................................................................................................5 QMSRepresentative ...........................................................................................................................6 Document and Record Control...........................................................................................................6 Risk Assessment Procedures and Outcomes.........................................................................................10 Organizational Structure, Roles, Responsibilities and Authorities.........................................................10 Competencies ....................................................................................................................................14 PersonnelCoverage...........................................................................................................................14 Communications................................................................................................................................14 Essential Supplies and Services............................................................................................................15 Infrastructure Review and Provision...................................................................................................15 Infrastructure Maintenance, Rehabilitation and Renewal....................................................................15 Sampling, Testing, and Monitoring.....................................................................................................16 Calibration.........................................................................................................................................16 Emergency Management....................................................................................................................16 InternalAudits ...................................................................................................................................16 ManagementReview.........................................................................................................................17 ContinualImprovement.....................................................................................................................17 Historyof Changes ............................................................................................................................17 WATER DISTRIBUTION SYSTEM MAP..................................................................................................19 APPENDICES.........................................................................................................................................19 2 - 4 PART A- INTRODUCTION Purpose The purpose of this Operational Plan is to describe the comprehensive Drinking Water Quality Management System (DWQMS) developed and implemented by Kitchener Utilities for the operation and maintenance of its water distribution system. This DWQMS Operational Plan includes references to all components of the DWQMS. Scope This Operational Plan covers the activities and personnel associated with all operational aspects of the drinking water distribution system for Kitchener Utilities, identified by waterworks number 260001458. This Operational Plan, the procedures, work instructions and other DWQMS documentation that are referenced herein are complementary to the legislated requirements for safe drinking water in the Province of Ontario. The scope of the waterworks begins at the point where treated water enters the watermain from the treatment facilities, and ends at the property lines of the consumers. Permits and Licences The waterworks system has the following permits and licences: • Municipal Drinking Water Licences, Number 019-101, issued June 13, 2014 • Drinking Water Works Permit, Number 019-201, issued June 10, 2014 • Financial Plan, Number 019-301, issued June 2010 • Operational Plan, Number 019-401, issued December 17, 2008 For Form 1 Review, the City of Kitchener reviews/approves for City owned watermains and the Region completes the review/approval for Regional owned watermains. For those watermains that are dual owned, it is the proponent's responsibility to contact the other owner so that both parties sign-off. References • Drinking Water Quality Management Standard • Applicable Ontario Safe Drinking Water Legislation 2 - 5 Definitions and Acronyms • AOP Advanced Oxidation Process • CAO Chief Administrative Officer • Distribution watermains and related items (i.e. Hydrants, valves) • DWQMS Drinking Water Quality Management Standard • GAC Granulated Activated Carbon • GIS Geographic Information System • ML Mega Litre • MOE Ontario Ministry of the Environment • OIC Operator in Charge • ORO Overall Responsible Operator • QMS Quality Management System • RMOW Regional Municipality of Waterloo • SCADA Supervisory Control and Data Acquisition • UV Ultraviolet • Waterworks Kitchener Utilities Drinking Water Distribution System • WTP Water Treatment Plant 2 - 6 PART B - OPERATIONAL PLAN Quality Management System This Operational Plan describes the QMS which covers the drinking water distribution system that is owned and operated by Kitchener Utilities. Kitchener Utilities receives treated water from the Regional Municipality of Waterloo (RMOW). Quality Management System Policy Kitchener Utilities owns, maintains and operates the City of Kitchener's Drinking Water Distribution System. At Kitchener Utilities, we are committed to supplying you with safe drinking water. We work together with the City of Kitchener and the Region of Waterloo to keep water matters top of mind. We are committed to these principles: 1. Quality Kitchener water is safely treated and regularly tested according to government legislation and regulations for the consistent delivery of safe, quality drinking water. We are committed to maintaining and continually improving the Quality Management System, and complying with applicable legislation. 2. Trust Trust us to look after your water needs by delivering quality water and reliable service. 3. Value Tap water is the most economical choice. 4. Communication We will communicate openly with the public concerning matters of drinking water quality. Commitment and Endorsement The Owner (Mayor and Council) and Top Management endorsement of the Operational Plan shall be demonstrated by a copy of the council meeting minutes where the Operational Plan is accepted and endorsed (see Appendix). 2 - 7 QMS Representative The Utility Water Engineer is appointed by Top Management to the role of QMS Representative for the Kitchener drinking water distribution system QMS. The QMS Representative has the responsibilities and authorities listed in the section of this Operational Plan called `Organizational Structure, Roles, Responsibilities and Authorities'. The appointment is documented and filed with the QMS Representative. Document and Record Control Procedures are in place for Document Control and Record Control (attached in the Appendix). These procedures describe how QMS documents and procedures are controlled, including instructions related to currency, legibility, retention, and storage. All QMS system documentation is controlled. Methods of control are defined in the referenced procedures. Records are maintained as objective evidence of conformance to the DWQMS and compliance with all applicable Safe Drinking Water Regulations. The Master List of Documents is a complete list of all system components. The most current version of the Master List of Documents is also available. Drinking Water Distribution System The scope of the waterworks begins at the point where treated water enters the watermain from the treatment facilities, and ends at the property lines of the consumers. There is no storage, chlorine boosting, secondary disinfection or pressure boosting within the control of the waterworks. As of the end of 2014, the waterworks consists of approximately: • 893 km of distribution watermain — 742 km Kitchener owned, 26 km Dual owned, 118 km Regional owned (22 km is untreated), 6 km Mannheim/Shingletown (Wilmot) owned • 63,104 water meters in service — 62,710 for Kitchener and 394 for Mannheim/ Shingletown (Wilmot) • 4,210 hydrants — 4,165 Kitchener owned, 45 Mannheim/Shingletown (Wilmot) (not including private hydrants) 2 - 8 • 7,365 valves (not including service valves or hydrant valves) — 6,695 Kitchener owned, 141 Dual and 471 Regional and 58 Mannheim/Shingletown (Wilmot) owned Hard copy maps are updated annually along with scats, however digital mapping changes are made daily (available electronically to field staff via laptops in the field. A copy of the map is included at the end of the Operational Plan. Process flow Chart i DISTRIBUTION SYSTEM i i Owner — Kitchener Utilities i Operating Authority -Kitchener i BRESLAU Utilities i DISTRIBUTION i SYSTEM, in i TOWNSHIP OF i WOOLWICH i i KITCHENER L--------------------------- INCOMING DISTRIBUTION WATER SYSTEM from RMOW i i i (various sources) i i CITY OF WATERLOO i RIVER RIDGE A map of the distribution system is filed with the Utility Water Engineer on an annual basis. General Description The supply system consists of multiple RMOW pumping stations, treatment systems and wells. Not all systems are required to be in operation at the same time to deliver adequate water supply. The waterworks also provides distribution to the neighbourhood of River Ridge (commonly referred to as Falconridge). The City of Waterloo Distribution System supplies water to this 2 - 9 community, but Kitchener Utilities owns, operates and maintains the distribution to River Ridge. The City of Kitchener supplies water to the City of Waterloo in the Boardwalk area. The waterworks has a direct connection feeding water to Breslau, including a meter chamber. Breslau is a distribution system within the Township of Woolwich, which is owned and operated by the Township of Woolwich. The distribution system is not owned or operated by Kitchener Utilities. Some watermains are shared with the RMOW (Dual owned) but are maintained by Kitchener Utilities. The RMOW is back-charged for the maintenance activities performed by the waterworks. The RMOW does not participate in watermain repair. Description of Water Source The water supplied by RMOW is controlled by the RMOW, who owns and operates the treatment plants and equipment, pumps and SCADA system which controls the quality and pressure of the supply. RMOW supply water is partially from the Mannheim Reservoir, where treated water from the Mannheim Water Treatment Plant is blended with water from the Mannheim wells and Grand River. Other sources include treated water from the Greenbrook Water Treatment Plant, the Strange Street Pumping Station, Parkway Pumping Station and various wells. The Mannheim Water Treatment Plant (WTP) receives the raw water from the Hidden Valley Low Lift Station located at the Grand River. The raw water entering the WTP is treated with coagulation, ozonation and filtration. Immediately after filtration, the water is disinfected prior to entering the clearwells/reservoirs. There are two clearwells/reservoirs that have a combined total usable volume of approximately 15 ML. Mannheim has artificial recharge facilities and treated water from various wells. This facility has emergency standby power available. The Greenbrook Well System is comprised of five ground water wells K1A, K2, K4B, K5A and K8. These wells pump directly into Greenbrook Treatment Plant and Pumping Station. Raw water is chlorinated and it enters the raw water reservoir where contact time allows for primary disinfection for virus kill. Water then enters three filters for the purpose of iron and manganese removal. After filtration there is an advanced oxidation processes (AOP). This includes a peroxide dosing system and high dose ultraviolet (UV) irradiation. After the AOP processes there is a Granulated Activated Carbon (GAC) upflow contactor system followed by a GAC 2 - 10 fines removal system. After fines removal the water is rechlorinated with sodium hypochlorite followed by addition of ammonium sulfate to convert the chlorinated water to chloraminated water. There is no emergency standby power available on site. The Parkway Well System is comprised of three ground water wells, K31, K32 and K33. These wells pump directly into the Parkway Reservoir and Pumping Station. The Parkway Reservoir has a capacity of 14ML (three million imperial gallons). The water is disinfected prior to entering the reservoir. Disinfection is achieved by injecting 12% sodium hypochlorite into a common watermain prior to entering the Parkway Reservoir. 20% ammonium sulfate is added to the water on discharge from the station to the distribution system. The ammonium sulfate converts free chlorine residual to a total combined chlorine residual creating a more stable distribution disinfectant. This site has no emergency standby power available on site. The Strange Street Well System is comprised of five ground water wells, K10A, Kll and K13, K18 and K19. These wells pump directly into a common watermain and then into the Strange Street Reservoir and Pumping Station. The Strange Street Reservoir has a capacity of 4.27 ML (940,000 imperial gallons). The water is disinfected at each well site prior to entering the reservoir. Disinfection is achieved by the use of 12% sodium hypochlorite. 20% ammonium sulphate is added to the water at the discharge pipe prior to the water leaving the station and entering the distribution system. The ammonium sulfate converts free chlorine residual to a total combined chlorine residual creating a more stable distribution disinfectant. This site has no emergency standby power available on site. The Woolner Well Supply system is comprised of three ground water wells: K80, K81, and K82. These wells combine in a common watermain prior to entering the Ebydale UV Building. The water from the three wells is injected with 12% sodium hypochlorite prior to entering the Ebydale UV Building. Water entering the UV building is passed through an Ultraviolet(UV) System which provides primary disinfection. 20% ammonium sulphate is added to the water upon discharge into the distribution system. The ammonium sulphate converts free chlorine residual to a total combined residual creating a more stable distribution disinfectant. This site has no emergency stand-by power available on site. Wells K34 and K36 discharge groundwater into a common watermain, through pressure filters to remove any oxidized material and then directly into a 90,000 litre reservoir located at K34. Primary disinfection is achieved by injecting 12% sodium hypochlorite prior to the water entering the reservoir. 20% ammonium sulphate is added to the water upon discharge into the distribution system. The ammonium sulphate converts free chlorine residual to a total combined 2 - 11 chlorine residual creating a more stable distribution disinfectant. This site has no emergency stand-by power available on site. Continuous analyzers monitor the levels of chlorine and turbidity prior to the any water being discharged from the control of RMOW into the City of Kitchener watermain. The analyzers are connected with the Mannheim Water Treatment Plant SCADA system which is monitored by an operator 24 hours per day. Common fluctuations There are known seasonal issues with the water supply: • Summer — increased water usage can result in pressure challenges in some areas of the system • Fall - Grand River temperature changes may cause odour challenges in the source water, which may increase flushing requirements • Winter— temperature extremes may cause more watermain breaks in the system Pressure challenges are currently being investigated by the RMOW as part of the Region's Water Distribution Master Plan (anticipated completion in spring 2013) Risk Assessment Procedures and Outcomes The Risk Assessment Procedure is provided in the Appendix. The Risk Assessment Table shows the identified hazards and hazardous events, ranked risks, control measures, and reference to monitoring and response procedures. The Critical Control Points identified in the Risk Assessment are: • Asset operation and maintenance: o to reduce water adverses o to reduce backflow / siphonage hazards • Security/external: o to reduce unauthorized hydrant use Organizational Structure, Roles, Responsibilities and Authorities A basic overall organization chart is shown below. A detailed Organizational Chart that includes all key waterworks staff is provided in the Appendix. 2 - 12 Mayor and Council (Owner) CAO Deputy CAO - Other Deputy CAO's Infrastructure Services Director of Utilities (Top Management) Manager of Operations (Top Management) Supervisors of Supervisor of Loss [!P,e ter Engineer/ Prevention and Utilities QMS Maintenance pr esentative Construction and Cross Connection Quality Management Maintenance Staff Control Specialist System Specialist Key waterworks roles are listed as follows, with associated responsibilities and authorities. Roles and responsibilities are for Kitchener Distribution system, Mannheim and Shingletown are listed in their separate operational plans. This information is communicated to staff as per the Communication Procedure. 