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HomeMy WebLinkAboutFCS-15-093 - COK Financial Report - Year Ending Dec 31, 2014FCS_ COK _Financia]ReportGRN_Mayl5.indd 1 2015 -06 -18 4:34 PM FCS_ COK_Financi.lReportGRN_Mayl5kidd 2 2015 -06 -18 4:34 PM I 9�k R 11 �Gkl IY /: Building cities, staying connected Kitchener City Council Message from the Mayor Message from the CAD Organizational Structure 2014 in Review Message from the city's Treasurer n,,,un6,,, ll Sectr Consolidated Financial Statements Trust Funds Belmont Improvement Area Board of Management Kitchener Downtown Improvement Area Board of Management Kitchener Public Library The Centre in the Square Inc. Gasworks Enterprise Kitchener Generation Corporation Kitchener Power Corp. Financial and Statistical Review w�lll� „„ ww ��II ,r C �� IIIIII �ww IIIIII s R lum lum R 'VIIVU�" 2 3 4 5 6 7 12 28 50 56 62 70 82 94 97 104 130 2014 KITCHENER FINANCIAL REPORT 1 FCS _COK_FnancialReportGRN_May15Jndd 1 2015 -06 -18 4 :34 PM :I �uimut�P OF " e d 20114 was au turaru ,J li y cou.ur� (,Jill. With a new mayor and two new councillors on board, it can t r�uu yrr�uu° r�u° r�u.uu° r�irt. take a while to settle in to a full understanding of roles and processes, and what it means to build a city. As Mayor Berry Vrbanovic said in his inaugural 2015 State of Our City speech as mayor, "City- building is about making smart and strategic investments into the communitythat will benefit all of our residents and all of our neighbourhoods. But city - building is about more than just counting pennies and building more roads; it's about creating awesome, dynamic and inclusive places and spaces where people can live, work and play." Kitchener is a smart, caring, connected city built on strong neighbourhoods, innovation, a growing and diverse economy, support for citizens, and a strong local government. Connecting strong neighbourhoods is where city - building starts. Great neighbourhoods are made great by placemaking —creating more meaningful and memorable places and spaces and a more diverse, interesting and sustainable city. The success of implementing this type of strategic direction is to involve the city at every level, including engaging citizens and business planning to ensure everyone is working toward the same vision. The purpose of business planning is to manage and support an integrated corporate blueprint to guide the course of the corporation ... which means facilitating a process that engages council, the corporate leadership team, management and staff to establish active priorities that are: qVI driven by the objectives of the strategic plan; qVI responsive to the expectations of the community; qVI achievable, and qVI financially sustainable into the future. This annual financial report is a snapshot of our financial balances, and highlights the revenue and expenses of last year in order to deliver on the strategic plan. At the same time, we also try to make this report a meaningful story for our citizens, and we do this through accountability, transparency and community participation. That's what it means to build a city. FCS _COK_FnanciaJReportGRN_May15Jndd 2 2015 -06 -18 4 :34 PM MAYOR Berry Vrbanovic i, µ aw IIIIII II aw �p UIIII N µ IIIIII mo WARD 1 Councillor WARD 2 Councillor WARD 3 Councillor WARD 4 Councillor WARD 5 Councillor Scott Davey Dave Schnider John Gazzola Yvonne Fernandes Kelly Ga lloway-Sea lock WARD 6 Councillor WARD 7 Councillor WARD 8 Councillor WARD 9 Councillor WARD 10 Councillor Paul Singh Bil loannidis Zyg Janecki Frank Etherington Sarah Marsh Kitchener city council is an elected body, made up of one mayor and 10 city councillors. All council members are elected for a four -year term. The mayor is elected by voters from all parts of the city; and councillors are elected by voters within specific wards. Members of city council meet at regularly scheduled council and committee meetings throughout the year to discuss issues facing the city and its residents - as well as day -to -day operational business, and to make decisions on those items based on information presented by city staff as well as their own knowledge and beliefs, and the opinions expressed by constituents. Public hearings, special council meetings, business license hearings and courts of revision are also held as needed to consider specific matters. As a collective group, representing the interests of citizens, council is responsible for: qV1 representing the public and considering the well -being and interests of the municipality; qV1 developing and evaluating the policies and programs of the municipality; qV1 determining which services the municipality provides; qV1 ensuring administrative policies, practices and procedures and controllership policies, practices and procedures are in place to implement the decisions of council; qV1 ensuring the accountability and transparency of the operations of the municipality, including the activities of the senior management of the municipality, and qV1 maintaining the financial integrity of the municipality. 2014 KITCHENER FINANCIAL REPORT 3 FCS_ COK_FinancialReportGRN_May15Jndd 3 2015 -06 -19 9:23 AM r�Wt t aµ On behalf of council, I am pleased to introduce the 2014 Annual Financial Report. Last year, we at the City of Kitchener worked really hard to begin a number of initiatives that contributed to accountability, transparency and community participation. Our council and staff brought those values to the business planning process, during which we collectively and collaboratively set priorities for the coming year. With new members around the council horseshoe, the experience was both a steep learning curve and a valuable one. Because each priority we settled upon has an impact on our financial wellbeing as a corporation. More than half of all projects included in this business plan directly support the city's progress in at least one of the six areas of community priorities for 2015 -2018: government, economy, environment, transportation, development and neighbourhoods. We know it's important to our citizens that we manage our resources responsibly— including our finances. We work diligently to deliver a balanced budget every year, and that means making tough decisions. But engaging with this process is an effort that goes beyond the walls of the council chambers. It moves out into our neighbourhoods and communities, our cultural associations and service clubs. It is a stepping stone to achieving the vision of this city that we all can embrace. Take this step with me. Let's be city - builders together. Berry Vrbanovic, Mayor City of Kitchener, June 29, 2015 FCS _COK_Fnancia1ReportGRN_May15Jndd 4 2015 -06 -18 4 :34 PM I am proud to present the City of Kitchener's Annual Financial Report, which details ourfinancial position and highlights our key accomplishments through 2014. The report is a snapshot of our finances and reflects the process of business planning that staff and city council undertook last year. The ultimate outcome is to help citizens understand how money collected by the city is, in turn, used to provide services. Staff and council are committed to transparency and accountability, and take pride in preparing a document that reflects those commitments. It is no easy task to pull this report together. There are few decisions that matter more than setting financial goals to build a better community. Our staff has done an excellent job in balancing financial objectives with meeting community priorities, among them healthy neighbourhoods, environmental stewardship and a strong economy bolstered by responsible development. As we look ahead and plan for the priorities set by council, with the goal of building a better community for our citizens, the best way we can do this is to remain accountable, transparent and to inform our decisions through community participation. Jeff Willmer, Chief Administrative Officer City of Kitchener, June 29, 2015 2014 KITCHENER FINANCIAL REPORT FCS _COK_FnancialReportGRN_May15Jndd 5 2015 -06 -18 4 :34 PM Q.Q I "" I "" r, VIII'. o I "" "' :.., Accounting Q' I DevTyagi: Deputy CAD Jeff Willmer: Chief Administrative Officer ;.,, Asset Management :.., Corporate Communications and Marketing :.., Engineering Services :.., Corporate Customer Service :.., Facilities Management :.., Economic Development :.., Fleet :.., Office of the Mayor and Council :.., Operations :.., Project Planning and Integration :.., Transportation Services :.., Strategic and Business Planning :.., Utilities coIIIIIIu. IIJII "t'y s 111111'.II'tvIIcIII'iii�s ! II IJAIIJGIII'iii� & G0II!'tII!''10II!'tArIIII'ii� sIII'iii� vIIcIII'iii�s Michael May: Deputy CAD Dan Chapman: Deputy CAD :.., Building :.., Accounting :.., Bylaw Enforcement ;.., Financial Planning :.., Community Programs and Services ;.�, Human Resources :.., Enterprise :.., Information Technology • Fire > Legal Services :.., Planning :.., Legislated Services > Revenue :.., Supply Services 6 w Aa aµ FCS_ COK _Finanoia1ReportGRN_May15.indd 6 2015 -06 -18 4 :34 PM �yIMUN4u �IIII�IIIIIIII I�II� During 2014, there was a change in leadership at the city with the retirement of long- standing mayor, Carl Zehr, who has been involved with municipal politics for three decades, and influenced many positive changes for the city, while aiming to keep taxes at an affordable level for citizens. On October 27, 2014, the city voted in a new mayor, Berry Vrbanovic, also a long- standing member of council. Berry's outlook is also to keep taxes at an affordable level for citizens, while at the same time providing the excellent level of service city residents have come to expect. In 2014, the property tax increase was 0.99 per cent, in line with inflation and the result was a $10 increase per year for the average household. Council was still able to address the need for investment in certain areas with budget deficits, such as bylaw enforcement, mobile technology and asset management. At the same time, the city focused on delivering services, keeping in mind those things that are important to our citizens, such as arts and culture, the environment, well- maintained roads and infrastructure, technology and innovation. Below are some of the major projects and initiatives that took place in 2014. Neighbourhood strategy The City of Kitchener has a long history of planning, building and supporting safe and thriving neighbourhoods through municipal investments, and partnerships with other orders of government, community organizations and citizens. In addition to this municipal work, a variety of community groups play an active and critical role in helping to create safe and thriving neighbourhoods. The following diagram shows the different components and community groups that contribute to safe and thriving neighbourhoods. While this diagram doesn't show everything that contributes to our healthy neighbourhoods, it does demonstrate how complex and diverse they are, and the positive impact community groups can have. 2014 KITCHENER FINANCIAL REPORT FCS _COK_FnancialReportGRN_May15Jndd 7 2015 -06 -18 4 :34 PM A comprehensive perspective to a neighbourhood Work began in 2014 to develop an official Neighbourhood Strategy, which was approved by council in early 2015. The strategy offers benefits to the corporation and to the broader community through: qV1 increased citizen engagement; qV1 greater sense of belonging; qV1 citizen -led and city - facilitated approach to place- making; qV1 celebration of our heritage /history; qV1 alignment of city and community efforts, and qV1 contribution to a healthy community. SAP customer relationship and billing implementation The city is currently undergoing a transformation of its customer information system (CIS, which is a critical application that supports the city's property tax and utilities revenue management and billing processes). Implementing a new system will result in a positive change in how the city manages billings and collections for property tax and utilities. It is expected that as the implementation moves forward, the city will be able to offer customers the option of paying and reviewing their bills online through a City of Kitchener portal. This will improve delivery of customer service overall to our residents. FCS _COK_FnanciaJReportGRN_May15Jndd 8 2015 -06 -18 4 :34 PM ION - Rapic Regional count;ll appluvtu ligilL IdPIU LiansrL kLRI) as Lilt PItltlltu Lt;lnlulugy lul a nlurLi- Pnastu, Ingliti- order transit system intended to connect Cambridge, Kitchener and Waterloo. Stage 1 of the construction project started in 2014, and will be completed (with trains operational in Kitchener and Waterloo) by 2017. The City of Kitchener has been encouraging growth and development in the downtown since 2004's Economic Development Investment Fund (EDIF). The fundamental goals of ION are: focusing development and investment in the core, limiting urban sprawl and protecting the environment, all of which support the fundamentals of Kitchener's EDIF planning. Although rapid transit is a regional project and responsibility, many of the initiatives require the participation of the cities of Kitchener, Waterloo and Cambridge. Kitchener's participation in all of these ongoing initiatives is coordinated by the Kitchener rapid transit coordination group and working group. They will be responsible for many facets of rapid transit planning and operations at the City of Kitchener level as this project proceeds. PingStreet One innovative solution implemented in 2014 is PingStreet. This is a part of the next evolution of the City of Kitchener's customer service strategy and one of the several ways we're making it as easy as possible to connect with us - anytime, anywhere. PingStreet is a free mobile application that puts real -time, one -touch access to city information and tools in the palm of your hand. Open data Open data is data that is made freely available to the public in machine - readable format within the agreements of the open data license. The City of Kitchener is committed to improving citizen engagement and enhancing transparency and accountability to its residents by providing public access to its data. The data currently available from the city is found in our data catalogue, http : / /app.kitchener.ca /opendata /. We encourage you to explore the data sets. The catalogue will provide data in multiple formats, wherever possible and new data sets will be added as they become available. Through your feedback, the city will prioritize the data sets to be delivered. If you have an idea for information that would be useful as open data or would like to request alternative formats or additional information on existing data sets, your input is welcome. Please submit your idea to opendata @kitchener.ca. 2014 KITCHENER FINANCIAL REPORT FCS _COK_FnancialReportGRN_May15Jndd 9 2015 -06 -18 4 :34 PM GOVERNMENT SERVICES RECREATION, LEISURE AND CULTURE FCS_ COK_Financi.lReportGRN_Mayl5kidd 10 2015 -06 -18 4:34 PM oil I , III 1 /ri 0 y FCS_ COK_Financi.lReportGRN_Mayl5kidd 10 2015 -06 -18 4:34 PM IN, INFRASTRUCTURE MAINTENANCE ern 2,000 lane kilometres (km) of roads inspected and maintained; 1,100 km of sidewalk inspected annually with 2,800 repairs performed; iw 63,900 water meters in service; 816 km of sanitary sewer maintained; 600 km of storm sewer maintained. FACILITIES AND AMENITIES 176 facilities and structures maintained; � 3,000 parking customer accounts i maintained; e, 75 locations of crossing guards provided; e, 170 sports fields and outdoor courts �a maintained; e, 245 km of city trails maintained. FCS_COK_Financi.lReportGRN_Mayl 5.indd 11 2015 -06 -18 4:34 PM 12 a " "� IIIIII�" I am pleased to present the Annual Financial Report for the City of Kitchener for the year ended December 31, 2014. This report communicates the 2014 financial results for the City of Kitchener to council, residents and other interested parties. These results demonstrate hitchener's continued sound financial management and fiscal prudence. FINANCIAL MANAGEMENT The financial statements and related information contained in this annual report are the responsibility of the management team of the City of Kitchener. Management has instituted a system of internal controls intended to safeguard assets and to provide accurate, timely and complete financial information for both internal decision - making and external reporting. The city has the following foundations in place to ensure appropriate financial controls and accountability are maintained, and to take a proactive approach to identify and address financial challenges. FCS _COK_FnanciaJReportGRN_May15Jndd 12 2015 -06 -18 4 :34 PM III III ) T G O "III ���III1, III WiJl T 114 S T11I T DH' 'III`'" °III At the beginning of each new term of council, the City of Kitchener develops a strategic plan to advance the vision, mission and goals for Kitchener over the next four years. With limited resources available, the city needs to be strategic in setting goals for the future and focus resources on those areas that will have the greatest positive impact on the overall quality of life in Kitchener. A strategic plan for the city developed in collaboration with the community helps to allocate those limited resources to programs and services that matter most to citizens. The City of Kitchener Strategic Plan 2015 -2018 will set out the organization's highest priorities for this term of council. The plan is designed to ensure that, over time, the public funds the city is entrusted to manage on behalf of citizens are allocated to top public priorities, invested effectively and spent efficiently. Once the strategic plan is approved, each department develops a four -year business plan that outlines how their key activities will support strategic plan priorities. Simply stated, the strategic plan serves as the community's roadmap to take us from where we are today to where we want to go in the coming years. The new key strategic priorities related to effective and efficient government cover areas such as continuous improvement; future investment in technology and systems; a culture of accountability; long -term financial sustainability; emergency management and business continuity, and working collaboratively with the Region of Waterloo and neighbouring municipalities on issues of public concern. 