2 - 13 Role Responsibilities Authorities City of . Prescribe requirements and monitor operations of the • Prescribe requirements and Kitchener waterworks obligations for the operation of Council and . Provide resources and system infrastructure, as necessary the waterworks Mayor . Represent the waterworks to end users and the public • Ensure a continual supply of (Owner) . Designates ORO as per On-call Schedule safe drinking water • Provide resources and system infrastructure, as necessary • Designate responsibilities as appropriate Director of . Overall responsibility for the operation of the • Approval of hiring of all Utilities (Top waterworks waterworks personnel Management) . Compiling/Reporting waterworks performance and • Allocation of provided operations data to Council resources • Attend meetings with Council as required • Administration of labour • Represent the waterworks in communications with the agreement(s) RMOW • Designate responsibilities as • Ensure QMS is in place required • Ensure Operating Authority staff are aware of applicable legislation • Communicate QMS as per Communication Procedure • Determine, obtain and provide resources required for QMS • Perform Management Review • Designates ORO as per On-call Schedule Manager of . Maintain regulatory compliance • Direct supervisors and staff Operations . Monitor water quality &demand • Develop/improve departmental (Top • Supervise Utility Engineers and Supervisors practices Management) . Schedule work assignments • Ensure training of supervisors • Training and development and staff meets requirements • Work safety program • Designate responsibilities as • Report issues to the Director of Utilities as necessary required • Hire waterworks personnel • Ensure QMS is in place • Ensure Operating Authority staff are aware of applicable legislation • Communicate QMS as per Communication Procedure • Determine, obtain and provide resources required for QMS • Perform Management Review 2 - 14 Role Responsibilities Authorities Supervisor- . Supervise day to day staff activities • Direct staff in day-to-day Utilities . Reporting of deviation from critical limits to the Manager operations and maintenance of Operations, as appropriate activities • Overall Responsible Operator (ORO) when on-call • Schedule construction activities • Supervisors' are always Operator In Charge (OTC's) as they affect operations • Recommend to the Manager of Operations ways to improve operational effectiveness • Designate responsibilities as required Loss . Supervise day to day staff activities • Direct staff in day-to-day Prevention . Reporting of deviation from critical limits to the Manger operations and maintenance and of Operations, as appropriate activities Maintenance . Responsible for maintaining all training needs for staff • Schedule construction activities Supervisor directly affecting drinking water quality as they affect operations • Recommend to the Manager of Operations ways to improve operational effectiveness • Designate responsibilities as required Utility Water . Perform specified duties as per training and/or direction • Designate responsibilities as Engineer of superiors appropriate • Maintain operational parameters of the waterworks • Report of adverse water quality incidences to Top Management Utility . Perform back-up to the Utility Water Engineer • Same as Utility Water Engineer Engineer Utility Staff— . Perform specified duties as per training and/or direction • Operate and maintain the Construction of superiors waterworks under direction of and . Maintain operational parameters of the waterworks superiors Maintenance . Maintain and repair equipment where qualified Cross . Enforce the Cross Connection Control/Backflow • Determine hazards and Connection Prevention By-law appropriate device selection Control . Commencement of Specialist enforcement activities (e.g. fines, water shut-off) in consultation with superiors 2 - 15 Role Responsibilities Authorities QMS • Develop, implement and maintain the QMS • Delegate duties as necessary Representative • Report on the performance of the QMS to Top Management • Identify needs for improvement in the QMS • Ensure that the current versions of documents required by the QMS are in use at all times • Ensure that all personnel are aware of all applicable legislative requirements that are relevant to the operation of the works • Stay up to date on changes to relevant legislative and regulatory requirements • Promote the QMS throughout the Operating Authority QMS • Develop, implement and maintain the QMS • Delegate duties as necessary Specialist • Identify needs for improvement in the QMS • Ensure that the current versions of documents required by the QMS are in use at all times • Ensure that all personnel are aware of all applicable legislative requirements that are relevant to the operation of the works • Promote the QMS throughout the Operating Authority Competencies The Competencies Procedure describes the process for identifying, developing and maintaining required competencies for personnel performing duties directly affecting drinking water quality. The procedure also describes activities to ensure personnel are aware of the relevance of their duties. Records show evidence of activities to meet and maintain the competencies described in the procedure, and to ensure personnel awareness. Personnel Coverage The Personnel Coverage Procedure describes the process for ensuring personnel are available for duties. The Procedure is provided in the Appendix. Communications The Communications Procedure describes the process for ensuring relevant aspects of the QMS are communicated between Top Management and the Owner, waterworks personnel, suppliers and the public. The Procedure is provided in the Appendix. 2 - 16 Essential Supplies and Services The Essential Supplies and Services Procedure describes the process for identifying essential supplies and services, and ensuring quality requirements and procurement methods are established and communicated. The Procedure is provided in the Appendix. Infrastructure Review and Provision The Infrastructure Review Procedure describes the process for the review of the infrastructure adequacy. This Procedure is provided in the Appendix. The procedure also describes the provision of infrastructure, and the communication of review findings to the Owner. Infrastructure Maintenance, Rehabilitation and Renewal The Manager of Operations maintains a scheduled program of inspection and maintenance for waterworks equipment and distribution components for which it is operationally responsible. Equipment maintenance is performed as per the manufacturer recommendations or waterworks decisions, including calibrations. Equipment manuals are retained in the Operations Centre to support maintenance activities. Planned maintenance is performed as allocated by the Supervisor, who prints planned work orders daily and distributes to staff accordingly. Unplanned maintenance performed is also recorded on a work order. The completed work orders are submitted Support Services. The Utility Programs Assistant enters the work orders into a data management system that retains the data for analysis and historical purposes. Assets, such as valves, pipes and hydrants have been mapped and are inventoried. CityWorks contains information on work orders relating to repairing watermains, turning water on/off, repairing leaks, responding to water quality complaints, etc. All maintenance completed on the valves, pipes, and hydrants is recorded in this system, however many details of the maintenance is still hard copy only. Work orders, service requests and asset information are being captured in CityWorks. Mapping updates to the water distribution maps, and associated infrastructure, is completed by the Geographic Information Systems (GIS) group based on as-recorded drawings. Utilities Engineering reviews the mapping and also adds/revises/corrects infrastructure information based on as-recorded information and field conditions. Mapping and infrastructure information is available to staff through laptops in the field. 2 - 17 The Infrastructure Asset Planning Manager has the responsibility and authority to decide on rehabilitation or renewal of assets (sanitary, storm, water and road), with input from other City departments including Kitchener Utilities. The Regional Municipality of Waterloo is also involved in the process since the City has infrastructure on Regional roads and the Region has infrastructure on City roads. Effectiveness of the maintenance program is periodically evaluated by the Utility Water Engineer or the Manager of Operations, by evaluating the number of watermain breaks and locations. The Utility Water Engineer may also compile and review information about the number of watermain breaks per kilometre. The maintenance program is communicated to the Owner as part of the Management Review. Sampling, Testing, and Monitoring The Sampling, Testing and Monitoring Procedure describes procedures for sampling, testing and monitoring performed at the waterworks. Calibration The Calibration Procedure describes procedures for maintenance and calibration of measurement and recording equipment. Emergency Management An emergency is considered to be a potential situation or service interruption that may result in the loss of the ability to maintain a supply of safe drinking water to consumers. The Emergency Management procedure describes the process of maintaining a state of emergency preparedness at the waterworks. It refers to applicable emergency response procedures. The procedure is provided in Appendix. Internal Audits The Internal Audits Procedure describes the procedure for internal audits, including audit criteria, frequency, scope, records, methodology and schedule. The Corrective Action Procedure describes the process of initiating, investigating, performing and documenting corrective actions. Both procedures are provided in the Appendix. 2 - 18 Management Review The Management Review Procedure describes the procedure for management review, including review items, reviewers, outcomes, and documentation. The Procedure is provided in the Appendix. Continual Improvement Kitchener Utilities strives to continually improve the effectiveness of its QMS through the use of corrective actions, especially from the annual internal audits (as per the Internal Audit Procedure), staff suggestions and management reviews (as per the Management Review Procedure). History of Changes Revision Date Description By 0 November 3, 2008 Initial Release Angela Mick 1.0 November 18, 2008 Inclusion of CAO on Org Chart Angela Mick 2.0 November 19, 2008 Clarification in Angela Mick Roles/Responsibilities regarding Mannheim/Shingletown 3.0 November 24, 2008 Summary of Maintenance in Angela Mick Management Review 4.0 December 17, 2008 Asset Management/Project Delta Angela Mick Description, removal of sign-off values 5.0 February 6, 2009 Change Backflow Prevention Angela Mick Officer Title to Cross Connection Control Specialist 6.0 December 9, 2009 Addition of Permits/Licences Angela Mick section; update of work system/mapping information 7.0 June 7, 2010 Updated system numbers; added Peter Pavlinich changes to Description of Water Source; Org. Chart changes; added up to date detailed org. chart, duties and responsibilities 2 - 19 8.0 March 09, 2011 Changed flow chart on page 11 to Peter Pavlinich reflect changes in some titles and improved the flow to better reflect actual flow. 9.0 March 31, 2011 Added OIC and ORO Peter Pavlinich responsibilities into the table 10.0 September 22, 2011 Added Drinking Water Works Peter Pavlinich Permit to the Appendix 11.0 January 9, 2012 Revision of infrastructure Angela Mick summary, risk assessment update, inclusion of Form 1 for Dual owned, CityWorks update 12.0 July 10, 2012 Formatting Organizational Chart Parmi Takk for key waterworks staff 13.0 April 2, 2013 Revision of infrastructure Parmi Takk summary, risk assessment update, organizational structure and responsibilities, and City of Kitchener supplying water to a small area in City of Waterloo. 14.0 July 9, 2013 Updated Organizational Chart Parmi Takk and revised CCPs. 15.0 January 22, 2014 Revised infrastructure summary Parmi Takk 16.0 July 29, 2014 Updated Permit and Licence Parmi Takk Information 17.0 January 15, 2015 Updated infrastructure summary Parmi Takk 2 - 20 WATER DISTRIBUTION SYSTEM MAP APPENDICES Appendix 1 Endorsement Appendix 2 Document Control Procedure Appendix 3 Record Control Procedure Appendix 4 Risk Assessment Procedure and Risk Assessment Table Appendix 5 Critical Control Point Procedure Appendix 6 Organizational Chart Appendix 7 Competencies Procedure Appendix 8 Personnel Coverage Procedure Appendix 9 Communications Procedure Appendix 10 Essential Supplies and Services Procedure Appendix 11 Review and Provision of Infrastructure Procedure Appendix 12 Sampling, Testing and Monitoring Procedure Appendix 13 Emergency Management Procedure Appendix 14 Maintenance and Calibration of Measuring & Recording Equipment Procedure Appendix 15 Internal Audits Procedure Appendix 16 Corrective Action Procedure Appendix 17 Management Review Procedure Appendix 18 Drinking Water Works Permit 2 - 21 w 4 ` o I I , k ° x ------------ 1/ *� ? �sa C; s r�d :x ✓ x ? �'^ t� 'Cyo_ r /, i .w� iy ti� ''" F'a 8 \ ✓6; t �i.. 4 /-..'� M T r j 11 l PP` W °..I i \ � ��i Yea "� �rx � ,* P a o c m m ;s LO A 4 r' 1 i,, LQ f a .n ' NN� ��,11\e f � " 4 W ° a W ° H H Cl) U) _ o® ® q 0 : - W -- a EEE- EEffff ff E EEEEE --- - - - a � O --------------------------------------------------------------- .. s r6, Kitchener Utilioties Re-Endorsement of Operational Plan Top Management re-endorses the Kitchener Utilities City of Kitchener Drinking Water Distribution System DWQMS Operational Plan. Original endorsement was November 10, 2008. Wally Malcolm, P.Eng. Director of Utilities .......... Tarnmer Gaber, in Manager of Operations Date 2 - 23 INTERNAL J City of Kitchener N�R City Hall, 200 King St.West i1t P.O. Box 1118 Corporare5ervkes Kitchener,ON N2G 4G7 Date: November 25, 2008. To: A. Mick, Utilities Water Engineer From: J. Billett, Supervisor, Council / Committee Services cc: W. Malcolm Subject: Council Resolution: Drinking Water Quality Management Standard This is to advise that City Council at its regular meeting held on Monday, November 24, 2008 passed the following resolution: "That the Drinking Water Quality Management Standards Operational Plan, attached to Financial Services Department report FIN-08-133,`be endorsed in.principle, in accordance with the Safe Drinking Water Act, 2002 and Regulation 188107; and further, That staff report annually on operation of the Drinking Water Quality Management Standards Operational Plan, including legislated and Departmental improvements having an impact to the Plan." i J. illett 2 - 24 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: DOCUMENT CONTROL Control Number: 1 Revision: 5.0 Effective Date: July 9, 2013 1 Purpose The purpose of this procedure is to define the method for Document Control which includes the following: • Document development • Document review and approval • Document issuance • Changes to Documents • Retention of obsolete documents • Document Storage 2 Scope This procedure is applicable to all QMS documentation (as identified in the Master List of Documents — except Records) and all personnel whose activities affect drinking water quality. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown, as applicable. Document Categories subject to the scope of this procedure: • Operational Plan • Quality Policy • Work Instructions • Audit Checklists • Blank Forms • Equipment Manuals (documents of external origin) • Training Materials in both electronic (soft) and paper (hard) copy formats. 3 References DWQMS Element 5 Document and Records Control Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 1 of 6 2 - 25 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard Record — a document that states results achieved or provides proof of activities that have been completed Document — a set of instructions or a blank form that once filled in becomes a record 5 Procedure 5.1 The QMS Representative shall be responsible for ensuring documents are updated, when changes occur that may affect a document. Creating New or Updating Existing Documents 5.2 The Master List of Documents shows the documents that are currently controlled under the QMS. 5.3 Any employee of the Kitchener Utilities may request the creation of a new QMS document or a change to an existing one. The request shall be made to the QMS Representative or the QMS Specialist. The need for new or updated documents may also be identified by audits or management review. 5.4 The request may include the following information: • Reason for new or revised document • Required by the DWQMS • Enhances process control • Eliminates risk • Supports regulatory requirements • May improve operational efficiency 5.5 The QMS Representative shall review the request for creating or revising these documents. 5.6 If the request is approved by the QMS Representative, the QMS Specialist shall develop the new/changed document in coordination with the requester. The procedure template is available in the QMS folder on the common network. The Template shall be "locked" so that it cannot be changed. Document Review, Approval and Issuance 5.7 The QMS Specialist shall submit the draft document to the QMS Representative for review. Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 2 of 6 2 - 26 5.8 The QMS Representative shall review the document, and comment, make edits, or accept the document. 5.9 Once acceptable, the QMS Specialist shall: • approve the new or revised document • update the status of the Master List of Documents accordingly, and • add the electronic document to the QMS Document folder. • assign a unique document # for procedures, work instructions and forms • replace existing document with revised documents (or new document) in associated binder. There are two Operational Plan binders, Water Work Instructions Manual binders and Water Emergency Manual binders. • to ensure that the latest version of all documents are available to all employees and the appropriate individuals have been informed of the changes, the Document Roll-Out Work Instruction is to be followed. 5.10 All Supervisors shall be advised by email that a new document has been added to the QMS or that a document has been revised in the QMS. In addition, this information will be communicated to C&M Staff as part of the quarterly communication roll-out. 5.11 The QMS Representative shall be responsible for ensuring that copies of the new or changed document are distributed according to the Master List of Documents. 5.12 The Supervisor's office contains one Operational Plan binder, one Water Work Instruction Manual binder and one Water Emergency Binder. The QMS Specialist's office contains one Operational Plan binder, one Water Work Instruction Manual binder and one Water Emergency Binder. Retention of Obsolete Documents 5.13 Minimum retention requirements for obsolete documents, as applicable, are shown in the table below, not including records. Retention of documents beyond the requirements listed in the table is at the discretion of the QMS Representative. Document Minimum Retention Operational Plan At least one obsolete revision level, retained indefinitely Procedures At least one obsolete revision level, retained indefinitely Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 3 of 6 2 - 27 Template No retention of obsolete templates required Work Instruction At least one obsolete revision level, retained indefinitely Blank Form No retention of obsolete blank forms required Document of External No retention Origin e.g. Equipment manuals Training Manuals, At least one obsolete revision level, retained training matrix, DWQMS indefinitely awareness training handout DWQMS Policies At least one obsolete revision level, retained indefinitely Other At the discretion of the QMS Representative 5.14 Obsolete documents (due to changes) shall be collected and handled by the QMS Representative. 5.15 Obsolete documents shall be clearly marked as being "Obsolete" and will be stroked out on the Master List of Documents. 5.16 All obsolete documents shall be retained in the "Obsolete Documents Folder" that is maintained by the QMS Representative. Access to this folder shall be restricted to the QMS Representative and/or his/her designate, as appropriate. 5.17 Obsolete documents not being retained shall be destroyed by the QMS Representative. 5.18 The QMS Representative shall ensure that all obsolete documents shall be removed from all point of issue not later than 4 weeks after the issuance of an updated version, or, after having been identified during the course of an internal or external audit. Document Availability 5.19 All procedures, instructions, forms and checklists shall be retained in the QMS folders or designated folders on the network, with restricted write access as appropriate. Hard copies are retained in binders in the Kitchener Operations Facility at the office of the QMS Specialist and the Construction and Maintenance Supervisor's office. 5.20 Equipment manuals are retained at the Operations Facility. They are stored by equipment type. Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 4 of 6 2 - 28 5.21 Any documents printed off of the s drive shall include the date of printing and the note "Uncontrolled Copy" in plain view on every page. Network Back-Up of QMS Folder 5.22 Tape backups of all servers shall be performed every weekday evening (differential) a full back-up is completed every Friday. 5.23 Backup software shall be utilized. 