2014 KITCHENER FINANCIAL REPORT 13 FCS _COK_FnancialReportGRN_May15Jndd 13 2015 -06 -18 4 :34 PM 311 IIIJ,S II III III SS II!fII III III G III III'') J Business planning The purpose of the business planning process is to manage and support the integrated corporate business plan to guide the medium -term course of the corporation. This involves the development, communication and facilitation of a process that engages council, the corporate leadership team, management and staff in establishing operational priorities that are: qV1 driven by the objectives of the strategic plan; qV1 responsive to the expectations of the community; qV1 achievable, and qV1 financially sustainable into the future. With this, the organization as a whole will be able to make progress on its strategic objectives, as well as maintain and continuously improve the city's core services. Typically, the business plan is a four -year plan that is updated annually and is comprised of a brief overview of each department. It contains a profile of the city's 47 core services delivered by those departments, service trends and future challenges, and a listing of project commitments by division identifying the primary link back to the strategic plan. Over the past three years, significant work has been invested to improve the scope and quality of information provided to council and the public through the city's business plan. 14 FCS _C0K_FnanciaJReportGRN_May15Jndd 14 2015 -06 -18 4 :34 PM The 2013 business plan was focused primarily on corporate and divisional projects as an achievable first step. In 2014, the business plan included information on all city services to provide a whole system's view of the work being done within the organization and the staff available to support those services. In 2015, the quality of information continues to improve and work has begun to develop a comprehensive performance measurement framework that will monitor and report on key results on an annual basis. Measures for 12 city services will be incorporated into the monitoring process for 2015. The governance structure, monitoring processes and reporting framework continues to be enhanced on an ongoing basis. Budget process In addition to the business planning process, city council approves the operating and capital budgets for the property tax - supported operations, as well as all city enterprises. The City of Kitchener is charged with responsibly managing and investing the tax dollars and user fees you pay to meet the needs of the community and ensure all of our strategic priorities are addressed. We are committed to striking a healthy balance between offering valued services and programs to residents, making strategic investments in community priorities, and keeping property taxes at a reasonable level. To provide transparency in the budget process, budget information is posted on the city's website and budget meetings are held in a public forum. Citizens are able to provide their input through a number of channels, including social media, the city's interactive budget website, or in person at a public delegation night. Management staff review their budgets regularly. Detailed variance reports are prepared and presented to council three times per year at the same time as the progress reports on business planning. These reports ensure departmental accountability for financial results and are a key tool to allow management to respond to financial pressures during the year. 2014 KITCHENER FINANCIAL REPORT 15 FCS _COK_FnancialReportGRN_May15Jndd 15 2015 -06 -18 4 :34 PM 11j As required by the Municipal Act, city council has appointed a public accounting firm, KPMG LLP, to express an independent audit opinion on management's consolidated financial statements. Their reports to the members of council, inhabitants and ratepayers of the Corporation of the City of Kitchener accompany the various financial statements in the financial section of this report. III��jV III':�� III �1�` �C��� �C� III III 111�1� "'llf`IIIIII'���� IIIIII���� The audited consolidated financial statements are presented to the audit committee for approval. The committee provides a focal point for communications between council, the external auditor, the internal auditor and management, and facilitates an impartial, objective and independent review of management practices through the internal and external audit functions. 16 FCS _COK_FnanciaJReportGRN_May15Jndd 16 2015 -06 -18 4 :34 PM FINANCIAL STATEMENT DISCUSSION AND ANALYSIS The City of Kitchener's consolidated financial statements have been prepared in accordance with reporting standards set by the Public Sector Accounting Board (PSAB) of the Chartered Professional Accountants of Canada. KPMG LLP have audited the financial statements and provided the accompanying auditors' report. The financial statements and auditors' report satisfy a legislated reporting requirement as set out in the Municipal Act of Ontario. The following financial statement discussion and analysis has been prepared by management and should be read in conjunction with the audited consolidated financial statements and financial and statistical review. There are four required financial statements: qV1 statement of financial position; qV1 statement of operations; qV1 statement of change in net financial assets, and qV1 statement of cash flow. The consolidated financial statements reflect the assets, liabilities, reserves, surpluses /deficits, revenue, and expenditures of city funds and governmental functions or entities. These functions and entities comprise a part of the combined city operations based upon control exercised by the city. The exception is the city's government business enterprises, which are accounted for on the modified equity basis of accounting. References to the "city" below include all activity for the consolidated entity. 2014 KITCHENER FINANCIAL REPORT 17 FCS _COK_FnancialReportGRN_May15Jndd 17 2015 -06 -18 4 :34 PM Millions $250 (�'11 0 III4 S 0 III III III) UII'.1 III) ,S'FA TIII III III VIII ` MI ��` 0 S IIIl T III 0 III The Consolidated Statement of Financial Position highlights four key figures that together describe the financial position of a government: 1) cash resources, 2) net financial asset position, 3) non - financial assets that are normally held for service provision such as tangible capital assets, and 4) accumulated surplus (deficit). The statement is used to evaluate the City's ability to meet its financial obligations and commitments. The City's net financial asset balance is $187 million (2013 - $176 million), an increase of $11 million. This balance is calculated as total financial assets less liabilities and represents the amount available to finance future operations. The increase year over year is due to the culmination of changes in the various balance sheet accounts which are described in the paragraphs below. Cash and Cash Equivalents The City's cash position is closely managed and remains adequate along with short -term investments to meet ongoing cash requirements. The cash position has decreased to $40 million from $56 million in 2013 as more money was invested at year end and more of the accounts payable were paid off before December 31 this year. The Consolidated Statement of Cash Flows summarizes the sources and uses of cash in both 2014 and 2013. Taxes Receivable Taxes receivable have increased to $23 million from $21 million in 2013 due to supplementary taxes billed toward the end of 2014 that weren't collected until early 2015. Loans Receivable Loans receivable decreased to $12 million from $14 million in 2013. The decline is primarily due to a continued decrease in use of the Appliance Financing Program administered by Kitchener Utilities. Details of loans receivable are included in Note 4 of the Consolidated Financial Statements. 18 FCS_ COK _Financi.lReportGRN_Mayl5.indd 18 2015 -06 -18 4:34 PM Investments It is the policy of the City of Kitchener to invest public funds in a manner that provides the highest investment return while protecting and preserving capital, maintaining liquidity to meet the daily cash flow demands and to conform to all legislation governing the investment of public funds. The balance in investments grew in 2014 to $101 million from $89 million in 2013. This increase relates primarily to a shift from cash held in 'Cash and Cash Equivalents' in 2013 to Government Investment Certificates (GICs) that were yielding higher returns than in previous years. Investment in Kitchener Power Corp. & Kitchener Generation Corporation The City's investment in both Kitchener Power Corp. and its affiliates and Kitchener Generation Corporation is made up of the City's initial investment and its share of net income since acquisition less dividends received. See Notes 6 and 7 to the Consolidated Financial Statements for further details. Accounts Payable and Accrued Liabilities Accounts payable and accrued liabilities consist of all vendor related payable balances, accrued liabilities, payroll related liabilities, intercompany payables and sales tax payables. The combined balance of $76 million in 2014 is approximately $9 million lower than 2013. The decrease in the payables in 2014 was due to a later final payment run in 2014 than in 2013, resulting in more of the invoices being paid out by year end. Deferred Revenue The increase in deferred revenue — obligatory reserve funds is due to collections exceeding contributions used within the year. Please see Note 9 to the financial statements which provides greater detail regarding activity in 2014 compared to 2013. The increase in deferred revenue — other is due to deferral of Federal grants given the work on these projects was not complete before year end. 2014 KITCHENER FINANCIAL REPORT 19 FCS _COK_FnancialReportGRN_May15Jndd 19 2015 -06 -18 4 :34 PM Millions $111.... $.112 r, nn 2010 2011 2012 2013 2014 ® Tax ® Enterprise FI EDIF Municipal Debt The City has three components that comprise the overall debt total. Debt has been issued to fund: qV1 a portion of the tax - supported capital program; qV1 capital improvements to Enterprises, where the debt charges will be funded through user fees or external sources, such as the Parking Enterprise or the Kitchener Rangers, and qV1 the Economic Development Investment Fund (EDIF). The City's capital investment philosophy ensures that any increases in debt charges from one year to the next do not exceed assessment growth (excluding the impact of the debt associated with EDIF). As well, the overall contribution from the tax base through taxes and debt charges will not increase more than assessment growth plus inflation from one year to the next. This philosophy has ensured that the impact on the taxpayer does not exceed inflation and that the City must prioritize projects to fit the funding available. The City created EDIF in 2004 as a $110 million commitment to invest in catalyst projects to strengthen the local economy and stimulate urban development in Downtown Kitchener. The fund has provided dollars for major strategic investment projects including the University of Waterloo School of Pharmacy, Communitech Hub, and King Street streetscaping. EDIF investments have had a remarkable positive impact on the City, increasing the City's recognition as a location for innovation, entrepreneurship, and a sought -after urban lifestyle. Municipal debt has decreased to $103 million from its peak at $112 million in 2013. The change in debt is a result of new debt issuance of $1.7 million offset by repayment of $10.7 million of existing debt. Debt is expected to decrease for the next number of years as the ten year EDIF program continues to be paid down. 20 FCS_ COK _Financi.lReportGRN_Mayl5.indd 20 2015 -06-18 434 PM 11 Land $184M ($183P Assets under construction $26M ($43M) Land Improvement $27M ($28M) Buildings Eli $197M ($176M) Leasehold Improvernents $3M ($3M) Machinery and 111 Equipment $24M ($24M) Computer Hardware is & Software $8M ($8M) Linear Assets $5O1M ($479M) Tangible Capital Assets Vehicles oim $15M ($14M) Tangible capital assets are recorded at cost which includes all amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost less residual value of the tangible capital assets is amortized on a straight -line basis over their estimated useful lives ranging from 1 to 100 years. During 2014, the City acquired $70 million in tangible capital assets (2013 - $70 million). Amortization of assets was $40 million (2013 - $37 million). Refer to Note 13 and Schedule A of the Consolidated Financial Statements for a detailed breakdown of tangible capital asset activity for 2014. The net book value of tangible capital assets at December 31, 2014 is $985 million, up from $958 million in 2013. 2014 KITCHENER FINANCIAL REPORT 21 FCS_ COK_FinancialReportGRN_May15Jndd 21 2015 -06 -18 4 :34 PM Accumulated Surplus Invested in Tangible 11 Capital Assets $985M ($958M) Other IIIIIIIII $ -91VI ($ -13M) Equity in KPC IIIIIU $190M ($183M) Equity in KGC M $4M ($4M) Employee IIIIIIIIIIII Future Benefits $ -35M ($ -32M) Reserve Funds lure $41M ($37M) The City's accumulated surplus forfiscal 2014 is $1.18 billion (2013 - $1.14 billion). The accumulated surplus reflects the resources that have been built over time at the City and the balance includes items such as tangible capital assets, equity in Kitchener Power Corp. and Kitchener Generation Corporation and various reserve funds. Reserve Funds Reserve funds are included as part of accumulated surplus and these balances are disclosed in Note 14 to the financial statements. Reserve fund balances have increased during 2014 to $41 million (2013 - $37 million). Under the authority of the Municipal Act, the City has established reserve funds to set aside funds to be used for future purposes. 22 FCS_ COK _Financi.lReportGRN_Mayl5.indd 22 2015 -06 -18 4:34 PM Millions $45 Reserve funds are established to ensure future liabilities can be met, capital assets are properly maintained and sufficient financial flexibility exists to respond to economic cycles or unanticipated financial requirements. Council is responsible for exercising discretion with respect to the use of reserve funds, subject to the terms of Council policy, as well as statutory and legal requirements. A comprehensive review of the reserve policy was undertaken in 2012 with new guiding principles for reserves developed to ensure the reserves continue to support the financial goals and serve the highest priority needs of the City and its citizens. The Consolidated Statement of Operations reports the revenue collected by the City, the cost of providing municipal services and the resulting annual surplus /deficit. This year, overall assessment growth was 1.31 %. While this new assessment creates revenue for the City, there is also a cost to provide services to new development. In addition, cost increases in excess of inflation, public demand for new services and unreliable revenue sources all place significant pressure on the City budget. The tax rate increase for 2014 operations was 0.99 %. 2014 KITCHENER FINANCIAL REPORT 23 FCS_ COK _Financi.lReportGRN_Mayl5.indd 23 2015 -06 -18 4:34 PM $120 $100 $80 $60 $40 $20 Millions Taxation Gasworks Water, sewer & Other user fees Grants Other storm water W 2014 Budget 1112014 Actual W 2013 Actual Revenue Revenue is received from the following sources: taxation, users fees, grants and other. Kitchener is one of only two municipalities in Ontario that own and operate a natural gas utility. Natural gas volumes were up significantly this year due to the colder weather, which resulted in 2014 Gasworks revenue being $7M higher than 2013. Grants revenue increased from 2013 due to an increase in the amount of Federal Gas Tax revenue recognized. Revenue can only be recognized when eligible expenditures are made. The 'Other' category in the chart above includes contribution of tangible capital assets, investment income, penalties and interest on taxes, obligatory reserve funds revenue recognized, and share of net income of Kitchener Power Corp. and Kitchener Generation Corporation. Revenue is notably higher in this category for 2014 compared to budget, due to the timing of obligatory reserve fund revenue being recognized. Amounts were budgeted in prior years, but could only be recognized in 2014 as the reserve fund returned to a surplus position. 24 FCS_ COK _Financi.lReportGRN_Mayl5.indd 24 2015 -06 -18 434 PM $80 $70 $60 $50 $40 $30 $20 $10 Millions General Protection Transportation Environmental Recreation & Other Gasworks government services services services cultural services 2014 Budget 0 2014 Actual fib 2013 Actual Expenses The City of Kitchener is a diversified government institution and provides a wide range of services to its citizens including fire, roads, water, sewer, natural gas, libraries, and community services. Schedule B of the Consolidated Financial Statements breaks the expenses into major functional activities, consistent with provincially - legislated requirements. As is common with most Ontario municipalities, the City of Kitchener does not budget for amortization of tangible capital assets or gains and losses on disposal of assets. In order that the actual results may be compared to budget in a meaningful way, the Council- approved budgets have been adjusted to include amortization expense and other accounting adjustments mandated by the Public Sector Accounting Board to express the financial statements on an accrual basis. This provides greater clarity for all readers in assessing budget to actual variances. General government expenses are $1.8 million higher in 2014 than 2013. This is primarily due to reallocation of staff costs from other areas of the City to this category. 