5.24 Tapes shall be stored at an offsite location (Fire headquarters). 5.25 Data restored from tape shall be tested quarterly by IT personnel. 6 Associated Documents QMS Folder — located on the s:drive Other folders `Master List of Documents Form'— located on the s:drive QMS Procedure Template — located on the s:drive Document Roll-Out Work Instruction 7 History of Changes Revision Date Description By 0 November 3, Original Angela Mick 2008 1.0 July 14, 2009 Revision of Section 5.8 to Angela Mick include reference of hard copies, new Section 5.11 for binder locations 2.0 July 29,2011 Changed 5.11 and 5.18 to Peter Pavlinich reflect locations of the binders since the move to the Kitchener Operation Facility (KOF) We removed one copy of the Emergency binder from the Manager of Operation as his office is found with the supervisors. 3.0 July 10, 2012 Revision to Section 5.8 to Parmi Takk reflect the removal of one Water Emergency Manual binder Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 5 of 6 2 - 29 4.0 April 3, 2013 Removal of DWQMS Parmi Takk Change Request Form, was not used by staff. 5.0 July 9, 2013 Reference to Document Roll- Parmi Takk Out Work Instruction and stroking out obsolete documents on Master List of Documents. Kit Doc Control Proc Rev.5 (CN 1).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 6 of 6 2 - 30 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: CONTROL OF RECORDS Control Number: 11 Revision: 1.0 Effective Date: November 27, 2008 1 Purpose The purpose of this procedure is to define the method for Control of Records that are required by the Quality Management System in accordance with legislative, operational, legal and historical record keeping requirements. 2 Scope This procedure is applicable to all records that are generated from processes and activities that are described within the Operational Plan and/or its referenced Wls, demonstrating conformance to the QMS requirements. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References • DWQMS Element 5 Document and Records Control • Legislative references as outlined in Section 5.0 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard MOE — Ontario Ministry of the Environment Record — a document that states results achieved or provides proof of activities that have been completed. WI —Work Instruction Control of Records Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 1 of 4 2 - 31 5 Procedure 5.1 Records are maintained as objective evidence that the requirements of applicable Ontario legislation and the DWQMS are being effectively addressed. 5.2 The QMS Representative, Supervisors, Utility Water Engineer shall be responsible for control of records within his/her group. 5.3 Records may be retained in hard copy or in electronic copy. General Requirements 5.4 All records shall have title, which shall be clearly visible and legible. 5.5 Manual records shall be legible. Pencil or any other erasable marker shall not be used to record process or product information or data. 5.6 All manual records shall show the name or initials of the recorder and the date (and time if appropriate) the record was generated. 5.7 QMS records shall be stored and available at the Operations Facility. 5.8 QMS records shall be stored in a manner that protects them from damage or deterioration, and in such a manner as to make them accessible. Care shall be taken to ensure that no records, hard or soft copy, are exposed to elements or conditions that may damage the integrity of the information contained therein. 5.9 Records shall be retained in either hard or soft copy per the retention times indicated in the Records Retention section listed below. 5.10 Records that have exceeded the minimum retention times, and are not required to be retained for knowledge, legal or other purposes, shall be archived or disposed of as stipulated by the Kitchener Corporate Services Department — Corporate Records Management & Archives Services Guidelines. 5.11 Where required by regulation, records shall be made available for public viewing through the Freedom of Information Act, or by other practical means. 5.12 All records shall be readily retrievable for the purposes of the utility owner, internal and external auditors, municipal employees and inspectors. Records Retention 5.13 All records required by Ontario legislation to demonstrate compliance shall be maintained per the regulations, for the activities for which Kitchener Utilities is responsible. Control of Records Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 2 of 4 2 - 32 5.14 All records required to demonstrate conformance to the requirements of the DWQMS shall be retained for the following minimum time periods unless otherwise stipulated by the Kitchener Corporate Services Department — Corporate Records Management & Archives Services Guidelines (as applicable to Kitchener Utilities responsibilities): S Years • DWQMS Corrective Action Requests • Internal QMS Audit Results • External QMS Audit Results • Management Review Minutes • Calibration Results • Consumer Enquiries (Relating to Drinking Water Quality), as applicable • Maintenance/Service Requests - Maintenance Records •QMS Competencies Records Network Back-Up of QMS Folder 5.15 The IT Manager shall ensure the network QMS folder is backed-up. 5.16 Tape backups of all servers shall be performed every weekday evening (differential) a full back-up is completed every Friday. 5.17 Backup software shall be utilized. 5.18 Tapes shall be stored at an offsite location (Fire headquarters). 5.19 Data restored from tape shall be tested quarterly by IT personnel. 6 Associated Documents • Kitchener Corporate Services Department — Corporate Records Management & Archives Services: o Record Creation Guidelines • Record Keeping Guidelines for Electronic Records • Record Keeping Guidelines for Paper Records o Authorized Destruction of Records Guidelines & Procedures o Records Inventory /Transfer Guidelines & Procedures Control of Records Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 3 of 4 2 - 33 7 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 November 27, Removal of emergency plan Angela Mick 2008 summaries Control of Records Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 4 of 4 2 - 34 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: RISK ASSESSMENT Control Number: 9 Revision: 1 Effective Date: July 9, 2013 1 Purpose The purpose of this procedure is to define the method used to assess and rank risks to the drinking water system, and identify critical control points. In general, the procedure describes how to: • identify and rank potential hazards to the water distribution system • identify control measures to address hazards • identify Critical Control Points (CCPs) and associated work instructions 2 Scope This procedure is applicable to all processes and activities within the control of the distribution system. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References DWQMS Elements 7 & 8 Risk Assessment 4 Definitions and Acronyms CCL — Critical Control Limit CCP — Critical Control Point DWQMS — Drinking Water Quality Management Standard WI —Work Instruction 5 Procedure 5.1 The Risk Assessment Table shall be used to document this process. Kit Risk Assess Proc Rev.] (CN 9).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 1 of 4 2 - 35 Hazard / Hazardous Event Identification 5.2 The QMS Representative shall assemble a team to discuss and identify all potential hazards to the water distribution system. The team members at a minimum shall include the QMS Representative, Supervisor of Utilities and a Utility Person. A representative from the Township of Wilmot shall be invited. 5.3 Each of the process areas of the water distribution systems shall be reviewed to identify potential hazards, and hazards shall be recorded in the table. 5.4 For each hazard, control measures in place to prevent the hazard or hazardous event from occurring shall be identified, including reliability and redundancy of equipment. Control measures are defined as measures to eliminate or reduce the hazard to an acceptable level. Ranking Risk 5.5 Each hazard identified shall be "ranked" by the team according to: • Likelihood is the probability/likelihood of a hazard or hazardous event occurring (see below) • Severity is the potential impact to health or impact on operations if the hazard or hazardous event occurs (see below) • Detectability is a measure of the ability to detect the presence of the hazard or hazardous event (see below) LIKELIHOOD Rating Unlikely to Rare May occur only in exceptional circumstances, greater than 1 every 5 years. Possible Could occur at some time, quarterly to every 5 years. 2 Likely to Almost Will probably occur in most circumstances —occurs more 3 Certain frequently than quarterly. SEVERITY Rating Minor/ Minor/insignificant impact, little disruption to normal 1 Insignificant operation, low increase in normal operations costs (<10 residential services affected). Moderate Minor impact for larger proportion of population, significant 2 modification to normal operation but manageable, operation costs increased, increased monitoring (>10 residential services or industrial/commercial/institutional services affected). Major Major impact for large proportion of population, complete 3 failure of essential systems (entire pressure zone or >5,000 customers affected). Kit Risk Assess Proc Rev.] (CN 9).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 2 of 4 2 - 36 DETECTAB I LITY Rating High/Good Automatic response and/or alarm (Regional Level). 1 Detectability Detectable Visually detectable on operator's rounds. Regular 2 maintenance would discover problem. Customer feedback. Poor Visually detectable, but not inspected on a regular basis. 3 Detectability/ Would not be detected before a problem was evident. Undetectable Sickness-related customer feedback. Cannot detect. 5.6 The reliability and redundancy of equipment shall be considered in this ranking. 5.7 The control measures may be identified and considered when assigning ratings to hazard and hazardous events. 5.8 The total risk shall be determined by adding the individual scores for likelihood, severity, and detectability, as defined by the tables above. Critical Control Points 5.9 All hazards or hazardous events which have an overall risk rating of 8 or higher shall be identified on the table. The process step associated with the high risk shall be designated as a critical control point (CCP). 5.10 The team shall have the authority to add or remove CCPs at their discretion, and shall note reasons for changes in the comments column. (E.g. If the Operating Authority cannot apply measures to prevent or eliminate the hazard, or reduce it to an acceptable level) 5.11 For each critical control point, the following information shall be recorded into the Risk Assessment Table: • Reference to monitoring Procedures or Wls, to describe what is monitored to indicate that the process step has gone out of specified critical control limits • Reference to response Wls, to describe the response to deviation from critical control limits, including reporting and recording of information 5.12 If required, the QMS Representative shall create the monitoring, recording, reporting and response work instructions for deviations from critical control limits, as per the Control of Documents Procedure. General 5.13 Supporting notes and comments, as needed, shall be recorded in the table. Kit Risk Assess Proc Rev.] (CN 9).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 3 of 4 2 - 37 5.14 The QMS representative shall ensure that relevant information is circulated to all members of the Risk Assessment Team. 5.15 Every year, the QMS Representative shall review the risk assessment and ensure that the information and assumptions remain current and valid. This may be conducted prior to the QMS Management Review or more frequently if a significant process change or upgrade has occurred. 5.16 Every 3 years, the QMS Representative shall ensure a new risk assessment is conducted. 5.17 The RA will be circulated to the Manager, Operations and the Township of Wilmot. 6 Associated Documents Risk Assessment Table Work Instructions as referenced 7 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1 July 9, 2013 Revised risk ranking to a 3- Parmi Takk point scale Kit Risk Assess Proc Rev.] (CN 9).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 4 of 4 2 - 38 E x x o :°-s 0 c d " d" d " 0 d SO SO y w 3 m m U—m o m Q m Q _o " - `u - tt mw E ' > M m o ° n Q o o Q - .9 Q o o.E - - o E f - -a m - v v o m r 3 o E o o rn— rn- o om-v 21$ L m r w ° w o w a w w o — w w w a w w T 3 o o - — r a 0 mm o lo ° E - a r - 4 rn E - m o N Em m w - M- $m y w c E E IN oo o m c 0 3 3 3 E tt om Em c m o U c 0 m m - 3 E E r 'E o f _ .P E - u ooi'Q c c x E°u - — - E `w am a > > E'o S m - `m `m> - 3 m w w o 5 m E o a — - n — — $ U o°" ° E E o a m E > ; c v c m E m — m rn N o o _ rn 'u _ N 3 m — O1 - c K a o U n U U K Y U N' 3 a 2 m n N n E S U Z Z z Z Z Z Z Z Z Z Z Z Z Z o U U Q �U O N m 0 Q o N a E 1. 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E v `r - m - 0' m r w 'w o a E - o a3 E r „ po ° '�° - ME-" Ea T P m � m- r a I °( - m o _ 30E> m E E - 'E -o ` U-_ �o 10 10 �ol c 3 E � o� m E E - - m 1E am u U rn- v .00 c°'-� �3 v `w a 3 m -L°a - n E n ° -y °- m w OO m r m y 0-N U v v Z - a 2 x a` n m um 3 7 w a x 3 °u 3 tt U Z y" y" Z Z Z Z Z Z y" Z U U Q �U O N m 0 Q s o - - o _ = v� 0 P! So m - Sr _ Sm - 3 3 m m 'o o -`w oo E o-3 E r0 - '.E�.. oQ2 0 U - - a E m o - m o - oo aE E _ - -- E _ 3 m o lo o _ 3`m _cE - = E`o-` `o -_0 -'0 ' - E `w w am o° o U - °0 n 3 c m°E n C7 n 3 E Z _ m T - o 3 :s � 3 w _ _ o 3 S m = m m m m m m - m m .. E 0 o o 10 m 00 3 =v 3 1 0`m in - - _ - a_ - oo M m E _ _ _ _ Z v E m 3.c m e u E °5 _ _ 3.c_ _ v to E m �°E c E E c 3 0. - E `w E v No - - - 2 c O U m z o f o f _ o f o f _ o f Q m U m U m U m U m U Q lo E Y y Y y Y y Y y Y y Y O y Y O y Y 1E Y y Y y Y y o yo E m o Z 2 - 40 o - - \ \ }() /() oa o o ; - : _ !))� !))� \ {- \ \ \�\ o-m \o \mo \\\\ AE ; ; _ - ; :_« : :_« f! { { ƒ}f ))§ If f§§/ f§§ / o - - - - - `j\)# o 4 # # \ \ } \{\\!\}}\ } \{\\\} } \\\\\ \-} / \ \ o o ) )/}ƒ)){)\}) )/}ƒ)))\ )) j)\\ § ))/ ) ) ) ) o o ` 2- _ _ o .2 15 N: - \o2o - - o\o-5o 22 ( \}\\\\ \ \\}\ }\ \ }\\\\\ \\\}\ \\\\\{ \) \\\\ \{ \A o _ ) : o Im \(! _ ` : ) )\ \ )/( \ ) \\ \\ ) \ )\ )) /\} f /\} /\} / /\} /\} /\} /\} \\\ / , \ 2 - 41 o oo 0 10 10 j lo mo 22 I lo o ) ; § § _ -lo {\ {_ \ \ : -- - - - {} / : {\)j ) 2i; / o \\ \}\\ \ \ \ \ \\\ \ w w MW MW lo lo E o \ \ > } \ \ \® ] \ \\ \ \\ � m 0 OM o 0 \ o o MM o ) - o \ i § - ` - o }\ }\ }\ \{\ \{\ \\\ \{\ \{\ \{\ \{\ \{\ _ §! | � io 2 - 42 Criteria 1 -Likelihood Level Descriptor Example Description 1 Unlikely to Rare May occur only in exceptional circumstances,greater than every 5 years 2 Possible Could occur at some time,quarterly to every 5 years 3 Likely to Almost Certain Will probably occur in most circumstances-occurs more frequently than quarterly Criteria 2-Severity Level Descriptor Example Description 1 Minor/Insignificant Minor/insignificant impact, little disruption to normal operation, low increase in normal operations costs <10 residential services affected Minor impact for larger proportion of population,significant modification to normal 2 Moderate operation but manageable,operation costs increased,increased monitoring (>10 residential services or industrial/commercial/institutional services affected 3 Major Major impact for large proportion of population,complete failure of essential systems entire pressure zone or>5,000 customers affected Criteria 3-Detectability Level Descriptor Example Description 1 High/Good Detectability automatic response and/or alarm (Regional Level) 2 Detectable Visually detectable on operator's rounds; Regular maintenance would discover the .problem. Customer feedback. 3 Poor Detectability/ Visually detectable, not inspected on a regular basis. Would not be detected before a Undetectable 1problem was evident. Sickness-related customer feedback. Cannot detect. Risk Analysis Level of Likelihood +Severity+ Risk Category Detectability 3-4 Low 15-7 Moderate 18-9 High 2 - 43 1. Purpose This procedure describes the monitoring, response, recovery and recording tasks related to Critical Control Points identified on the Risk Assessment Table. 2. Scope This procedure is applicable to the drinking water activities for which Kitchener Utilities is responsible as Owner and Operating Authority. 3. References DWQMS Element 8 - Risk Assessment Outcomes 4. Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard DGSSMS — Region of Waterloo and Area Municipal Design Guidelines and Supplemental Specifications for Municipal Services CCP — Critical Control Point, an essential step or point in the system at which control can be applied by the Operating Authority to prevent or eliminate a drinking water health hazard or to reduce it to an acceptable level. CCL — Critical Control Limits, the first point at which a Critical Control Point response procedure is initiated. 5. Procedure 2 - 44 C co Q +— b4 N v flO co ^ " 3 CO cL o N O L N u O Q)O u- - 0 Q) 3 O a a oC b4 s- O a. 4 O o 3z co O u CU O C co 's co v L p v p M M w a� L +J cu w a� co > > a) � co a) -p °- a� W a� a� O a) O L o f ono C O O a) O s p a) a - Q Q V E V V E = E cuo c° oC a) Q) co s w co s w a) '3 s oho oho J C F C 'O .� C C 'O .� C 0 V O I O m S- O I O m S- O I Corgi- C ° COr °- C ° �. � or O O w O O Q) w v v O O v v ° ° v N > co \ ^ ^ v c0 > � .`^ ^ v c0 L a) -11 a� a� W L a) L a� a� L E p > E O o o E 0 > E O o o E O > w � Q w w � Q w � � � w � Q O � V �-• O � 3 V � E C O ^ co 6 '� L C 30 v_ pq N C pq ) -p V J J 3 co V 0 O co J co c L o O a O N b4 N co C a O C cu L +� > s C > O +� co b4 C v C co p. co N v s b4 w L O v- a O E p p > O o L 3 u E O a > L E .0 co o E 0 a O O `^ io =; O O a >1 co E N A cvC N C ° S .a 4- � N vim—. N co a C E E C > _ a C a) w a) a) .. L p 4-• E L a a) G CO a C Q O Li. C V S- Ov � C � u cu p C ^ io L v " io L m m L D C co v �- b4 co o 'v O 'v O .0 L Li +, C +, O a) .E oC � V o. � V o. = Q cu m co Q O V ) E cu E 3 a� p o , c c p a) uo c CU o — 'cu Q)V c I 'NL a)C co V N N C m N co C +- — c O a) 4- m O °' c � w a n °° aC )O 3 V cNO `L° V .N •� cNO V C E .N > C CU cCO •�cu Qu = a x � Q cCO = m .� v 3 > � = � 2 2 - 45 6. Associated Documents and Records Emergency Response Work Instruction — Adverse Water Quality Emergency Response Work Instruction — Boil Water Advisory/Drinking Water Advisory Emergency Response Work Instruction —Watermain Break Emergency Response Work Instruction —Watermain Break at Bridgeport Emergency Response Work Instruction — Main Break on Halls Lane ArcReader® 7. History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 July 15, 2009 Update job title change for Angela Mick Backflow Prevention Officer to Cross Connection Control Specialist 2.0 December 9, 2009 Update CCP based on revised Angela Mick risk assessment 3.0 December 23, 2010 Update CCP based on revised Angela Mick risk assessment (Dec 22, 2010). Removal of Inaccurate Records or Limited Access to Records CCP due to ArcReader, revision of Halls Lane CCP 4.0 January 9, 2012 Addition of watermain break in Angela Mick Bridgeport 5.0 July 10, 2012 Revised Emergency Work Parmi Takk Instruction to Emergency Response Work Instruction 6.0 April 2, 2013 Removal of Halls Lane CCP Parmi Takk 7.0 July 9, 2013 Update CCPs based on revised Parmi Takk risk assessment (June 18, 2013). 8.0 July 29, 2014 Update CCPs based on revised Parmi Takk July 2014 risk assessment 2 - 46 � m .2- j | \ & M / 0 CL E CL \ : -L - 0 ` - t E co CL ! ± (fagt 0 CL M § * ( \ � CL m� / } � ( 2} } \ \ \ - r / {� � § \ \ \ " ( f0 \/ E _ _ 3 E : 2 E \ / 5 / / e 5 - t � / = - / I / — ^ - - - _ - 5 � - _ « 2 « 4 a � -a 0 m \ { \/ a \ { yy � } ( \a � _ � � � A2 = AJ \ � § 5 = , bD bD 2 � m ) � ° --------- ---- - -� § Al DLn ( � k � _ - e - \ r, u . 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LL 2 m w p w < w m O U O O Q C T Y m > O V N w +� m O a) K ho C T O .0 I O Q — O � v O m m ` O O m m O O .,, o :U s in. EO 00 V1 K H L L0) V to J w 0 -0 a) p�j ,`k a) I� O C , (j a) O O V w Y C N O Q = x 0 V 2 - 48 Name Function Class Water Operator Certificate # ID number Craig Abernathy Distribution Operator 2 50216 90051980 Tom Battler Distribution Operator 2 52872 90008468 Steve Bender Distribution Operator 2 50217 90051977 Rodney Bennett Distribution Operator 2 50214 90051981 Cory Bradshaw Distribution Operator 2 50222 90025539 Jason Braendle Distribution Operator 1 77227 90057917 Jeff Cline Distribution Operator 2 50224 90051985 Ron Crawford Distribution Operator 1 59345 90054197 Dominic Donato Operator-in-Training (OIT) OIT OT78517 90070689 Scott Douglas Distribution Operator 2 50221 90025538 Ron Eckert Distribution Operator 1 6377 90003559 Scott Engel Distribution Operator 2 50220 90051976 Mike Farwell Distribution Operator 1 66576 90054196 Doug Hammer Distribution Operator 1 72399 90056087 Kevin Franks Distribution Operator 1 85799 90064652 John Harding Distribution Operator 1 66694 90056089 Sean Hiller Distribution Operator 2 52947 90018679 Mark Kavelman Distribution Operator 2 52890 90015383 Cory Mather Distribution Operator 1 80385 90056774 Dave Nichols Distribution Operator 2 50219 90051978 Raymond Parker Distribution Operator 1 59556 90054199 Jeffrey Pilarski Operator-in-Training OIT OT74785 90057097 Kyle Robertson Distribution Operator 1 72400 90056090 James Schroeder Distribution Operator 1 72401 90056088 Steve Smith Distribution Operator 2 18161 90003542 Michael Snyder Distribution Operator 2 52870 90008799 Kevin Stalkie Distribution Operator 2 52889 90003565 Jeff Tvrdon Distribution Operator 2 52871 90008803 Supervisor Carlos DaCosta Supervisor, Utilities 2 17678 90003560 Dan Linka Supervisor, Utilities 2 17682 90003540 Peter Pavlinich Supervisor, Utilities 2 17680 90008802 Jeff Rye Supervisor, Customer Connections 2 52949 90018681 Matt Ryan Supervisor, Loss Prevention OIT OT81143 2 - 49 Current Position Name Kitchener Utilities Deputy CAO, Infrastructure Services Dev Tyagi Director Wally Malcolm Manager of Operations Tammer Gaber Water Utility Engineer/QMS Representative Angela Mick Utility Engineer Sylvie Eastman/Les Jones Utility Supervisor Dan Linka Utility Supervisor Carlos DaCosta Utility Supervisor Peter Pavlinich Customer Connections Supervisor Jeff Rye Loss Prevention & Maintenance Supervisor Matt Ryan Cross Connection Control Specialist Marc Hilker Quality Management System Specialist Parmi Takk Building Director—Building/CBO Mike Seiling Manager Robert Schipper Manager Tim Benedict Municipal Building Official II/III Walter Fasan Municipal Building Official II/III Scott Madter Municipal Building Official II/III Trevor Oakley 2 - 50 1.0 Purpose The purpose of this procedure is to: • define the competencies required for personnel performing duties that directly affect drinking water quality • describe activities to develop and maintain those competencies • describe how personnel are made and kept aware of the relevance of their duties and how they affect safe drinking water 2.0 Scope This procedure covers all activities that affect the hiring, training, and certification (to O. Reg. 128/04) of all personnel performing duties that directly affect drinking water quality. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3.0 References DWQMS Element 10 Competencies 4.0 Definitions and Acronyms WI —Work Instruction CEU — Continuing Education Unit 5.0 Procedure Identifying Competencies 5.1 Competencies for personnel directly affecting drinking water shall be defined in the table below. 2 - 51 Role Required Competency Manager Operations -Training in Water Emergency Manual -At least 5 years related experience Utilities Water Engineer -Training in Water Emergency Manual - P. Eng designation -At least 4 years related experience Utilities Engineer -Training in Water Emergency Manual - P. Eng. Designation -At least 4 years related experience Supervisor - Utilities - Distribution Class 2 certification -Valid drivers license -Training in Water Emergency Manual Supervisor - Loss Prevention -Training in Water Emergency Manual & Maintenance - P. Eng. Designation -At least 4 years related experience Distribution Operator - Distribution Class 1 certification -Valid drivers license -Training in Water Emergency Manual Operator-in-Training - OIT certification -Valid drivers license -Training in Water Emergency Manual Cross Connection Control - Certificate of Qualification as a licensed Plumber Specialist* - Certified backflow prevention device tester/inspector, recognized by the American Water Works Association *the Cross Connection Control Specialist is for Kitchener only since the Kitchener by-law does not extend outside of the City of Kitchener Meeting Competencies 5.2 The Loss Prevention & Maintenance Supervisor shall be responsible for maintaining competencies for staff directly affecting drinking water quality (except for the Utilities Water Engineer, Utilities Engineer and Cross Connection Control Specialist). Training records for the Engineers and Cross Connection Control Specialist shall be maintained by the Corporate PeopleSoft system and/or the Utilities Water Engineer. 5.3 Training needs are identified on the Training Matrix. The training matrix shall be prepared and maintained by the Loss Prevention & 2 - 52 Maintenance Supervisor. The Loss Prevention & Maintenance Supervisor shall ensure that the Training Matrix incorporates competencies identified in the table above. 5.4 CEU requirements are maintained in the training matrix and conducted by an outside body as required by O. Reg. 128/04. Training is accredited and personnel completing the training receive CEUs. 5.5 In house training is conducted for the Emergency Water Manual, DWQMS Awareness and other training as needed. Training is based on the Work Instructions and is incorporated in the training matrix, but personnel completing this training do not receive CEUs. 5.6 New employees are trained on the DWQMS Work Instructions and receive DWQMS Awareness Training. 5.7 As changes to technology, software, legal requirements and departmental processes occur, the training matrix shall be updated and updated training provided to all necessary employees. 5.8 Training may be provided on or off site by qualified employees or contracted subject matter experts. 5.9 Certification Renewal dates shall be incorporated into the Training Matrix. Measuring Effectiveness 5.10 The Manager of Operations shall be responsible for ensuring that all identified training is completed. 5.11 Training effectiveness shall be evaluated when appropriate through testing, or a demonstration of knowledge gained. Record Keeping 5.12 Records of competencies, training records and Operator Certifications shall be maintained by the Loss Prevention & Maintenance Supervisor. Relevance of Duties 5.13 Relevance of all drinking water-related staff duties and how they affect safe drinking water shall be discussed at DWQMS roll-outs of changes; as part of these roll-outs a DWQMS awareness component should be included or done as a standalone session. The handout covers discussion of roles named in section 5.1 of this procedure, and also additional roles related to drinking water. 2 - 53 5.14 Meetings may also cover other DWQMS issues, including Emergency Management and Response. 5.15 Sign-in sheets/presentations for the roll-outs/DWQMS awareness shall be held by the QMS Representative. 5.16 Changes to the distribution system or to the QMS shall be communicated as needed to all personnel by the Manager of Operations or the QMS Representative/QMS Specialist, respectively. 6.0 Associated Documents City of Kitchener Water Emergency Manual Training Matrix 7.0 Records Water Distribution Training Matrix Employee Records Employee Certifications 8.0 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 November 14, 2008 Training record locations, Angela Mick Awareness documentation, removed confined space training — not a competency, changed manager to 5yrs, not 10 2.0 February 6, 2009 Changed title of Backflow Angela Mick Prevention Officer to Cross Connection Control Specialist 3.0 March 19, 2012 Removed Manager of Peter Pavlinich Operations competency requirement to have Distribution Class 2 Certification as result of a Corrective Action Request. 4.0 October 3, 2012 Removed reference to Parmi Takk Supervisor-Training and Support and replaced with 2 - 54 Utilities Water Engineer 5.0 January 7, 2013 Removed Emergency Parmi Takk Management and Response Work Instructions and replaced with Water Emergency Manual 6.0 April 2, 2013 Added Supervisor — Loss Parmi Takk Prevention & Maintenance 7.0 December 10, 2014 Removed references to A&B Parmi Takk Training and added information on DWQMS roll- outs (including an awareness component) 2 - 55 I Purpose This procedure describes the personnel coverage provided for Kitchener Utilities waterworks. 2 Scope This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References DWQMS Element 11 - Personnel Coverage 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard ORO - Overall Responsible Operator WI —Work Instruction 5 Procedure 5.1 Coverage shall be governed by Ontario Regulation, and the Collective Agreements between the unionized employees and the employer. 5.2 The waterworks shall be staffed from Monday to Friday from 8:00 am until 4:00 pm. 5.3 The On-Call Supervisor-Utilities is considered ORO when they are on-call as per schedule. 5.4 Supervisors are OIC's at all times. 5.5 As per the Collective Agreements, any shift person whose relief person does not report for duty at the regular time must remain at their post until a substitute relief person is arranged for. 5.6 An on-call licensed Crew-Leader shall be assigned during off-hours as per the On-call Schedule. The assigned on-call licensed Supervisor, Utilities is the acting Overall Responsible Operator (ORO) after hours. 2 - 56 5.7 The On-call Schedule shall be set by the Manager of Operations, based on input from the unions and legislated working hours. The On-call schedule will be maintained by Manager of Operations and a copy will be provided to Top Management (including Council). 5.8 The original On-call Schedule shall be posted in the Operations Centre by the Manager of Operations. The original on-call Schedule will be controlled and placed in the Emergency Manual. The On-call schedule is frequently updated and the most recent list is posted in the Supervisor's office as changes are requested. Dispatch is also notified of the most recent on-call information. Emergencies 5.9 A listing of all critical contacts and contact information for waterworks staff is provided on the On-call list. Other critical information is included in the Kitchener Utilities Water Emergency Manual. 5.10 Off hours emergencies shall be initially addressed by the designated On-call Crew Leader. 5.11 In the event of an emergency within the Kitchener distribution system, the Kitchener Utilities Operations Centre will contact the On-call Crew Leader. The Crew Leader may have the Kitchener Utilities Operation Centre contact On-call Construction and Maintenance Staff, On-call Supervisor and/or On- call Manager, as appropriate. In the event that additional staff who are not on-call are required, the Kitchener Utilities Operation Centre shall call the Telephone Crew List until sufficient staff are available. In the event that additional staff are not available, and the work needs to be completed, an outside contractor may be called. The outside contractor is listed on the Contractor List located in the Kitchener Utilities Water Emergency Manual. Neighbouring municipalities or outside contractors may be contacted to provide qualified personnel off-hours in the event of an emergency. 5.12 In the event of an emergency within the Mannheim or Shingletown systems, initial contact may be with the Township of Wilmot. During off-hours, a voice mail message shall be in place so that the caller is directed to the on- call phone number for Kitchener Utilities. Strikes and/or Lockouts 5.13 Strikes and lock-outs shall be handled as per requirements in the appropriate Collective Agreement. 6 Associated Documents and Records Collective Agreement — IBEW Local 636 2 - 57 Collective Agreement — CUPE Local 791 Kitchener Utilities Water Emergency Manual 7 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 November 25, Removal of time frame Angela Mick 2008 reference 2.0 March 31, 2011 Added comments regarding Peter Pavlinich ORO and OIC responsibilities for Manager of Operations and Supervisors. Also removed Corporate Contact Centre and changed to Kitchener Utilities Operation Centre. 3.0 September 14, 2011 Remove ORO duties from Angela Mick Manager, revised Supervisor ORO 4.0 July 10, 2012 Revised title to Kitchener Parmi Takk Utilities Water Emergency Manual 5.0 October 3, 2012 Removed one additional ORO Parmi Takk duty from Manager 6.0 January 22, 2014 Removed on-call schedule Parmi Takk from DWQMS Documentation since constantly revised and needed people are kept informed. 7.0 April 25, 2014 Added original on-call schedule Parmi Takk to Water Emergency Manual and made the original a controlled copy. 2 - 58 I Purpose This procedure describes how relevant aspects of the Quality Management System are communicated between Top Management and: • the Owner • Operating Authority personnel • Suppliers and • the Public. 2 Scope All groups or individuals affected by the Drinking Water Quality Management System. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References DWQMS Element 12 - Communications 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard MSDS — Material Safety Data Sheet 5 Procedure Communication to the Owner 5.1 The QMS Representative shall ensure the applicable Owner is provided with results from the Management Review, as per the Management Review Procedure. 5.2 The Director of Utilities may communicate relevant aspects to the applicable Owner as required. 2 - 59 5.3 Communication with the Owner may be documented in the Council minutes. 5.4 Communication of the sampling, testing and monitoring results shall occur as per the Sampling, Testing and Monitoring Procedure. 5.5 The results of the infrastructure review and the maintenance program are communicated as per the Review and Provision of Infrastructure Procedure. Communication with Operating Authority Personnel 5.6 DWQMS awareness training component should be included as part of the DWQMS roll-outs of changes to waterworks employees. 5.7 New permanent or temporary waterworks employees shall be provided an overview of the Operational Plans during orientation. Records of the overview will be kept in the employee's files, as per the Competencies Procedure. 5.8 When substantial revisions/additions are required, or if audits have been conducted, a general waterworks staff meeting(s) will be called to inform all staff of changes or audit results (may be conducted as part of DWQMS roll- outs). Depending on the type of changes, information may be conveyed in smaller groups or part of a staff training program. 5.9 Minor revisions to the QMS and associated procedures shall be communicated to relevant staff at meetings on an as-needed basis. 5.10 Copies of the Operational Plan and supporting documents shall be available to staff as a hard copy in the C&M Supervisors and QMS Specialists offices. 5.11 Communication with staff may be documented in staff meeting minutes. Communication with Suppliers 5.12 Communication with essential suppliers shall follow the Essential Supplies and Services Procedure. Communication with the Public 5.13 The Kitchener QMS Policy shall be posted at the Kitchener Operations Facility (front lobby reception and outside the Supervisors Office), and shall also be available on the Kitchener Utilities website. The Shingletown and Mannheim policies shall be posted at one location (outside the Supervisors Office) at the Kitchener Operations Facility. 5.14 Annual Reports, required by O. Reg. 170/03, shall be made available as required. 5.15 Consumer water complaints for Kitchener Utilities shall be handled through the Kitchener Utilities Operation Centre. Complaints for Mannheim and Shingletown are forwarded to the Township of Wilmot, who shall notify 2 - 60 Kitchener Utilities as appropriate, or shall leave a voice message to inform the public of the Kitchener Utilities Operation Centre phone number. 6 Associated Documents and Records Competencies Procedure Management Review Procedure Review and Provision of Infrastructure Essential Supplies and Services Procedure Minutes of relevant Council meetings Minutes of relevant staff meetings Relevant Purchase Orders, relevant Purchase agreements and MSDSs Annual Reports (by O. Reg. 170/03) Kitchener Utilities website 8.0 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 November 10, 2008 Change website Angela Mick 2.0 November 21, 2008 Clarify locations for Angela Mick Kitchener, Mannheim, Shingletown policies 3.0 April 1, 2011 Removed Corporate Contact Peter Pavlinich Centre and changed to Kitchener Utilities Operation Centre 4.0 May, 27, 2011 Updated reference to Peter Pavlinich Kitchener Operations Facility(KOF) and scheduled move in date of June 2011 5.0 September 14, 2011 Updated reference to policy Angela Mick locations 6.0 July 10, 2012 Corrected Revision date Parmi Takk 7.0 August 1, 2012 Revised location of posted Parmi Takk Policies at KOF 8.0 December 10, 2014 Added DWQMS roll-out Parmi Takk information 2 - 61 3.0 April 1, 2011 Removed Corporate Contact Peter Pavlinich Centre and changed to Kitchener Utilities Operation Centre 4.0 May, 27, 2011 Updated reference to Peter Pavlinich Kitchener Operations Facility(KOF) and scheduled move in date of June 2011 5.0 September 14, Updated reference to policy Angela Mick 2011 locations 6.0 July 10, 2012 Corrected Revision date Parmi Takk 7.0 August 1, 2012 Revised location of posted Parmi Takk Policies at KOF Communications Procedure Uncontrolled When Printed Printed on:Jan.7,13 Page 4 of 4 2 - 62 1.0 Purpose The purpose of this procedure is to identify the supplies and services which are deemed as essential to the delivery of safe drinking water and to describe how the quality of these services is ensured. 2.0 Scope This process covers all products and services that are deemed to be essential to the delivery of safe drinking water. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3.0 References DWQMS Element 13 Essential Supplies & Services 4.0 Definitions &Acronyms DGSSMS - Region of Waterloo and Area Municipalities Design Guidelines and Supplemental Specifications for Municipal Services Essential - can directly affect the delivery of safe drinking water if not in place when required 5.0 Procedure 5.1 This list shall be reviewed at least annually by the Utility Water Engineer to ensure that it is current and up-to-date. 2 - 63 Essential Supply or Service(by general category) Parts/Supplies Chlorine Test kits, including gel packs Dressers and Repair Clamps (various sizes) Chemicals Chlorine liquid Services Laboratory Testing Services Incoming Source Water Regional Municipality of Waterloo City of Waterloo, River Ridge Emergency Resources Contractors Bottled Water Supply Township of Wilmot Region's 24hr SCADA Community Health Department CN Railway OnWARN Contact information for the aforementioned Essential Supplies and Services are provided in the Contractor Contact List contained within the Water Emergency Manual. Procurement Quality Requirements for Essential Supplies and Services 5.2 Quality requirements for supplies and service shall be documented. 