2014 KITCHENER FINANCIAL REPORT 25 FCS_ COK _FinancialReponGRN_Mayl5.indd 25 2015 -06 -18 434 PM Materials M and services $11oM ($99M) Debenture 1111111111 debt interest $4M ($4M) Grants and other M $4M ($4M) Amortization w $40M ($37M) Loss /(Gain) 1ni on sale of asset $3M ($4M) Salaries, wages and NO employee benefits $138M ($133M) Transportation services is greater than budget and 2013 as a result of winter maintenance (snow removal) costs being higher due to heavier than normal snow in the early part of 2014. Environmental services expenses have decreased $1.4 million from 2013, due to there being a larger loss on disposal of tangible capital assets in 2013. In 2014, Recreation and Cultural services increased $3.2 million over 2013. This was largely a result of increased interest on long term debt as a full year of interest was incurred on recently issued debt for the Kitchener Memorial Auditorium and Kitchener Public Library. There were also increased losses on disposal of tangible capital assets in 2014. The 'Other' category in the Expenses by Function chart on page 25 includes Health services, Social and Family services and Planning and Development. The increase in expenses compared to 2013 relates to the sale of some significant properties in the prior year resulting in a gain on sale, which lowered overall expenses in 2013. Additional external transfers were recorded in 2014 on properties meeting requirements for development grants. The increase in Gasworks expenses in 2014 relates to the purchase of natural gas to accommodate the increased sales volumes related to the colder weather. 26 FCS_ COK _Financi.lReportGRN_Mayl5.indd 26 2015 -06 -18 4:34 PM C'110III4,S0III III II) TII 11]') ,S'FA TIII II IIIlC�IIIII ` MI �C��� Ilh °III III � d IIIIC� III II1�4 III T III II 14 A I �C'� III A III SS� 1 11111TS The Statement of Change in Net Financial Assets explains the difference between a municipality's surplus or deficit for the reporting year and its change in net financial assets in the same reporting year. This statement provides for the reporting of the acquisition of tangible capital assets and other significant items that impact the difference between the annual surplus /deficit and the change in net financial assets. The statement of cash flows reports changes in cash and cash equivalents resulting from operations, capital, investing and financing activities and shows how the Cityfinanced its activities during the year and met its cash requirements. Looking ahead to 2015, the City will continue to face pressure from the community to sustain or improve service levels while keeping property tax and user fee increases to an affordable level. A rigorous budget process, in addition to the development of a comprehensive long -term financial plan and business planning cycles will help the City determine the optimal balance of taxes levied and services provided. Continuing to focus on building an even stronger financial position through lower debt levels and healthier reserve fund balances will also position the City favourably to respond to future challenges and opportunities, not just in 2015 but for the years to come. Dan Chapman, CPA, CA, MPA, Deputy CAD, Finance and Corporate Services & City Treasurer City of Kitchener, June 29, 2015 2014 KITCHENER FINANCIAL REPORT 27 FCS_ COK _Financi.lReportGRN_Mayl5.indd 27 2015 -06 -18 4:34 PM KPMG LLP Telephone 519 - 747 -8800 115 King Street South, 2nd Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet vvvvvv.kpmg.ca INDEPENDENT AUDITORS' REPORT To the Mayor and Members of Council, Inhabitants and Ratepayers of The Corporation of the City of Kitchener We have audited the accompanying consolidated financial statements of the Corporation of the City of Kitchener, which comprise the consolidated statement of financial position as at December 31, 2014, the consolidated statements of operations, change in net financial assets and cash flows for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the consolidated Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these consolidated financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG" International'), a Swiss entity. KPMG Canada provides services to KPMG LLP. 28 i1-4 M.,t .:_. Page 2 Opinion In our opinion, the consolidated financial statements present fairly, in all material respects, the consolidated financial position of the Corporation of the City of Kitchener as at December 31, 2014, and its consolidated results of operations and its consolidated cash flows for the year then ended in accordance with Canadian public sector accounting standards. DRAFT Chartered Professional Accountants, Licensed Public Accountants Waterloo, Canada 29 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Financial Position As at December 31, 2014 2014 2013 Financial assets Cash and cash equivalents $ 39,554,767 $ 55,826,776 Taxes receivable 22,706,141 20,610,222 Trade and other accounts receivable 42,099,858 43,453,856 Loans receivable (Note 4) 12,027,850 13,837,516 Inventory for resale 11,368,567 10,739,237 Investments (Note 5) 101,446,120 88,719,533 Investment in Kitchener Power Corp. and its affiliates (Note 6) 190,010,877 183,288,924 Investment in Kitchener Generation Corporation (Note 7) 3,716,028 3,948,280 422,930,208 420,424,344 Liabilities Accounts payable and accrued liabilities 75,570,993 84,547,853 Deferred revenue - obligatory reserve funds (Note 9) 7,367,308 3,625,077 Deferred revenue - other 14,750,065 12,325,403 Municipal debt (Note 10) 102,999,040 112,039,283 Employee future benefits (Note 12) 34,851,294 31,685,242 235,538,700 244,222,858 Net financial assets 187,391,508 176,201,486 Non - financial assets Tangible capital assets (Note 13) 984,942,842 957,932,884 Inventory of supplies 2,618,800 2,407,285 Prepaid expenses 1,295,774 1,114,532 988,857,416 961,454,701 Accumulated surplus $ 1,176,248,924 $ 1,137,656,187 See accompanying notes 30 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Operations For the Year Ended December 31, 2014 Grants 2014 Budget 2014 2013 Revenue 6,677,087 6,677,087 10,338,038 Taxation $ 108,961,402 $ 109,826,103 $ 106,218,573 User fees and charges 3,300,000 3,085,740 3,044,161 Gasworks 85,305,749 94,880,959 87,529,918 Water, sewer and stormwater 46,893,523 43,024,620 44,611,523 Other 40,258,725 43,982,021 42,513,349 Grants 8,746,071 6,991,185 4,225,862 Contributions of tangible capital assets 6,677,087 6,677,087 10,338,038 Investment income 6,593,768 7,499,355 7,822,633 Penalties and interest on taxes 3,300,000 3,085,740 3,044,161 Obligatory reserve funds revenue recognized 2,557,000 8,076,165 6,891,567 Share of net income of Kitchener Power Corp. and its affiliates (Note 6) 9,792,956 9,792,956 7,639,368 Share of net loss of Kitchener Generation Corporation (Note 7) - (59,418) (57,269) Other 4,232,684 3,817,699 4,795,669 Total revenue 323,318,965 337,594,472 325,573,392 Expenses General government 42,822,873 37,797,470 36,032,964 Protection services 43,209,139 42,726,718 41,775,584 Transportation services 33,032,768 35,327,512 32,907,683 Environmental services 26,064,296 28,331,804 29,729,558 Health services 2,070,114 2,144,309 2,155,206 Social and family services 2,427,779 2,608,554 2,639,843 Recreation and cultural services 66,951,247 66,140,828 62,907,167 Planning and development 12,248,782 13,100,164 8,600,340 Gasworks 64,329,943 70,824,376 64,605,488 Total expenses 293,156,941 299,001,735 281,353,833 Annual surplus 30,162,024 38,592,737 44,219,559 Accumulated surplus, beginning of year 1,137,656,187 1,137,656,187 1,093,436,628 Accumulated surplus, end of year (Note 14) $ 1,167,818,211 $ 1,176,248,924 $ 1,137,656,187 See accompanying notes 31 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Change in Net Financial Assets For the Year Ended December 31, 2014 2014 2014 2013 Budget Annual surplus $ 30,162,024 $ 38,592,737 $ 44,219,559 Amortization of tangible capital assets 39,645,916 39,645,916 37,355,305 Acquisition of tangible capital assets (56,002,623) (70,034,603) (69,892,632) Loss (gain) on disposals of tangible capital assets 2,763,551 2,763,551 302,385 Proceeds on disposal of tangible capital assets 615,178 615,178 3,706,828 Acquisition of supplies of inventories - (6,872,232) (5,677,192) Acquisition of prepaid expenses - (928,169) (785,873) Consumption of supplies inventory - 6,660,717 5,331,990 Use of prepaid expenses - 746,927 1,075,110 Change in net financial assets 17,184,046 11,190,022 15,635,480 Net financial assets, beginning of year 176,201,486 176,201,486 160,566,006 Net financial assets, end of year $ 193,385,532 $ 187,391,508 $ 176,201,486 See accompanying notes 32 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Cash Flow For the Year Ended December 31, 2014 2014 2013 Operating Annual surplus $ 38,592,737 $ 44,219,559 Items not involving cash Amortization 39,645,916 37,355,305 Loss on disposal of tangible capital assets 2,763,551 302,385 Share of net income of Kitchener Power Corp. and its affiliates (9,792,956) (7,639,368) Share of net loss of Kitchener Generation Corporation 59,418 57,269 Change in employee future benefits 3,166,052 3,757,185 Contributions of tangible capital assets (6,677,087) (10,338,038) Change in non -cash assets and liabilities Taxes receivable (2,095,919) 976,076 Trade and other accounts receivable 1,353,998 (8,702,657) Loans receivables 1,809,666 2,840,272 Inventory of supplies (211,515) (345,197) Inventory for resale (629,330) 294,324 Prepaid expenses (181,242) 289,237 Deferred revenue - obligatory reserve funds 3,742,231 765,724 Deferred revenue - other 2,424,662 3,543,688 Accounts payable and accrued liabilities (8,976,860) (1,418,052) Net change in cash from operating activities 64,993,322 65,957,712 Investing Dividends received from Kitchener Power Corp. 3,071,003 3,388,433 Debt and equity payments received from Kitchener Generation Corporation 172,834 174,983 Net acquisition of investments (12,726,587) (14,435,080) Net change in cash from investing activities (9,482,750) (10,871,664) Financing Municipal debt issued 1,672,000 10,515,000 Municipal debt repaid (10,712,243) (9,738,514) Net change in cash from financing activities (9,040,243) 776,486 Capital Acquisition of tangible capital assets (63,357,516) (59,554,594) Proceeds on disposal of tangible capital assets 615,178 3,706,828 Net change in cash from capital activities (62,742,338) (55,847,766) Net change in cash and cash equivalents (16,272,009) 14,768 Cash and cash equivalents, beginning of year 55,826,776 55,812,008 Cash and cash equivalents, end of year $ 39,554,767 $ 55,826,776 See accompanying notes 33 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 1. Summary of significant accounting policies These consolidated financial statements of The Corporation of the City of Kitchener (the "City ") have been prepared by management in accordance with Canadian generally accepted accounting principles for local governments as established by the Public Sector Accounting Board of the Chartered Professional Accountants of Canada. The following is a summary of the significant accounting policies followed in the preparation of these financial statements: a. Basis of consolidation Consolidated entities These consolidated financial statements reflect the assets, liabilities, reserves, surpluses /deficits, revenues, and expenditures of those City funds and governmental functions or entities which have been determined to comprise a part of the aggregate City operations based upon control exercised by the City except for the City's government businesses which are accounted for on the modified equity basis of accounting. The following boards, municipal enterprises and utilities have been included in the consolidated financial statements: • Kitchener Public Library • Kitchener Downtown Improvement Area Board of Management • Belmont Improvement Area Board of Management • The Centre in the Square Inc. • Waterworks Enterprise • Gasworks Enterprise • Sewer Surcharge Enterprise • Storm Water Management Enterprise • Building Enterprise • Golf Enterprise • Parking Enterprise All inter - organizational and inter -fund transactions and balances have been eliminated. Government business enterprises Kitchener Generation Corporation and Kitchener Power Corp. and its affiliates are not consolidated but are accounted for on the modified equity basis which reflects the City of Kitchener's investment in the enterprises and its share of net income since acquisition. Under the modified equity basis, the enterprises' accounting principles are not adjusted to conform to those of the City, and inter - organizational transactions and balances are not eliminated. iii. Accounting for region and school board transactions The taxation, other revenue, expenditures, assets and liabilities, with respect to the operations of the school boards and the Regional Municipality of Waterloo, are not reflected in these consolidated financial statements. iv. Trust funds Trust funds and their related operations administered by the City are not consolidated, but are reported separately on the "Trust Funds Statement of Continuity and Balance Sheet" (see Note 3). 34 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 1. Summary of significant accounting policies (continued) b. Basis of accounting i. Accrual basis of accounting The consolidated financial statements are prepared using the accrual basis of accounting. The accrual basis of accounting recognizes revenues in the period in which the transactions or events occurred that gave rise to the revenues. Expenses are recognized in the period the goods and services are acquired and a liability is incurred or transfers are due. ii. Cash and cash equivalents Cash and cash equivalents include cash on hand and highly liquid investments with original maturity of 90 days or less as at the end of the year. iii. Trade and other accounts receivable Trade and other accounts receivable are reported net of any allowance for doubtful accounts. iv. Loans receivable Loans receivable are reported net of any allowance for doubtful accounts. Interest income is recorded as it accrues. When the value of any loan receivable is identified as impaired, an allowance is set up to offset the carrying amount and any adjustments are included in materials and services expense in the period the impairment is recognized. v. Inventory for resale Inventory for resale is valued at the lower of cost or net realizable value on an average cost basis. vi. Investments Portfolio investments are carried at cost, net of accumulated amortization on premiums and discounts. Premiums and discounts are amortized on a straight line basis over the term to maturity. Interest income is recorded as it accrues. When the value of any portfolio investment is identified as impaired, the carrying amount is adjusted to the estimated realizable amount and any adjustments are included in investment income in the period the impairment is recognized. vii. Deferred revenue Government transfers, contributions and other amounts are received from third parties pursuant to legislation, regulation or agreement and may only be used in the conduct of certain programs, in the completion of specific work or for the purchase of tangible capital assets. In addition, certain user charges and fees are collected for which the related services have yet to be performed. Revenue is recognized in the period when the related expenses are incurred, services performed or the tangible capital assets are acquired. viii. Employee future benefits The contributions to a multi - employer, defined benefit pension plan are expensed when contributions are due. The costs of post- retirement benefits are recognized when the event that obligates the City occurs. Costs include projected future income payments, health care continuation costs and fees paid to independent administrators of these plans, calculated on a present value basis. 35 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 1. Summary of significant accounting policies (continued) b. Basis of accounting (continued) viii. Employee future benefits (continued) The costs of post- retirement benefits are actuarially determined using the projected benefits method prorated on service and management's best estimate of retirement ages of employees, salary escalation, expected health care costs and plan investment performance. Liabilities are actuarially determined using discount rates that are consistent with the market rates of high quality debt instruments. Any gains or losses from changes in assumptions or experience are amortized over the average remaining service period for active employees. ix. Non - financial assets Non - financial assets are not available to discharge liabilities and are held for use in the provision of services. They have useful lives that extend beyond the current year and are not intended for sale in the ordinary course of operations. The change in non - financial assets during the year, together with the excess of revenues over expenses, provides the consolidated change in net financial assets for the year. a. Tangible capital assets Tangible capital assets are recorded at cost which includes all amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost less residual value of the tangible capital assets is amortized on a straight -line basis over their estimated useful lives as follows: Assets Amortization Period Land Land Improvements Buildings & building improvements Leasehold improvement Machinery & equipment Computer hardware Computer software Linear assets The original cost of land is not amortized 10 to 100 years 15 to 50 years Over the useful life of the improvement or the lease term, whichever is shorter 1 to 20 years 3 to 10 years 1 to 10 years 2 to 100 years Vehicles 1 to 25 years b. Contributions of tangible capital assets Tangible capital assets received as contributions are recorded at their fair value at time of receipt and are recorded as revenue. c. Leases Leases are classified as capital or operating leases. Leases which transfer substantially all the risks and benefits incidental of ownership are accounted for as capital leases. All other leases are accounted for as operating leases and the related lease payments are charged to expenses as incurred. W THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 1. Summary of significant accounting policies (continued) b. Basis of accounting (continued) ix. Non - financial assets (continued) d. Inventory of supplies Inventories held for consumption are recorded at the lower of cost and replacement cost. e. Works of art and cultural and historic assets Works of art and cultural and historic assets are not recorded as assets in these financial statements. x. Government transfers Government transfers are recognized in the financial statements in the period in which the events giving rise to the transfer occur, providing the transfers are authorized, any eligibility criteria have been met and reasonable estimates of the amounts can be made. Government transfers and developer contributions -in -kind related to capital acquisitions are required to be recognized as revenue in the consolidated financial statements in the period in which the tangible capital assets are acquired. xi. Use of estimates Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgments. Actual results could differ from these estimates. 