5.3 All purchases of supplies and services under contract (purchase order) with Kitchener Utilities shall comply with: • Kitchener Purchasing Guide • Region of Waterloo DGSSMS, and • Kitchener Water Specifications 5.4 All external laboratory testing shall be conducted at laboratories that are accredited to conduct the tests. Proof of laboratory accreditation for the lab that is analyzing samples shall be obtained and kept on file. 5.5 As per the Kitchener Purchasing Guide and the DGSSMS, all tender documents shall provide a list of all relevant quality requirements, such as AWWA and ANSI/NSF certification. 2 - 64 5.6 The Senior Stores Attendant shall be responsible for the maintenance of parts and chemical inventories and ensuring that adequate supply is available. Parts inventories shall also be determined by prior history, required inventory levels, and upcoming planned maintenance. The QMS Specialist/Supervisor of Loss & Prevention shall be responsible for the scheduling of maintenance of testing equipment as per the table above, and ensuring that adequate supply is available. 5.7 Emergency field purchases shall be covered by instructions in the Kitchener Purchasing Guide and the DGSSMS. The competence of the purchaser shall ensure only quality purchases are made in emergency situations. Communication of Quality Requirements 5.8 Vendors of essential supplies and services shall be notified of their quality requirements through the purchasing documentation. 5.9 Kitchener Utilities may achieve oversight control over the activities of vendors of essential supplies and services through tendered agreements. Tendered Agreements shall be established as per the Purchasing Guide and the DGSSMS. 5.10 For all other purchases of essentials not covered by agreements, the purchaser shall forward a completed Inventory Request Form to the Stores Supervisor for approval prior to the purchase of goods and services. The requisition shall include a list of all relevant quality requirements, such as AWWA, ANSI or NSF certification. 5.11 Quality of incoming source water is covered by Ontario legislation. Monitoring of Suppliers and Contractors 5.12 Essential supplies shall be verified against the order requisition when received. Each shipment is inspected visually for damage, quantity, quality and compliance to specifications by the Stores Attendant as per Stores Work Instruction #WI-003A. The Stores Attendant checks that the product requested on the purchase order matches the product received on the packing slip or invoice. 6.0 Associated Documents and Records Kitchener Purchasing Guide Region of Waterloo DGSSMS Kitchener Water Specifications Relevant Purchase Orders 2 - 65 Relevant Purchase Agreements Contractor Contact List Stores Work Instruction #WI-003A Inventory Request Form 7.0 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 July 14, 2009 Revision of 5.6 to clarify Tool Angela Mick Person's role 2.0 July 9, 2013 Reference to Contractor Contact Parmi Takk List. Reference to Stores Work Instruction. Changed Senior Store Keeper to Senior Stores Attendant. 3.0 December 9, 2014 Removed reference to Tool Crib Parmi Takk Person and added OnWarn as an emergency resource 2 - 66 r6 Kitchener Utilities DWQMS PROCEDURE Kitchener Utflities Title: REVIEW & PROVISION OF Control Number: 14 INFRASTRUCTURE Revision: 3.0 Effective Date: July 9, 2013 1 Purpose This procedure defines the process to review the adequacy of the infrastructure and resources necessary to operate and maintain the waterworks. 2 Scope This procedure applies to the drinking water infrastructure owned, maintained or operated by Kitchener Utilities. 3 References DWQMS Element 14 — Review and Provision of Infrastructure 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard RMOW — Regional Municipality of Waterloo 5 Procedure Kitchener Distribution System - 10 year Replacement Forecast 5.1 The Asset Planning Manager shall maintain a 10 year replacement forecast that is used as a tool for planning the annual budget. 5.2 The Asset Planning Manager shall call a review meeting annually with the Utilities Water Engineer to review the forecast and make repair/replace recommendations based on: • City Works work management system data • watermain break data (located in ArcReader) • infrastructure information including date install, material, undersized pipe • Planned maintenance on roads and sewer systems • MOE Compliance Inspection Reports Kit Review Provision of Infrastructure Proc Rev.3 (CN 14).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 1 of 3 2 - 67 • Water Department staff suggestions • Water quality trends • consumer complaints • known lead services 5.3 The Development Engineering group shall identify requirements for new watermains due to new growth as part of the new subdivision plans. For new trunk watermains, meetings shall be held with the Region and documented in the Development Charges document. 5.4 The Asset Planning Manager shall adjust the 10 year replacement forecast and annual budget recommendation as required as an output of the review meeting. 5.5 The Asset Planning Manager shall provide the Director of Utilities, Manager of Operations, and Utilities Water Engineer with the revised 10 year replacement forecast and annual budget recommendation. 5.6 The Asset Planning Manager shall provide the 10 year replacement forecast and annual budget recommendation to City Council in time for creation of the annual budget. 5.7 The 10 year replacement forecast and annual budget recommendation shall be revisited and revised (if deemed necessary) by Council during the preparation of the proposed annual budget. Kitchener Distribution System —Annual Reports 5.8 The Annual Summary for Management Review prepared by the Utility Water Engineer, shall include all elements required by current legislation. 5.9 An annual report will be prepared and provided to the RMOW summarizing the planned and unplanned maintenance activities for dual owned systems that are maintained by Kitchener Utilities and owned by RMOW. All Systems —Annual Budgeting 5.10 The Asset Planning Manager shall review the adequacy of the infrastructure annually, based on the number of main breaks, the age of the watermains, and the type of material, in order to prepare the proposed annual operating and capital budget for the following year. 5.11 An annual report concerning the number of watermain breaks shall be provided to the owner for the Mannheim and Shingletown systems. Kit Review Provision of Infrastructure Proc Rev.3 (CN 14).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 2 of 3 2 - 68 5.12 With input from key staff, the Manager, Operations shall be responsible for the preparation of the proposed annual budgets for operating and maintaining the drinking water distribution systems. 5.13 The proposed budget shall be reviewed by Council, as per the municipal budgeting process. 6 Associated Documents Annual 10 Year Replacement Forecast MOE Compliance Inspection Reports Annual Budget Recommendations Annual Reports 7 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 November 19, 2008 Reporting requirements (5.8) Angela Mick changed 2.0 September 14, 2011 Removed reference to Angela Mick previous work/infrastructure management systems 3.0 July 9, 2013 Provide summary report to Parmi Takk RMOW on maintenance activities (dual owned) Kit Review Provision of Infrastructure Proc Rev.3 (CN 14).doc Uncontrolled When Printed Printed on:Jul.8,13 Page 3 of 3 2 - 69 1.0 Purpose The purpose of this procedure is to define sampling, testing and monitoring procedures for the Kitchener water distribution system. 2.0 Scope This procedure applies to the sampling and testing for the Kitchener water distribution system. This procedure is applicable to the drinking water sampling, testing and monitoring activities, including those required by Ontario Regulation 170/03, for which Kitchener Utilities is responsible as Owner or Operating Authority. Kitchener Utilities is responsible for sampling costs, however Kitchener Utilities is not responsible for sampling, testing & monitoring in Mannheim or Shingletown, the Township of Wilmot is responsible in these areas. 3.0 References DWQMS Element 16 Sampling, Testing, & Monitoring 4.0 Definitions and Acronyms WI —Work Instruction DGSSMS - Region of Waterloo and Area Municipalities Design Guidelines and Supplemental Specifications for Municipal Services 5.0 Procedure Routine Sampling 5.1 Kitchener Utilities is not responsible for routine regulatory sampling in Mannheim and Shingletown, this is the responsibility of the Township of Wilmot. 5.2 An Agreement between Kitchener Utilities and an accredited laboratory is in place (in effect January 1, 2007), which stipulates the responsibilities of laboratory personnel for collection of regulatory samples throughout the distribution system. The City is responsible for weekly chlorine sampling 2 - 70 and analysis. The laboratory will also process samples for new watermains as taken by contractors/consultants within the City. Contractors/consultants are to be licensed and use the appropriate forms, bottles, etc. 5.3 As per the Agreement, bacteriological, microbial, and chemical samples shall be collected and taken to the accredited laboratory by trained laboratory personnel, using laboratory-supplied sample bottles, and following laboratory protocols. The laboratory shall take alternate samples when there are mitigating circumstances. 5.4 The Utilities Water Engineer shall review and update sample locations on the Kitchener Distribution Locations spreadsheet as required, and forward any changes to the laboratory. Changes are also submitted to the GIS group for inclusion in ArcReader On an annual basis, the Utilities Water Engineer will review the current population, legislative requirements and the number of samples being taken. Any changes will be forwarded to the laboratory. The location shall also be shown on the Master Sample Locations Map located in the Utilities Water Engineer's office and in ArcReader. 5.5 Electronic copy test results shall be provided by the lab to the Utilities Water Engineer, who shall review the result against legislated requirements, initial satisfactory results, and file. 5.6 Once per week, the laboratory shall issue a summary report of the number of tests taken for that week — Kitchener Bacti Checklist. The Utility Water Engineer shall review this report to ensure sufficient a number of samples are taken as required. The report is saved weekly with the name of the week. 5.7 The laboratory also takes chlorine residual samples twice per week. The Utilities Water Engineer, or designate initials the Kitchener Bacti Checklist form on Fridays to ensure results are satisfactory and that time criteria is met. Once per week, the Utilities Water Engineer files the lab results electronically. 5.8 On a monthly basis, the lab sends a summary report of the samples taken that month. The Utilities Water Engineer or designate reviews the report against the number of samples received to ensure they are the same. If there is a discrepancy, the Utilities Water Engineer contacts the laboratory to determine where the discrepancy is and to resolve. 5.9 Once per year, the Region shall issue an electronic annual summary report of test results for that year. The Utilities Water Engineer shall review this report for trends, and file electronically. 2 - 71 5.10 Unsatisfactory results shall be communicated and investigated as per the Emergency Response WI — Adverse Water Quality. 5.11 Routine Lab test results are communicated to the Owner on an annual basis as part of the City of Kitchener Summary of Drinking Water Report. In the absence of the Utilities Water Engineer, the Utilities Engineer, QMS Specialist or Manager, Operations will fulfill these duties. New Locations 5.12 Kitchener Utilities is not responsible for planning or sampling related to new sampling locations in Mannheim and Shingletown. 5.13 The Utilities Water Engineer shall provide the laboratory with sampling locations as required. The Utilities Water Engineer shall use the New Sample Location Form to set up tests at new locations. 5.14 The required tests shall be performed by the accredited laboratory. The form, test results, and map locator (as required) shall be signed off and retained by the Utilities Water Engineer once testing is completed. 5.15 The Utilities Water Engineer shall mark the new sample location on the Kitchener Distribution Sample Locations Spreadsheet and forward to the laboratory and GIS group. The location shall also be shown in hard copy on the Water Distribution System map (annually) located in the Water Engineer's office and in ArcReader(changes in are within 2 weeks). Sampling After Maintenance 5.16 Kitchener Utilities is responsible for sampling in the villages of Mannheim and Shingletown after a watermain break. 5.17 When an existing watermain has been repaired, an Operator shall thoroughly clean, disinfect and test for chlorine residual before returning the main into service. This chlorine residual data (free, total, and combined) and time of sample location are to be noted on the Incident Debrief Form. 5.18 The Operator shall follow the Chlorine Meters — Testing and Checks WI to standardize, operate and calibrate the chlorine test kit. Results of standardization and calibration shall be recorded by the Operator on the Hach QC Check Form. Sampling for New Watermains 5.19 Kitchener Utilities is not responsible for sampling on new watermains in Mannheim and Shingletown, as this sampling is arranged by the Township of Wilmot. 2 - 72 5.20 New watermains installed must follow the most recent version of the DGSSMS for installation and commissioning new watermains. Samples taken by qualified contractors/consultants or Utilities staff, are generally processed at the Regional Lab, however they may use a qualified external lab. Results are sent to the Utilities Water Engineer for review with specifications. When testing specifications are met, the Utilities Water Engineer will sign the form and file in the appropriate subdivision or reconstruction folder. New Watermain Testing Summary form is used to track the submission/approval of commissioning plans, sample results, temporary sample results, final commissioning. Temporary watermains must also follow specifications for installation and commissioning. 5.21 Services 100mm and larger shall be disinfected and sampled as per the DGSSMS. Testing for services installed by Kitchener Utilities shall be completed as per New Connections and Bacteriological Sampling WI. The testing results for services installed by Kitchener Utilities will be reviewed, signed off and filed by the Utilities Water Engineer. Results for services installed by others are reviewed by the Municipal Building Official who reviews the results and contacts Kitchener Utilities when the water can be turned on. Lead Sampling 5.22 Lead sampling completed by Kitchener Utilities shall follow the Lead Testing WI. For samples taken on the hydrants, staff shall fill out Lead Field Testing Form — Hydrants and for samples taken on plumbing they shall fill out Lead Field Testing Form — Plumbing. Adverse Water Quality Readings 5.23 The laboratory shall provide immediate oral notification to Kitchener Utilities of any adverse readings defined by Schedule 16 of O. Reg. 170/03. 5.24 Utilities staff shall follow the Emergency Response WI — Adverse Water Quality for response to adverse water quality occurrences. 5.25 For adverse water quality occurrences specific to the Mannheim or Shingletown systems, Kitchener Utilities may be notified. Upon notification, Waterworks staff shall follow the Emergency Response WI - Adverse Water Quality Samples in the New (Amalgamated) Hamburg- Baden Distribution System (Villages of Mannheim and Shingletown) for response to adverse water quality occurrences. 2 - 73 In the absence of the Utilities Water Engineer, the Utilities Engineer/QMS Specialist/Manager, Operations will fulfill these duties. Challenging Conditions 5.26 From the Operating Plan, the following challenges were identified: • Increased water usage in summer causing pressure issues • Odour issues in the Grand River in the Fall • Extreme cold in winter causing main breaks 5.27 The sampling, testing and monitoring activities do not change due to the above challenges 5.26 Upstream Sampling, Testing and Monitoring 5.28 A summary report of the sampling results is received annually from the upstream water suppliers, the Regional Municipality of Waterloo and The City of Waterloo. 5.29 If abnormal results occur upstream, the relevant water supplier contacts the Utility Water Engineer immediately. 5.30 In Shingletown and Mannheim, the water supplier calls the Township of Wilmot, accordingly, and may also contact the Utility Water Engineer. The Township of Wilmot contacts the Utility Water Engineer. 6 Associated Documents and Records Agreement — between RMOW Lab and City of Kitchener Master Sample Location Map Kitchener Distribution Sample Locations Spreadsheet Weekly Summary of Test Results - Laboratory Annual Summary of Test Results - Laboratory Chlorine Residuals for Weekly Samples Form Chlorine Meters — Testing and Checks WI Emergency Response WI — Adverse Water Quality Emergency Response WI — Adverse Water Quality Samples in the New (Amalgamated) Hamburg-Baden Distribution System (Villages of Mannheim and Shingletown New Sample Location Form New Connections and Bacteriological Samples WI Weekly Chlorine Residual Sampling WI Lead Testing WI Lead Field Testing Form — Hydrants Lead Field Testing Form — Plumbing New Watermain Testing Summary 2 - 74 8.0 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 July 14, 2009 Clarification of Angela Mick responsibilities 2.0 August 23, New watermain testing — Angela Mick 2011 reference to template 3.0 July 10, 2012 Revision to reflect the New Parmi Takk (Amalgamated) Hamburg- Baden Distribution System (Villages of Mannheim and Shingletown) and revision of WI titles for consistency 4.0 April 7, 2015 Added information to record Parmi Takk combined chlorine and time of sample 2 - 75 3.0 July 10, 2012 Revision to reflect the New Parmi Takk (Amalgamated) Hamburg- Baden Distribution System (Villages of Mannheim and Shingletown) and revision of WI titles for consistency Sampling,Testing and Monitoring Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 7 of 7 2 - 76 I Purpose The purpose of this procedure is to identify all potential emergencies that can occur within the Drinking Water Distribution system, and to describe the response procedures and the testing and training processes related to these emergencies. 2 Scope This procedure is applicable to the potential emergencies affecting the quality of drinking water provided to consumers, related to drinking water activities for which Kitchener Utilities is responsible as Operating Authority, including those in Mannheim and Shingletown. Should a waterworks-related emergency go beyond the scope of this procedure, the City of Kitchener Emergency Plan and Procedures shall take precedence. 3 References DWQMS Element 18 Emergency Management 4 Definitions and Acronyms DWQMS — Drinking Water Quality Management Standard 5 Procedure Identifying Potential Emergencies 5.1 The Risk Assessment Table shall be used for identifying potential emergency situations that may arise. Since the Risk Assessment is reviewed annually (as per the Risk Assessment Procedure), if any additional emergencies are identified they shall be added to the list shown below by the QMS Representative. 5.2 Other sources of information for identifying potential emergencies include: • Ministry of Environment inspections • Corporate Audits 2 - 77 • Insurance company reviews • Records of past emergencies • News reports about emergencies in other systems POTENTIAL EMERGENCIES Description of Emergency Emergency Response Work Instruction - Emergency Response WI — Adverse Water Quality Biological/Chemical - Emergency Response WI — Adverse contamination of incoming Water Quality in the New (Amalgamated) water or within distribution Hamburg-Baden Distribution System system (Villages of Mannheim and Shingletown) - Emergency Response WI — Boil Water Advisory /Drinking Water Advisory Watermain break Emergency Response WI —Watermain Breaks Terrorism Emergency Response WI —Terrorism Emergency Response and Recovery 5.3 Overall emergency response and recovery shall be the responsibility of the Manager, Operations 5.4 Emergency Response Work Instructions are located in the Water Emergency Manual and shall cover the following information: • Assessing the situation • Protecting consumers, employees, visitors, equipment, vital records and other assets • Communication Protocol - Communication methods with the community, personnel, media and responders • Addressing the emergency • Shut down and start up of Operations • Restoring of Operations Emergency Contacts 5.5 The Kitchener Utilities Important Numbers List and the Equipment List shall be located in the Water Emergency Manual. It shall be the responsibility of the Quality Management System Specialist to maintain both lists. 2 - 78 Emergency Response Training 5.6 All Kitchener Utilities personnel shall receive general emergency response training at least once every three years, as managed, arranged and recorded by the Supervisor of Loss Prevention and Maintenance. 5.7 Kitchener Utilities personnel who are identified with specific response roles shall receive additional training to cover their additional responsibilities. 5.8 This training shall include a review and discussion of emergencies that occurred since the previous training (things `gone right' and things `to be improved'), and a review of the response work instructions. Any recommended edits to the response work instructions shall be communicated to the QMS Representative, to be carried out. Emergency Response Testing 5.9 Responders awareness of response instructions shall be tested by desktop test every three years, at the end of the training session. 5.10 This testing shall be managed, arranged and recorded by the Supervisor of Loss Prevention and Maintenance. 5.11 The validity of the response work instructions shall be tested by discussion of emergencies that have occurred since the previous training, which occurs during training (see above). Distribution of Procedures 5.12 Hard copies of the Water Emergency Manual shall be distributed to the Quality Management System Specialist and a copy shall be kept in the Supervisor-Utilities Office as required, as noted in the Control of Documents Procedure. 5.13 Copies of the procedures shall be accessible electronically in pdf format on laptops. Hours of Service Emergency Exemption Guideline for Operating Management 5.14 The Supervisor is to communicate with the on-call Manager on any emergencies where there is a risk to human health or property. The on-call Manager will determine whether or not to authorize the Hours of Service Emergency Exemption Guideline for Operating Management. If authorized, the form will be filled out by the Supervisor and signed by the on-call Manager and filed with the watermain break debriefs. 6 Associated Documents and Records Water Emergency Manual City of Kitchener Emergency Plan 2 - 79 Risk Assessment Procedure Kitchener Utilities Important Numbers Equipment List Emergency Response Work Instructions Hours of Service Emergency Exemption Guidelines for Operating Management Form 7 History of Changes Revision Date Description By 0 November 3, 2008 Initial Angela Mick 1.0 November 10, Typo Angela Mick 2008 2.0 November 14, Reference to communication Angela Mick 2008 protocol in Water Emergency Manual 3.0 September 14, 2011 Reference to manual Angela Mick locations, name of contact list, Boil Water WI, Halls Lane WI 4.0 July 10, 2012 Minor revisions to WI titles Parmi Takk for consistency 5.0 January 22, 2014 Changed Emergency Training Parmi Takk to every 3 years and removed Halls Lane Emergency Response WI 6.0 November 7, 2014 Added Hours of Service Parmi Takk information 2 - 80 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: MAINTENANCE & CALIBRATION OF Control Number: 12 MEASUREMENT & RECORDING EQUIPMENT Revision: 3.0 Effective Date: July 10, 2012 1.0 Purpose The purpose of this procedure is to define the process for the calibration and maintenance of measurement and recording equipment. 2.0 Scope This procedure is applicable to measuring and recording equipment used by Kitchener Utilities for the measuring and recording of data related to drinking water, as it relates to the distribution system. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. This procedure does not cover equipment used in the testing of drinking water quality prior to entering the Kitchener Utilities distribution system. Upstream testing is completed by the Regional Municipality of Waterloo. 3.0 References • DWQMS Element 17 Measurement and Recording Equipment Calibration and Maintenance 4.0 Definitions and Acronyms • WI —Work Instruction Calibration Uncontrolled When Printed Printed on:Jul.10,12 Page 1 of 4 2 - 81 5.0 Procedure Equipment Maintained Externally 5.1 It is the responsibility of the external service, such as leak detection services, large pressure relief valve maintenance services, and laboratory services, to maintain required test equipment. Equipment Maintained Internally 5.2 The following equipment shall be covered by this procedure: • Hach Pocket Colorimeters (chlorine test kits) • pH meters Calibration and Maintenance Schedule 5.3 The Tool Crib Person shall be responsible for creating and maintaining the calibration, accuracy check/verification and maintenance schedule. It is the responsibility of Construction and Maintenance staff to verify the chlorine residual meters prior to sign-out and daily use. 5.4 Each type of equipment has an accuracy/verification schedule which identifies the type of equipment, frequency of accuracy/verification checks and the most recent accuracy/verification check. 5.5 For the pocket colorimeters, the calibration is completed by the manufacturer only if the unit cannot be brought back within the accuracy limits. These procedures shall be stated in the WI "Chlorine Meters — Testing and Checks". 5.6 For the pocket colorimeters, when the Hach Gel Kit is changed, the Tool Crib Person must inform the QMS Representative to review the Standards and determine if the Chlorine Meter Log Sheets need to be changed. 5.7 It is the responsibility of the Tool Crib Person to ensure that Hach kits are not expired and to re-order Hach kits when required. It is the responsibility of the Tool Crib Person to ensure the chlorine reagents are not expired. 5.8 For the pH meter, the calibration is stated in the WI "pH Meters — Testing and Checks" 5.9 It is the responsibility of the QMS Representative to ensure that buffer solution for the pH Meters is not expired and to re-order buffer when required. Calibration Uncontrolled When Printed Printed on:Jul.10,12 Page 2 of 4 2 - VQ 2 5.10 The Tool Crib Person shall be responsible for ensuring calibration and maintenance requirements for new measuring equipment is identified, and added to the calibration schedule. 5.11 The frequency of calibration shall be at least that which is required by O. Reg. 170/03, or suggested by the manufacturer, whichever is most frequent. 5.12 If monitoring equipment is dropped/damaged or not performing properly, the equipment shall be tagged as out of service, and be verified as accurate, prior to being put back into service. Calibration and Maintenance Procedures 5.13 Calibration and maintenance for the Hach Pocket Colorimeter shall be performed according to the WI "Chlorine Meters —Testing and Checks". 5.14 Calibration and maintenance for the pH meter shall be performed according to the WI " pH Meters —Testing and Checks" Records 5.15 All checks for chlorine kits shall be recorded in the appropriate Chlorine Log Sheet, maintained in the tool room. 5.16 The Tool Crib Person shall retain the Chlorine Log Sheet forms when complete. 5.17 All checks for the pH meters shall be recorded in the pH Meter Log Sheet. 5.18 If additional log sheets are required, the Tool Crib Person is to contact the QMS Representative. 6.0 Associated Documents • Purchasing Guide • DWQMS Essential Supplies and Services Procedure • WI " Chlorine Meters —Testing and Checks" • WI "pH Meters —Testing and Checks" • Instruction Manual for the Hach Pocket Colorimeter, Chlorine (C12) • Instruction Manual for the pH meter • pH Meter Log Sheet • Chlorine Log Sheet Calibration Uncontrolled When Printed Printed on:Jul.10,12 Page 3 of 4 2 - 83 7.0 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 November 26, Clarify section 5.3, correct Angela Mick 2008 form names, expiration 2.0 February 6, Remove reference to sign- Angela Mick 2009 out sheet (included as part of chlorine log sheet) 3.0 July 10, 2012 Revised Title Parmi Takk Calibration Uncontrolled When Printed Printed on:Jul.10,12 Page 4 of 4 2 - 84 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: INTERNAL AUDITS Control Number: 6 Revision: 3.0 Effective Date: December 10, 2010 1 Purpose This procedure describes the Internal Audit process, which is used to verify that: • the QMS conforms to the requirements of the DWQMS, and • the QMS has been effectively implemented and properly maintained. 2 Scope This procedure is applicable to all processes and activities within the control of the distribution system. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References DWQMS Element 19 — Internal Audits 4 Definitions and Acronyms CAR — Corrective Action Report DWQMS — Drinking Water Quality Management Standard 5 Procedure Preparation 5.1 Internal audits shall only be conducted by persons approved by the QMS Representative and having the following qualifications: Internal Audits Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 1 of 3 2 - 85 • Internal employees who have completed internal audit training, or • Employees of other operating authorities who have completed internal audit training. Outside Auditors shall provide proof of competency prior to conducting an audit. 5.2 Internal Audits shall be conducted on each element of the DWQMS at least once a year. 5.3 Internal audits shall be scheduled. The schedule shall be maintained by the QMS Representative, and shall include the element to be audited, the month, and the assigned Auditor. 5.4 The audit checklist(s) shall be created and maintained by the QMS Representative or Auditor. The checklist(s) shall be used by the internal Auditor as a guideline, for record-keeping purposes, and for conducting the interviews and document review during the audit. Conducting the Audit 5.5 The Auditor shall observe activities, review records, review previous internal and external audit results, and interview personnel as necessary to ensure that the status of the audited element of the QMS has been effectively covered. 5.6 Audits may be planned and conducted per the procedures of the auditing municipality with the QMS Representatives permission. Reporting the Results 5.7 The Auditor shall submit a completed report, including the DWQMS checklist, to the QMS Representative or the Manager of Operations. 5.8 The report shall include any corrective actions requests (CARS) required to address discrepancies between the QMS and the DWQMS, or between the QMS and how it is actually implemented, including a reference to the applicable section of the Standard. 5.9 Responses to CARS shall be designated to the responsible individual by the QMS Representative. 5.10 It shall be the responsibility of the QMS Representative to ensure that all CARS are followed up and responses to the CARS are provided to the internal Auditor within 45 days of the internal audit. 5.11 Audit results provided by another municipality's internal Auditor may be reported per the procedures of the auditing municipality, if the audit results and any CARS are documented. Internal Audits Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 2 of 3 2 - 86 5.12 CARS shall be completed, addressed and filed as per the Corrective Action Procedure. 5.13 The QMS Representative may communicate the results of the audit to the Owner. 5.14 Opportunities for Improvement shall be documented in the Continual Improvement Log and Continual Improvements Action report for follow-up 6 Associated Documents and Records • Corrective Action Procedure • Record of Auditor Training • Internal Audit Schedule • Completed Internal Audit Checklist • Audit Report • CARs 7 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 November 18, Typo Angela Mick 2008 2.0 December 10, Removed number of days Angela Mick 2008 Internal Audits Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 3 of 3 2 - VQ 7 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: CORRECTIVE ACTION Control Number: 5 Revision: 1.0 Effective Date: December 18, 2008 1.0 Purpose The purpose of this procedure is to describe how Corrective Actions are initiated, assigned, documented, implemented, and validated as being effective. 2.0 Scope This procedure is applicable to all detected non-conformities of the QMS with respect to the requirements of the DWQMS, or any other undesirable situation. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3.0 References DWQMS Element 21 Continual Improvement 4.0 Definitions and Acronyms CAR — Corrective Action Report 5.0 Procedure Initiating a Corrective Action 5.1 Corrective Actions shall be initiated through the identification of nonconformities within the Distribution system or the DWQMS. Corrective Action Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 1 of 3 2 - 88 Nonconformities may be detected by any number of methods including: • Internal or External Audits • End user complaints • Management Reviews • Operator feedback 5.2 Nonconformities shall be reported to the QMS Representative, who shall determine if a Corrective Action is required. Investigating and Completing a Corrective Action 5.3 The QMS Representative shall assign a Corrective Action to appropriate staff when it is determined that a Corrective Action is required. Each non conformance shall require a separate Corrective Action. 5.4 The Corrective Action form shall be completed with the following information: • The date the Corrective Action was initiated. • A description of the non-conformance • A description of the root cause of the non-conformance (if applicable) • A description of the corrective actions being taken. • Responsibilities and timelines (if applicable) for corrective actions. • A signoff by the responsible employee once the corrective action(s) is complete. 5.5 The root cause shall be determined. The "5-why" technique may be used, where the question `why' is simply asked 5 times, and the root cause is usually the answer. Other techniques that can be used include a Fish- bone diagram and analysis where potential root causes are listed and then ranked. 5.6 The Corrective Action Assignee shall report progress/or completion to the QMS Representative. 5.7 Corrective Actions shall be closed out once validated by the QMS Representative or their designate. The purpose of validation is to ensure that the corrective root cause was identified and that the solution was effective in eliminating the root cause. 5.8 Corrective actions related to Shingletown or Mannheim may be copied to Township of Wilmot appropriate personnel. Corrective Action Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 2 of 3 2 - 89 Tracking of Corrective Actions 5.9 The QMS Representative shall maintain a listing of all Corrective Actions which will include a date for validating that the implemented solution was effective. 5.10 The QMS Representative shall maintain originals of all completed Corrective Actions. 6.0 Associated Documents and Records • Corrective Action Form • Completed Corrective Action Reports with back-up documentation 7.0 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 December 18, Revision of Corrective Action Angela Mick 2008 Form contents Corrective Action Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 3 of 3 2 - 90 r6 Kitchener Utilities DWQMS PROCEDURE Utilities Title: MANAGEMENT REVIEW Control Number: 7 Revision: 2.0 Effective Date: December 16, 2008 1 Purpose This procedure defines the Management Review process used to evaluate the continuing suitability, adequacy and effectiveness of the QMS. 2 Scope This procedure applies to the Quality Management System, as defined in the Operational Plan. This procedure is applicable to all drinking water activities for which Kitchener Utilities is responsible as Owner or Operating Authority, including those in Mannheim and Shingletown. 3 References • DWQMS Element 20 — Management Review 4 Definitions and Acronyms CAR — Corrective Action Report DWQMS — Drinking Water Quality Management Standard 5 Procedure Preparation 5.1 Management Reviews shall be conducted on an annual basis. Should timing allow, output from the Management Review may be used as input to the budgeting process. Management Review Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 1 of 3 2 - 91 5.2 The Director of Utilities and Manager of Operations shall perform the Management Review. 5.3 The QMS Representative shall schedule the Management Review meeting, and arrange for attendees. 5.4 The QMS Representative shall prepare an agenda for the meeting. 5.5 The QMS Representative shall prepare summaries of the following information, as it pertains to activities for which Kitchener Utilities is responsible, prior to the meeting: • incidents of regulatory non-compliance • incidents of adverse drinking water tests • deviations from critical control point limits and response actions • the efficacy of the risk assessment process • results of internal and 3rd party audits • results of relevant emergency response testing • operational performance • raw water supply and water quality trends • follow-up on actions items from previous management reviews • status of management action items (if any) identified between reviews • changes in resource requirements, infrastructure, process, personnel, the Drinking Water Quality Management Standard or regulations that could affect the QMS • consumer feedback • the resources needed to maintain the QMS • the results of the infrastructure review • Operational Plan currency, content and updates, and • staff suggestions Review Process 5.6 Each input item shall be reviewed in order to identify: • if, where and when improvements to the QMS and its procedures are required • Suitability of QMS- does it suit the culture and needs of the works • Adequacy — does it adequately meet DWQMS requirements and documented requirements • Effective — is it working Management Review Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 2 of 3 2 - 92 5.7 The QMS Representative shall make note of any changes or action items required during the course of the review. Review output 5.8 The output from the Management Review shall include meeting minutes prepared by the QMS Representative. These minutes shall include: • The date and time of the Management Review and the names of participants and attendees. • Any identified deficiencies. • A list of "action" items. All action items shall identify an individual responsible and the proposed timelines for implementation. • Recommendation(s) for any resources needed for maintenance or improvement of the QMS. 5.9 The QMS Representative shall summarize the meeting minutes and Top Management will provide to the appropriate Council. 