2. Operations of school boards and the Regional Municipality of Waterloo Further to Note 1 a) iii, the taxation, other revenues and requisitions for the school boards and the Regional Municipality of Waterloo are comprised of the following: School Region Total Boards Taxation and user charges $ 85,943,842 $ 214,145,934 $ 300,089,776 Share of payments in lieu of taxes 4,251 2,962,012 2,966,263 Share of linear properties 63.470 123.707 187.177 Amounts requisitioned $ 86,011,563 $ 217,231,653 $ 303,243,216 3. Trust funds Trust funds administered by the City have not been included in the Consolidated Statement of Financial Position, nor have their operations been included in the Consolidated Statement of Operations. The trust funds under administration are comprised of cemetery perpetual care and prepaid interment funds totalling $12,560,214 (2013 - $11,956,505). 37 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 4. Loans receivable Loans receivable are made up of the following: 2014 2013 Major capital improvement loans receivable $ 9,321,887 $ 9,894,449 Loans receivable with forgiveness provisions 113,170 162,200 Minor capital improvement and other loans receivable 2,592,793 3,780,867 $ 12,027,850 $ 13,837,516 Major capital improvement loans are individual loans in excess of $500,000 when issued with no forgiveness provision built into the loan. These loans have repayment terms ranging from 12 to 15 years (2013 - 12 to 15 years). All major capital improvement loans are unsecured and bear interest at rates ranging from 1.40% to 2.55% (2013 - 1.40% to 2.55 %). Forgivable loans are those initially offered with forgiveness provisions built into the agreement. All loans in this category are unsecured and have repayment terms of five to ten years (2013 - five to ten years). The forgiveness provisions range from 15% to 100% (2013 - 15% to 100 %). The balances recorded are net of the allowance for forgiveness. Interest rates on these loans range from 0% to 8% (2013 - 0% to 896). Minor capital improvement and other loans receivable comprise any loan receivable not fitting into the first two categories. There is a variety of terms related to these loans with payment terms ranging from six months to 25 years (2013 - six months to 25 years). The majority of these loans are secured by the asset the loan was granted to finance, but others are unsecured. The interest rates on these loans range from 0.0% to 12.9% (2013 - 0.0% to 12.9 %). 5. Investments Investments are made up of the following 2014 2014 2013 2013 Cost Market Cost Market Value Value Guaranteed investment certificates $ 93,546,587 $ 94,368,625 $ 79,906,052 $ 80,566,788 Bonds and debentures 7,575,357 7,983,786 7,919,721 8,200,388 Common stock 324,176 489,904 893,760 1,252,788 $ 101,446,120 $ 102,842,315 $ 88,719,533 $ 90,019,964 38 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 6. Investment in Kitchener Power Corp. and its Affiliates Under the provincial government's Electricity Competition Act (Bill 35), Kitchener Power Corp., a holding company, along with its wholly owned subsidiaries, including Kitchener - Wilmot Hydro Inc., was incorporated on July 1, 2000. On August 1, 2000, under by -laws passed by the City and the Township of Wilmot, the net assets of the former Hydro - Electric Commission of Kitchener - Wilmot were transferred to the new corporation. The City took back a 92.25% share in the common shares of Kitchener Power Corp. and a 92.25% share in long -term notes payable by the affiliates for the assets transferred. Certain surplus property assets and cash funds were excluded from the transfer and turned over to the City and the Township. The investment is comprised of the following: 2014 2013 Kitchener Power Corp. common shares $ 61,244,208 $ 61,244,208 Kitchener - Wilmot Hydro Inc. long -term notes receivable 70,997,576 70,997,576 Share of net income and prior period adjustments due to changes in accounting policies since acquisition, net of dividends 57,769,093 51,047,140 $ 190,010,877 $ 183,288,924 The Kitchener - Wilmot Hydro Inc. notes are unsecured and bear interest at the rate of 4.83% (2013 - 5.87 %). There are no repayment terms and there is no intent to redeem the notes or the shares. The following table provides condensed financial information with respect to Kitchener Power Corp.: Current assets 2014 2013 $ 71,349,628 $ 77,749,312 Capital assets 186,373,289 181,051,618 Regulatory assets 7,578,179 923,358 Future income taxes 5,267,764 6,782,009 Total assets 270,568,860 266,506,297 Current liabilities 41,260,590 43,653,334 Long -term debt 81,987,954 82,980,595 Regulatory liabilities 8,402,121 8,539,337 Other liabilities 9,906,484 9,607,990 Total liabilities 141,557,149 144,781,256 Net assets 129,011,711 121,725,041 Results of operations Revenues 236,918,753 228,895,834 Expenses (226,303,083) (220,614,676) Net income 10,615,670 8,281,158 City's share of net income - 92.25% $ 9,792,956 $ 7,639,368 39 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 7. Investment in Kitchener Generation Corporation Under the Business Corporation Act (Ontario), Kitchener Generation Corporation was incorporated on December 9, 2011. Effective January 1, 2012, the City transferred the solar roof asset constructed on the surface of the Kitchener Operations Facility to Kitchener Generation Corporation in exchange for 100% of its common shares and interest bearing debt. The investment in Kitchener Generation Corporation is comprised of the following: 2014 2013 Kitchener Generation Corporation common shares $ 386,592 $ 403,875 Kitchener Generation Corporation long -term notes receivable 3,479,328 3,634,878 Share of net income since acquisition, net of dividends (149,892) (90,473) $ 3,716,028 $ 3,948,280 The notes receivable are unsecured and bear interest at the rate of 5.01%. To the extent that Kitchener Generation Corporation has positive annual cash flows after any dividend payment, the cash will be returned to the City as repayment of the outstanding debt and return of capital. The proportion to which they contribute is 90% debt, 10% equity. The following table provides condensed financial information with respect to Kitchener Generation Corporation: 2014 2013 Current assets $ 27,633 $ 40,718 Capital assets 3,716,028 3,948,280 Total assets 3,743,661 3,988,998 Current liabilities 27,633 - Long -term debt 3,479,327 3,634,878 Total liabilities 3,506,960 3,634,878 Net assets 236,701 354,120 Results of operations Revenues 372,373 379,880 Expenses (431,791) (437,149) Net loss (59,418) (57,269) City's share of net loss -100% $ (59,418) $ (57,269) .I THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 8. Insurance pool Liabilities include an amount of $4,366,767 (2013 - $5,652,303) which represents funds belonging to the Waterloo Region Municipalities Insurance Pool and administered by the City on behalf of the Pool's members. The members entered an agreement in 1998 to purchase property damage and public liability insurance on a group basis and share a retained level of risk. The members pay an actuarially determined annual levy to fund insurance, prefund expected losses and contribute to a surplus. The Pool has purchased insurance to fund losses above a predetermined deductible and any losses above a predetermined total in any year. The City's share of Pool levies is 25.18 % (2013 - 23.55 %) and its share of the Pool surplus as at May 31, 2014 was $1,062,027 (2013 - $1,131,779). The City's share of the Pool surplus has not been included in the Consolidated Statement of Financial Position. 9. Obligatory deferred revenue 2014 2013 Recreational land $ 4,652,177 $ 3,625,077 Development charges 2,715,131 - $ 7,367,308 $ 3,625,077 The continuity of deferred revenue is as follows: 2014 2013 Balance, beginning of year $ 3,625,077 $ 2,859,353 Collections 10,930,733 - Interest earned 26,454 74,484 Other revenue 1,366,505 1,338,483 Contributions used (8,581,461) (647,243) Balance, end of year $ 7,367,308 $ 3,625,077 41 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 10. Municipal debt The City has assumed responsibility for the payment of principal and interest charges on certain long -term debt issued by other municipalities. At the end of the year, the outstanding principal amount of this liability is $102,999,040 (2013 - $112,039,283). The annual principal repayments are: 2015 $ 10,629,385 2016 10,948,352 2017 11,076,256 2018 10,280,151 2019 10,137,884 2020 and thereafter 49,927,012 $ 102,999,040 The annual principal and interest payments required to service the long -term debt are within the annual debt repayment limit prescribed by the Ontario Ministry of Municipal Affairs and Housing. The long -term liabilities carry interest rates ranging from 1.15% to 5.60% (2013 — 1.25% to 6.4096). Interest charges for 2014 relating to municipal debt totalled $3,739,632 (2013 - $3,940,774). 