5.10 The QMS Representative shall be responsible for communication and implementation of the management review action items as per item QMS Communication procedure. 6 Associated Documents • Management Review Meeting Agenda • Management Review Meeting Minutes • Summary for Management Review 7 History of Changes Revision Date Description By 0 November 3, Initial Angela Mick 2008 1.0 November 19, Removal of length of Angela Mick 2008 meeting time 2.0 December 16, Clarification of who takes Angela Mick 2008 minutes to council Management Review Procedure Uncontrolled When Printed Printed on:Jul.10,12 Page 3 of 3 2 - 93 ry� Ontario II DRENKING WATER II II PERMIT II II II" Permit Number: 019-201 Issue Number: 2 Pursuant to the Safe Drinking Water Act, 2002, S.O. 2002, c. 32, and the regulations made thereunder and subject to the limitations thereof, this drinking water works permit is issued under Part V of the Safe Drinking Water Act, 2002, S.O. 2002, c. 32 to: The Corporation of the City of Kitchener 200 King Street West City Hall Kitchener P.O. Box 1118 ON N2G 4G7 For the following municipal residential drinking water system: Kitchener Distribution System This drinking water works permit includes the following: Scliedule DescurliiIptioIlan Schedule A Drinking Water System Description Schedule B General Schedule C All documents issued as Schedule C to this drinking water works permit which authorize alterations to the drinking water system DATED at TORONTO this 22nd day of May, 2013 Signature Aziz Ahmed, P.Eng. Director Part V, Safe Drinking Water Act, 2002 j1IV1 1) C;DI I �.I 'fI_I I1 11 1 1 2 - 94 SdheddIb II liiii III° Il liiii III° Water System esahliii IIptii IIr° System Owner The Corporation of the City of Kitchener Permit Number 019-201 Drinking Water System Name Kitchener Distribution System Schedule A Issue Date May 22nd, 2013 III 0 Sys tern IIDesciriiip tiioin 1.1 The following is a summary description of the works comprising the above drinking water system: Overview The Kitchener Distribution System consists of approximately 850 km of distribution watermains, 56,000 water connections, 3,800 hydrants and 6,600 valves. t Ilr°Ir'n a ill IIr1 s 1.2 Watermains within the distribution system comprise: 1.2.1 Watermains that have been set out in each document or file identified in column 1 of Table 1. Tab e atllrllrnna1111ns Column 1 Column 2 Document or File Name Date Water Distribution .pdf 23 January 2009 1.2.2 Watermains that have been added, modified, replaced or extended further to the provisions of Schedule C of this drinking water works permit on or after the date identified in column 2 of Table 1 for each document or file identified in column 1. 1.2.3 Watermains that have been added, modified, replaced or extended further to an authorization by the Director on or after the date identified in column 2 of Table 1 for each document or file identified in column 1. j1IV1 1) 1 1 �.1 'fI_Ii1O11 1 2 2 - 95 III e IIIIb II ° eIr° &II IIIII System Owner The Corporation of the City of Kitchener Permit Number 019-201 Drinking Water System Name Kitchener Distribution System Schedule B Issue Date May 22nd, 2013 III 0 Applicability 1.1 In addition to any other requirements, the drinking water system identified above shall be altered and operated in accordance with the conditions of this drinking water works permit and the licence. 1.2 The definitions and conditions of the licence shall also apply to this drinking water works permit. Alterations to the III urliiinIliliiin at ir° Sys tern 2.1 Any document issued by the Director as a Schedule C to this drinking water works permit shall provide authority to alter the drinking water system in accordance, where applicable, with the conditions of this drinking water works permit and the licence. 2.2 All Schedule C documents issued by the Director for the drinking water system shall form part of this drinking water works permit. 2.3 All parts of the drinking water system in contact with drinking water which are: 2.3.1 Added, modified, replaced, extended; or 2.3.2 Taken out of service for inspection, repair or other activities that may lead to contamination, shall be disinfected before being put into service in accordance with the provisions of the AWWA C651 — Standard for Disinfecting Water Mains; AWWA C652 — Standard for Disinfection of Water-Storage Facilities; AWWA C653 — Standard for Disinfection of Water Treatment Plants; or an equivalent procedure. 2.4 The owner shall notify the Director within thirty (30)days of the placing into service or the completion of any addition, modification, replacement or extension of the drinking water system which had been authorized through: 2.4.1 Schedule B to this drinking water works permit which would require an alteration of the description of a drinking water system component described in Schedule A of this drinking water works permit; 2.4.2 Any Schedule C to this drinking water works permit respecting works other than watermains; or 2.4.3 Any approval issued prior to the issue date of the first drinking water works permit respecting works other than watermains which were not in service at the time of the issuance of the first drinking water works permit. j 1 IV 1 1) C;D I I �.1 I'f l_I I I O l`,f 3 2 - 96 019-201 Scliedule I' May 22nd, 2013 2.5 For greater certainty, the notification requirements set out in condition 2.4 do not apply to any addition, modification, replacement or extension in respect of the drinking water system which: 2.5.1 Is exempt from subsection 31(1) of the SDWA by subsection 9.(2) of O. Reg. 170/03; 2.5.2 Constitutes maintenance or repair of the drinking water system; or 2.5.3 Is a watermain authorized by condition 3.1 of Schedule B of this drinking water works permit. 2.6 The owner shall notify the legal owner of any part of the drinking water system that is prescribed as a municipal drinking water system by section 2 of O. Reg. 172/03 of the requirements of the licence and this drinking water works permit as applicable to the prescribed system. 2.7 For greater certainty, any alteration to the drinking water system made in accordance with this drinking water works permit may only be carried out after other legal obligations have been complied with including those arising from the Environmental Assessment Act, Niagara Escarpment Planning and Development Act, Oak Ridges Moraine Conservation Act, 2001 and Greenbelt Act, 2005. ateirlr°mr aiin Additions, Mo Iiifiicatii cur s, IIR. III IIacer°neints aiind Emm teinµiii Aims 3.1 The drinking water system may be altered by adding, modifying, replacing or extending a watermain within the distribution system subject to the following conditions: 3.1.1 The design of the watermain addition, modification, replacement or extension: a) Has been prepared by a Professional Engineer; b) Has been designed only to transmit water and has not been designed to treat water; c) Satisfies the design criteria set out in the Ministry of the Environment publication "Watermain Design Criteria for Future Alterations Authorized under a Drinking Water Works Permit— March 2009", as amended from time to time; and d) Is consistent with or otherwise addresses, the design objectives contained within the Ministry of the Environment publication "Design Guidelines for Drinking Water Systems, 2008", as amended from time to time. 3.1.2 The maximum demand for water exerted by consumers who are serviced by the addition, modification, replacement or extension of the watermain will not result in an exceedance of the rated capacity of a treatment subsystem or the maximum flow rate for a treatment subsystem component as specified in the licence, or the creation of adverse conditions within the drinking water system. 3.1.3 The watermain addition, modification, replacement or extension will not adversely affect the distribution system's ability to maintain a minimum pressure of 140 kPa 4 2 - 97 019-201 Scliedule I May 22nd, 2013 at ground level at all points in the distribution system under maximum day demand plus fire flow conditions. 3.1.4 Secondary disinfection will be provided to water within the added, modified, replaced or extended watermain to meet the requirements of O. Reg. 170/03. 3.1.5 The watermain addition, modification, replacement or extension is wholly located within the municipal boundary over which the owner has jurisdiction. 3.1.6 The owner of the drinking water system consents to the watermain addition, modification, replacement or extension. 3.1.7 A Professional Engineer has verified in writing that the watermain addition, modification, replacement or extension meets the requirements of condition 3.1.1. 3.1.8 The owner of the drinking water system has verified in writing that the watermain addition, modification, replacement or extension meets the requirements of conditions 3.1.2 to 3.1.6. 3.2 The authorization for the addition, modification, replacement or extension of a watermain provided for in condition 3.1 does not include the addition, modification, replacement or extension of a watermain that: 3.2.1 Passes under or through a body of surface water, unless trenchless construction methods are used; 3.2.2 Has a nominal diameter greater than 750 mm; 3.2.3 Results in the fragmentation of the drinking water system; or 3.2.4 Connects to another drinking water system: 3.2.4.1 Prior to construction, the owner of the drinking water system seeking the connection obtains written consent from the owner's delegate of the other drinking water system being connected to; and 3.2.4.2 The owner of the drinking water system seeking the connection retains a copy of the written consent from the owner of the other drinking water system being connected to as part of the record per condition 3.3. 3.3 The verifications required in conditions 3.1.7 and 3.1.8 shall be: 3.3.1 Recorded on "Form 1 — Record of Watermains Authorized as a Future Alteration" as published by the Ministry of the Environment; and 3.3.2 Retained for a period of ten (10)years by the owner. 3.4 For greater certainty, the verification requirements set out in condition 3.3 do not apply to any addition, modification, replacement or extension in respect of the drinking water system which: 3.4.1 Is exempt from subsection 31(1) of the SDWA by subsection 9.(2) of O. Reg. 170/03; or 5 2 - 98 019-201 Scliedule I' May 22nd, 2013 3.4.2 Constitutes maintenance or repair of the drinking water system. 3.5 The document or file referenced in Column 1 of Table 1 of Schedule A of this drinking water works permit that sets out watermains shall be retained by the owner and shall be updated to include watermain additions, modifications, replacements and extensions within 12 months of the addition, modification, replacement or extension. 3.6 The updates required by condition 3.5 shall include watermain location relative to named streets or easements and watermain diameter. Minor Modifications to the III urliiinIliliiin at ur° Sys tern 4.1 The drinking water system may be altered by modifying or replacing the following components: 4.1.1 Treatment process or treated water pumps; 4.1.2 Chemical metering or chemical handling pumps; 4.1.3 Valves; 4.1.4 Instrumentation and controls; 4.1.5 Cathodic corrosion protection; or 4.1.6 Spill containment works. 4.2 The drinking water system may be altered by replacing the following: 4.2.1 Treatment process or treated water piping within the treatment subsystem. 4.3 The modification or replacement of a drinking water system component set out in condition 4.1 or the replacement of a drinking water system component set out in condition 4.2 must not result in: 4.3.1 An exceedance of a treatment subsystem rated capacity or a treatment subsystem component maximum flow rate as specified in the licence; 4.3.2 The bypassing of any unit process within a treatment subsystem; 4.3.3 A deterioration in the quality of drinking water provided to consumers; 4.3.4 A reduction in the reliability or redundancy of any component of the drinking water system; 4.3.5 An negative impact on the ability to undertake compliance and other monitoring; or 4.3.6 An adverse effect on the environment. 4.4 The owner shall verify in writing that the modification or replacement of drinking water system components in accordance with conditions 4.1 and 4.2 has met the requirements of the conditions listed in condition 4.3. 1IV1 1) C;DI I �.IID,I_I I1O1`d 6 2 - 99 019-201 Scliedule I' May 22nd, 2013 4.5 The verifications required in condition 4.4 shall be: 4.5.1 Recorded on "Form 2 — Record of Minor Modifications or Replacements to the Drinking Water System" as published by the Ministry of the Environment; and 4.5.2 Retained for a period of ten (10)years by the owner. 4.6 For greater certainty, the verification requirements set out in conditions 4.4 and 4.5 do not apply to any modification or replacement in respect of the drinking water system which: 4.6.1 Is exempt from subsection 31(1) of the SDWA by subsection 9.(2) of O. Reg. 170/03; or 4.6.2 Constitutes maintenance or repair of the drinking water system. 4.7 The owner shall update any drawings maintained for the drinking water system to reflect the modification or replacement of the works, where applicable. E-q a IiiIIW Ian int. iitlh IIEmmIrnIii�µsiii ins to the Jiiur° 5.1 The drinking water system may be altered by adding, modifying or replacing any of the following drinking water system components that may discharge or alter the rate or manner of a discharge of a compound of concern to the atmosphere: 5.1.1 Any equipment, apparatus, mechanism or thing that is used for the transfer of outdoor air into a building or structure that is not a cooling tower; 5.1.2 Any equipment, apparatus, mechanism or thing that is used for the transfer of indoor air out of a space used for the production, processing, repair, maintenance or storage of goods or materials, including chemical storage; 5.1.3 Laboratory fume hoods used for drinking water testing, quality control and quality assurance purposes; 5.1.4 Low temperature handling of compounds with a vapor pressure of less than 1 kilopascal; 5.1.5 Maintenance welding stations; 5.1.6 Minor painting operations used for maintenance purposes; 5.1.7 Parts washers for maintenance shops; 5.1.8 Emergency chlorine and ammonia gas scrubbers; 5.1.9 Venting for activated carbon units for drinking water taste and odour control; 5.1.10 Venting for a stripping unit for methane removal from a groundwater supply; 5.1.11 Natural gas or propane fired boilers, water heaters, space heaters and make-up air units with a total facility-wide heat input rating of less than 20 million kilojoules 7 2 - 100 019-201 Sclliie a llle B May 22nd, 2013 per hour, and with an individual fuel energy input of less than or equal to 10.5 gigajoules per hour; and 5.1.12 Emergency generators that fire No. 2 fuel oil (diesel fuel) with a sulphur content of 0.5 per cent or less measured by weight, natural gas, propane, gasoline or biofuel, and that are used for emergency duty only with periodic testing. 5.2 The owner shall not add, modify or replace a drinking water system component set out in condition 5.1 for an activity that is not directly related to the treatment and distribution of drinking water. 5.3 The emergency generators identified in condition 5.1.12 shall not be used for non- emergency purposes including the generation of electricity for sale or for peak shaving purposes. 5.4 The owner shall prepare an emission summary table for nitrogen oxide emissions only, for each addition, modification or replacement of emergency generators identified in condition 5.1.12. Plellrfoirllrnnasince lun..liillrnnliIs 5.5 The owner shall ensure that a drinking water system component identified in conditions 5.1.1 to 5.1.12 is operated at all times to comply with the following limits: 5.5.1 For equipment other than emergency generators, the maximum concentration of any compound of concern at a point of impingement shall not exceed the corresponding point of impingement limit; 5.5.2 For emergency generators, the maximum concentration of nitrogen oxides at sensitive populations shall not exceed the applicable point of impingement limit, and at non-sensitive populations shall not exceed the Ministry of the Environment half-hourly screening level of 1880 ug/m3 as amended; 5.5.3 The noise emissions comply at all times with the limits set out in publication NPC-205 and/or publication NPC-232, as applicable; and 5.5.4 The vibration emissions comply at all times with the limits set out in publication NPC-207. 5.6 The owner shall verify in writing that any addition, modification or replacement of works in accordance with condition 5.1 has met the requirements of the conditions listed in condition 5.5. 5.7 The owner shall document how compliance with the performance limits outlined in 5.5.3 and 5.5.4 is being achieved, through noise abatement equipment and/or operational procedures. 5.8 The verifications required in condition 5.6 shall be: 5.8.1 Recorded on "Form 3 — Record of Addition, Modification or Replacement of Equipment Discharging a Contaminant of Concern to the Atmosphere" as published by the Ministry of the Environment. 1 IV 1 1) C;D I I �.I I',I_I 11011 1 s 2 - 101 019-201 Scliedule I' May 22nd, 2013 5.8.2 Retained for a period of ten (10)years by the owner. 5.9 For greater certainty, the verification requirements set out in conditions 5.6 and 5.8 do not apply to any addition, modification or replacement in respect of the drinking water system which: 5.9.1 Is exempt from subsection 31(1) of the SDWA by subsection 9.(2) of O. Reg. 170/03; or 5.9.2 Constitutes maintenance or repair of the drinking water system. 5.10 The owner shall update any drawings maintained for the works to reflect the addition, modification or replacement of the works, where applicable. PireViously Appiroved Works 6.1 The owner may add, modify, replace or extend, and operate part of a municipal drinking water system if: 6.1.1 An approval was issued after January 1, 2004 under section 36 of the SDWA in respect of the addition, modification replacement or extension and operation of that part of the municipal drinking water system; 6.1.2 The approval expired by virtue of subsection 36(4)of the SDWA; and 6.1.3 The addition, modification, replacement or extension commenced within five years of the date that activity was approved by the expired approval. '7 0 Syst lr"iri mmSIIpecIii"fmli c Conditions 7.1 Not Applicable 1IV1 1) C;DI I I �.IID,I_I I1O1`d 9 2 - 102 Ontario MUNICIPAL II II II JIB II II VIII II .VIII G WATER LIGENGE 1 Licence Number: 019-101 Issue Number: 1 Pursuant to the Safe Drinking Water Act, 2002, S.O. 2002, c. 32, and the regulations made thereunder and subject to the limitations thereof, this municipal drinking water licence is issued under Part V of the Safe Drinking Water Act, 2002, S.O. 2002, c. 32 to: The Corporation of the City of Kitchener, 200 King Street West City Hall Kitchener P.O. Box 1118 ON N2G 4G7 For the following municipal residential drinking water system: Kitchener Distribution System This municipal drinking water licence includes the following: S Il�iec iAII °liiiII °I:liiicII u Schedule A Drinking Water System Information Schedule B General Conditions Schedule C System-Specific Conditions Schedule D Conditions for Relief from Regulatory Requirements DATED at TORONTO this 20th day of August, 2009 Signature Indra Prashad, P.Eng. Director Part V, Safe Drinking Water Act, 2002 O440(11 N 10 Dis I `.II11,.)I I(.,DIN 2 - 103 Sdhedul II Drinking II Irn Infarination System Owner The Corporation of the City of Kitchener, Licence Number 019-101 Drinking Water System Name Kitchener Distribution System Schedule A Issue Date August 20th, 2009 The following information is applicable to the above drinking water system and forms part of this licence: ImmillteIin ce Licence Issue Date August 20, 2009 Licence Expiry Date August 19, 2014 Application for Licence Renewal Date February 17, 2014 DI°iiii Ilnu Ilk liii ung Water Irk s IIrle Irlu r li't Drinking Water System Name Permit Number Issue Date Kitchener Distribution System 019-201 August 20, 2009 rleiriirrfl�'t To Take Water Water Taking Locations Permit Number Issue Date Not Applicable Not Applicable Not Applicable F iiii Iin a Il in c liiia IIII IIP IIIIa Il in The Financial Plan Number for the Financial Plan required to be developed 019-301 for this drinking water system in accordance with O. Reg. 453/07 shall be: Alternately, if one Financial Plan is developed for all drinking water systems 019-301A owned by the owner, the Financial Plan Number shall be: Accireciilecl Qpeiralihng Authoiriily Drinking Water System or Accredited Operating Authority Operational Operational Subsystems Plan Number Kitchener Distribution System The Corporation of the City of 019-401 Kitchener O440(11 N 1 0 Dis I `1111,.1 I I(:.aIN 2 2 - 104 Sdhedule G II III III Conditions System Owner The Corporation of the City of Kitchener, Licence Number 019-101 Drinking Water System Name Kitchener Distribution System Schedule B Issue Date August 20th, 2009 1 0 De° liii u in iIib ins 1.1 Words and phrases not defined in this licence and the associated drinking water works permit shall be given the same meaning as those set out in the SDWA and any regulations made in accordance with that act, unless the context requires otherwise. 1.2 In this licence and the associated drinking waterworks permit: "adverse effect", "contaminant" and "natural environment' shall have the same meanings as in the EPA; "alteration" may include the following in respect of this drinking water system: (a) An addition to the system, (b) A modification of the system, (c) A replacement of part of the system, and (d) An extension of the system; "compound of concern" means a contaminant that, based on generally available information, may be emitted from a component of the drinking water system to the atmosphere in a quantity that is significant either in comparison to the relevant point of impingement limit or if a point of impingement limit is not available for the compound, then based on generally available toxicological information, the compound has the potential to cause an adverse effect as defined by the EPA at a point of impingement; "Director" means a Director appointed pursuant to section 6 of the SDWA for the purposes of Part V of the SDWA; "drinking water works permit" means the drinking water works permit for the drinking water system as identified in Schedule A of this licence; "emission summary table" means the table that was prepared by a Professional Engineer in accordance with O. Reg. 419/05 and the procedure document listing the appropriate point of impingement concentrations of each compound of concern emitted from a component of the drinking water system and providing comparison to the corresponding point of impingement limit; "EPA" means the Environmental Protection Act, R.S.O. 1990, c. E.19; "financial plan" means the financial plan required by O. Reg. 453/07 and the conditions of this licence; 2 - 105 019-101 S Ili ecfiAb E3 August 20th, 2009 "licence" means this municipal drinking water licence for the municipal drinking water system identified in Schedule A of this licence; "operational plan" means an operational plan developed in accordance with the Director's Directions — Minimum Requirements for Operational Plans made under the authority of subsection 15(1)of the SDWA; "owner" means the owner of the drinking water system as identified in Schedule A of this licence; "point of impingement" means any point in the natural environment that is not on the same property as the source of the contaminant and as defined by section 2 of O. Reg. 419/05; "point of impingement limit" means the appropriate standard from Schedule 1, 2 or 3 of O. Reg. 419/05 and if a standard is not provided for a compound of concern, the appropriate criteria listed in the Ministry of the Environment publication titled "Summary of Standards and Guidelines to support Ontario Regulation 419: Air Pollution — Local Air Quality(including Schedule 6 of O. Reg. 419 on Upper Risk Thresholds)", dated February 2008, as amended; "procedure document" means the Ministry of the Environment procedure titled "Procedure for Preparing an Emission Summary and Dispersion Modelling Report" dated July 2005, as amended; "Professional Engineer" means a Professional Engineer who has been licenced to practice in the Province of Ontario; "provincial officer" means a provincial officer appointed pursuant to section 8 of the SDWA; "publication NPC-205" means the Ministry of the Environment publication titled "Sound Level Limits for Stationary Sources in Class 1 &2 Areas (Urban)" dated October 1995, as amended; "publication NPC-207" means the Ministry of the Environment draft technical publication titled "Impulse Vibration in Residential Buildings" dated November 1983, supplementing the Ministry of the Environment "Model Municipal Noise Control By-law, Final Report" dated August 1978; "publication NPC-232" means the Ministry of the Environment publication titled "Sound Level Limits for Stationary Sources in Class 3 Areas (Rural)" dated October 1995, as amended; "SDWA" means the Safe Drinking Water Act, 2002, S.O. 2002, c. 32; 2 - 106 019-101 S Ili ecfiAb E3 August 20th, 2009 "sensitive populations" means any one or a combination of the following locations where the health effects of nitrogen oxides emissions from emergency generator(s) shall be considered using the point of impingement limit instead of the Ministry of the Environment screening level for emergency generator(s): (a) health care units (e.g., hospitals and nursing homes), (b) primary/junior public schools, (c) day-care facilities, and (d) playgrounds; II °II °IIII iiii III: iiii IIII �. 2.1 In addition to any other requirements, the drinking water system identified above shall be established, altered and operated in accordance with the conditions of the drinking water works permit and this licence. I liite in ce IIE: IIp iiii it 3.1 This licence expires on the date identified as the licence expiry date in Schedule A of this licence. 4 0 I,Jteince II Rine a IIII 4.1 Any application to renew this licence shall be made on or before the date identified as the application for licence renewal date set out in Schedule A of this licence. 5 0 Coiirrqpdhiaince 5.1 The owner and operating authority shall ensure that any person authorized to carry out work on or to operate any aspect of the drinking water system has been informed of the SDWA, all applicable regulations made in accordance with that act, the drinking water works permit and this licence and shall take all reasonable measures to ensure any such person complies with the same. 6 0 I liite in ce a incl Dirihndkliiing Water Works IIrle iriu r iiii't � iiii IIII II�:�iiii IIII i�'. 6.1 At least one copy of this licence and the drinking water works permit shall be stored in such a manner that they are readily viewable by all persons involved in the operation of the drinking water system. rle i°iu r iiii't To Take Water (Nat II��°II��°IIII iiii II�:�IIII 8 0 in a u in c liiia IIII IIPIIII a in 8.1 The owner of the drinking water system, by the later of July 1, 2010 and the date that is six months after the date the first licence for the system is issued, shall prepare and approve financial plans for the system that satisfy the requirements prescribed under section 3 of O. Reg. 453/07. 2 - 107 019-101 S Ili ecfiAb E'l August 20th, 2009 8.2 The owner of the drinking water system shall ensure that every financial plan prepared in accordance with subsections 2 (1) and 3 (1)of O. Reg. 453/07 contains on the front page of the financial plan, the appropriate financial plan number as set out in Schedule A of this licence. 9.1 Where there is a conflict between the provisions of this licence and any other document, the following hierarchy shall be used to determine the provision that takes precedence: 9.1.1 The SDWA; 9.1.2 A condition imposed in this licence that explicitly overrides a prescribed regulatory requirement; 9.1.3 A condition imposed in the drinking water works permit that explicitly overrides a prescribed regulatory requirement; 9.1.4 Any regulation made under the SDWA; 9.1.5 Any provision of this licence that does not explicitly override a prescribed regulatory requirement; 9.1.6 Any provision of the drinking water works permit that does not explicitly override a prescribed regulatory requirement; 9.1.7 Any application documents listed in this licence, or the drinking water works permit from the most recent to the earliest; and 9.1.8 All other documents listed in this licence, or the drinking water works permit from the most recent to the earliest. 9.2 If any requirement of this licence or the drinking water works permit is found to be invalid by a court of competent jurisdiction, the remaining requirements of this licence and the drinking water works permit shall continue to apply. 9.3 The issuance of and compliance with the conditions of this licence and the drinking water works permit does not: 9.3.1 Relieve any person of any obligation to comply with any provision of any applicable statute, regulation or other legal requirement, including the Environmental Assessment Act, R.S.O. 1990, c. E.18; and 9.3.2 Limit in any way the authority of the appointed Directors and provincial officers of the Ministry of the Environment to require certain steps be taken or to require the owner to furnish any further information related to compliance with the conditions of this licence or the drinking waterworks permit. 9.4 For greater certainty, nothing in this licence or the drinking water works permit shall be read to provide relief from regulatory requirements in accordance with section 46 of the SDWA, except as expressly provided in the licence or the drinking waterworks permit. 2 - 108 019-101 S Ili ecfiAb E3 August 20th, 2009 10 0 Adverse ElEffects 10.1 Nothing in this licence or the drinking water works permit shall be read as to permit: 10.1.1 The discharge of a contaminant into the natural environment that causes or is likely to cause an adverse effect; or 10.1.2 The discharge of any material of any kind into or in any waters or on any shore or bank thereof or into or in any place that may impair the quality of the water of any waters. 10.2 All reasonable steps shall be taken to minimize and ameliorate any adverse effect on the natural environment or impairment of the quality of water of any waters resulting from the operation of the drinking water system including such accelerated or additional monitoring as may be necessary to determine the nature and extent of the effect or impairment. 10.3 Fulfillment of one or more conditions imposed by this licence or the drinking water works permit does not eliminate the requirement to fulfill any other condition of this licence or the drinking waterworks permit. 11 Change of IIner or Qpeiralihng Aullhoirii ly 11.1 This licence is not transferable without the prior written consent of the Director. 11.2 The owner shall notify the Director in writing of a change of any operating authority identified in Schedule A of this licence. 12 0 to II[:w IIrlIrO liiklecl 12.1 Any information requested by a Director or a provincial officer concerning the drinking water system and its operation, including but not limited to any records required to be kept by this licence or the drinking water works permit, shall be provided upon request. 13 0 Records Releinrlibin 13.1 Except as otherwise required in this licence or the drinking water works permit, any records required by or created in accordance with this licence or the drinking water works permit, other than the records specifically subject to the records retention requirements of section 12 of O. Reg. 170/03, shall be retained for at least 5 years and made available for inspection by a provincial officer, upon request. 14 0 GIheiir iiii a IIII s a incl II ateir°iii4III 14.1 All chemicals and materials used in the alteration or operation of the drinking water system that come into contact with water within the system shall meet all applicable standards set by both the American Water Works Association ("AWWA") and the American National Standards Institute ("ANSI") safety criteria standards NSF/60 and NSF/61. 0440C.'11 N 1 0 Dis I `II1I,.1 I I(:.DIN 7 2 - 109 019-101 S Ili ecfiAb E3 August 20th, 2009 14.2 The most current chemical and material product registration documentation from a testing institution accredited by either the Standards Council of Canada or by the American National Standards Institution ("ANSI") shall be available at all times for each chemical and material used in the operation of the drinking water system that comes into contact with water within the system. 14.3 Conditions 14.1 and 14.2 do not apply in the case of the following: 14.3.1 Water pipe and pipe fittings meeting AWWA specifications made from ductile iron, cast iron, PVC, fibre and/or steel wire reinforced cement pipe or high density polyethylene (HDPE); 14.3.2 Articles made from stainless steel, glass, HDPE or Teflon®; 14.3.3 Cement mortar for watermain lining and for water contacting surfaces of concrete structures made from washed aggregates and Portland cement; 14.3.4 Food grade oils and lubricants; or 14.3.5 Any particular chemical or material where the owner has written documentation signed by the Director that indicates that the Ministry of the Environment is satisfied that the chemical or material is acceptable for use within the drinking water system and the chemical or material is only used as permitted by the documentation. 15.1 All drawings and diagrams in the possession of the owner that show any treatment subsystem as constructed shall be retained by the owner unless the drawings and diagrams are replaced by a revised or updated version showing the subsystem as constructed subsequent to the alteration. 15.2 Any alteration to any treatment subsystem shall be incorporated into process flow diagrams, process and instrumentation diagrams, and record drawings and diagrams within one year of the substantial completion of the alteration. 15.3 Process flow diagrams and process and instrumentation diagrams for any treatment subsystem shall be kept in a place, or made available in such a manner, that they may be readily viewed by all persons responsible for all or part of the operation of the drinking water system. 16 0 QIpeI aliiii in s a incl II I iiiiinrt yin in ce II a IIno4III 16.1 An up-to-date operations and maintenance manual or manuals shall be maintained and applicable parts of the manual or manuals shall be made available for reference by all persons responsible for all or part of the operation or maintenance of the drinking water system. 16.2 The operations and maintenance manual or manuals, shall include at a minimum: 16.2.1 The requirements of this licence and associated procedures; O440(11 N 1 0 Dis I `II1I,.1 I IC)11 8 2 - 110 019-101 S Ili ecfiAb IIE August 20th, 2009 16.2.2 The requirements of the drinking water works permit for the drinking water system; 16.2.3 Procedures for monitoring and recording the in-process parameters necessary for the control of any treatment subsystem and for assessing the performance of the drinking water system; 16.2.4 Procedures for the operation and maintenance of monitoring equipment; 16.2.5 Contingency plans and procedures for the provision of adequate equipment and material to deal with emergencies, upset conditions and equipment breakdown; 16.2.6 Procedures for dealing with complaints related to the drinking water system, including the recording of the nature of the complaint and any investigation and corrective action taken in respect of the complaint; 16.3 Procedures necessary for the operation and maintenance of any alterations to the drinking water system shall be incorporated into the operations and maintenance manual or manuals prior to those alterations coming into operation. 2 - 111 Sdhedul rn-Specific Iii ii System Owner The Corporation of the City of Kitchener, Licence Number 019-101 Drinking Water System Name Kitchener Distribution System Schedule C Issue Date August 20th, 2009 1 0 Acic iiii°!:liii in IIII S iu r IIp IIIIiiiiin , "Tes"liiiiu ug a incl II in iiii't i°iiii n Ilr'lllllrflkulun g Wateir IIHea tIli aind IICNoin-IlHea tIli IIR.eIated II P)airairneteir's 1.1 For a drinking water system or drinking water subsystem identified in column 1 of Tables 1 and 2 and in addition to any other sampling, testing and monitoring that may be required, sampling, testing and monitoring shall be undertaken for a test parameter listed in column 2 at the sampling frequency listed in column 3 and at the monitoring location listed in column 4 of the same row. Tat) e idirflkuling Wateir Hea tli R.eIated P)ararneters Column 1 Column 2 Column 3 Column 4 Drinking Water System Test Parameter Sampling Frequency Monitoring Location or Drinking Water Subsystem Name [Not Applicable] [Not Applicable] [Not Applicable] [Not Applicable] Tat) e Ilr'mllrflkIlllln a a'tellr oin- ea ft'i Re ated "aIlr'aIIr1ne'tellr's Column 1 Column 2 Column 3 Column 4 Drinking Water System Test Parameter Sampling Frequency Monitoring Location or Drinking Water Subsystem Name [Not Applicable] [Not Applicable] [Not Applicable] [Not Applicable] Slmc iiibs II e diiii ecl 2.1 Not Applicable 10 2 - 112 Sdhedule Conditions f I Relief li of °FIr rn Regulatory II Requirennents I System Owner The Corporation of the City of Kitchener, Licence Number 019-101 Drinking Water System Name Kitchener Distribution System Schedule D Issue Date August 20th, 2009 1 0 Lead Il RegiAA'toiry .dlllhie° 1.1 Any relief from regulatory requirements previously authorized by the Director in respect of the drinking water system under section 38 of the SDWA in relation to the sampling, testing or monitoring requirements contained in Schedule 15.1 of O. Reg. 170/03 shall remain in force until such time as Schedule 15.1 of O. Reg. 170/03 is amended after June 1, 2009. 2 - 113