11. Pension plan The City makes contributions to the Ontario Municipal Employees Retirement System (OMERS), which is a multi - employer plan, on behalf of its staff. The plan is a defined benefit plan which specifies the amount of the retirement benefit to be received by the employees based on the length of service and rates of pay. Employee contributions are matched by the City. Contributions were required on account of current service in 2014 amounting to $9,698,485 (2013 - $9,253,959). 12. Employee future benefits The estimated liability for employee future benefits is comprised of the following: 2014 2013 Sick leave benefit plan $ 15,290,093 $ 14,344,962 Post - retirement benefits 13,296,501 12,056,880 Future payments to WSIB 6,264,700 5,283,400 $ 34,851,294 $ 31,685,242 Ly, THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 12. Employee future benefits (continued) a. Sick Leave Under the sick leave benefit plan, unused sick leave can accumulate and certain employees may become entitled to cash payments when they leave the City's employment. The expense for the current year was $2,425,211 (2013 - $2,508,519) and is comprised of the following items: 2014 2013 Current period benefit cost $ 875,049 $ 947,844 Amortization of actuarial losses 634,931 757,612 Sick leave benefit expense 1,509,980 1,705,456 Sick leave benefit interest expense 915,231 803,063 Total expenses related to sick leave benefits $ 2,425,211 $ 2,508,519 The actuarial valuation of the future liability for sick leave assumes a discount rate of 3.50% (2013 — 4.50 %). The last actuarial valuation for this liability was completed at December 31, 2014. As at December 31, 2014, the unamortized actuarial losses were $6,135,416 (2013 — $5,858,495) and are amortized over 12.0 to 13.0 years (2013 — 12.0 to 13.0 years). The amount of benefits paid during the year were $1,480,080 (2013- $1,207,881). A reserve fund to provide for this liability is included in accumulated surplus, in the amount of $5,522,208 (2013 - $5,355,187). Anticipated undiscounted payments to employees who are eligible to retire are 2015 $ 2,093,876 2016 828,141 2017 885,924 2018 949,900 2019 1,019,625 2020 and thereafter 12,268,843 $ 18,046,309 43 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 12. Employee future benefits (continued) b. Post - retirement benefits The City pays certain health, dental and life insurance benefits on behalf of its retired employees up to the age of 65 if they have at least ten years of service with the City. The expense for the year was $1,979,864 (2013 - $2,092,008) and is comprised of the following items: 2014 2013 Current period benefit cost $ 699,770 $ 774,910 Amortization of actuarial losses 545,322 691,831 Post - retirement benefit expense 1,245,092 1,466,741 Post - retirement benefit interest expense 714,772 625,267 Total expenses related to post- retirement benefits $ 1,959,864 $ 2,092,008 The actuarial valuation of the future liability for post- retirement benefits assumes a discount rate of 3.75% (2013 — 4.50 %) and inflation rates for benefit premiums of 4.0% to 7.4% (2013 — 4.0% to 7.8 %). As at December 31, 2014, the unamortized actuarial losses were $6,297,426 (2013 — $3,497,281) and are amortized over 10 to 13 years (2013 — 10 to 13 years). The amount of benefits paid during the year were $740,243 (2013 - $592,861). The last actuarial valuation for this liability was completed at December 31, 2014. The City holds no reserve in accumulated surplus to meet this liability. c. WSIB The Workplace Safety and Insurance Board (WSIB) administers injured worker benefits payments on behalf of the City as a Schedule 2 employer. The expense for the current year was $1,805,900 (2013 - $1,700,900) and is comprised of the following items: 2014 2013 Current period benefit cost $ 1,191,700 $ 1,168,300 Amortization of actuarial losses 259,300 261,500 WSIB benefit expense 1,451,000 1,429,800 WSIB benefit interest expense 354,900 271,100 Total expenses related to WSIB benefits $ 1,805,900 $ 1,700,900 The actuarial valuation of the future liability for WSIB assumes a discount rate of 3.75% (2013 — 4.5096). The last actuarial valuation for this liability was completed at December 31, 2014. As at December 31, 2014, the unamortized actuarial gains were $100,100 (2013 — unamortized actuarial losses $1,823,700) and are amortized over 10 years (2013 — 10 years). The amount of benefits paid during the year were $824,600 (2013 - $743,500). A reserve fund to provide for this liability is included in accumulated surplus, in the amount of $1,040,336 (2013 - $1,044,060). ELI' THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 13. Tangible capital assets The continuity schedule of tangible capital assets is presented in schedule A. Assets under construction having a value of $26,034,680 (2013 - $42,750,019) have not been amortized. Amortization of these assets will commence when the assets are put into service. Contributed tangible capital assets of $6,677,087 (2013- $10,338,038) have been recognized at fair market value at the date of contribution. The write -down of tangible capital assets during the year was $1,005,462 (2013 — $2,682,590). 14. Accumulated surplus The accumulated surplus consists of individual fund surpluses/ (deficits) and reserve funds as follows: 2014 2013 Surplus: Invested in tangible capital assets $ 984,942,842 $ 957,932,884 Other (8,183,729) (13,047,750) Equity in Kitchener Power Corp. and its affiliates 190,010,877 183,288,924 Equity in Kitchener Generation Corporation 3,716,028 3,948,280 Employee future benefits (unfunded) (34,851,294) (31,685,242) Total surplus 1,135,634,724 1,100,437,096 Reserve funds set aside for specific purposes by Council for: Capital 24,716,247 21,373,354 Stabilization 4,878,962 14,221,719 Program specific 3,032,198 3,428,819 Corporate 7,062,446 4,974,217 Development charges - (7,115,239) Kitchener Public Library 381,259 186,308 Kitchener Downtown Business Improvement Area - 25,641 The Centre in the Square Inc. 543,088 124,272 Total reserve funds 40,614,200 37,219,091 Accumulated surplus $1,176,248,924 $1,137,656,187 15. Contingent liabilities a. The City has extended a line of credit not to exceed $2,000,000 to Kitchener Housing Inc.. Interest is charged on the outstanding balance at bank prime plus 1 % (rate as at December 31, 2014 was 4 %). b. Legal actions have been undertaken against the City relating to a number of contract disputes and other matters. The outcome of these actions is not presently determinable. It is management's opinion that the City's insurance will adequately cover any potential liability arising from these contract disputes and other matters. Should any liability be determined and not covered by insurance it will be recognized in the period when it is determined. M THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2014 16. Segmented information The City of Kitchener is a diversified municipal government institution that provides a wide range of services to its citizens, including fire, roads, water, sewer, storm sewer, gasworks, libraries, and community services. Segmented information has been prepared by major functional classification of activities provided, consistent with the Consolidated Statement of Operations and provincially legislated requirements. For each reported segment, revenues and expenses represent both amounts that are directly attributable to the segment and amounts that are allocated on a reasonable basis. The accounting policies used in these segments are consistent with those followed in the preparation of the consolidated financial statements as disclosed in Note 1. See Schedule B 17. Budget figures The budget figures reflected in these consolidated statements are those approved by Council at a meeting on January 30, 2014. Budget figures have been translated to reflect Public Sector Accounting Board standards. 18. Comparative figures Certain of the prior year's comparative figures have been restated to conform to the current year's presentation. IR THE CORPORATION OF THE CITY OF KITCHENER Schedule A - Tangible Capital Assets For the Year Ended December 31, 2014 47 General Infrastructure Land Land Buildings Leasehold Machinery & Computer Computer Vehicles Land Buildings Linear Assets Assets Under Total Improvements Improvements Equipment Software Hardware Construction Cost Balance, beginning of year $ 40,503,283 $ 50,195,584 $ 204,977,687 $ 3,054,251 $ 57,064,202 $ 20,706,088 $ 6,060,432 $ 31,780,779 $ 142,658,676 $ 66,198,896 $ 759,220,998 $ 42,750,019 $1,425,170,895 dditions 75,487 1,584,633 5,465,876 - 4,295,585 391,995 1,136,418 3,278,325 1,694,923 314,389 36,159,663 15,637,309 70,034,603 Transfers 55,513 - 23,313,582 - 72,473 - - 516589 (55,513) - 8,418,841 (32,321,485) Disposals (848,777) (420,270) (731,827) (104,892) (774,923) 798 (49,417) 3 598 395 (31,163) 17 686 490 Balance end of year 39,785,506 51,359,947 233,025,318 3,054,251 53 832 899 20,993,191 6,421,927 32 049 026 144,297,288 66 63,868 800,201,107 26,034,680 1 477 519 008 ccumulated amortization Balance, beginning of year - (22,292,507) (86,626,562) (523,468) (33,044,102) (15,628,813) (2,699,455) (17,968,742) - (8,188,983) (280,265,379) (467,238,011) Disposals - 218,993 560,821 - 7,529,910 104,892 771,878 2,931,001 - 4,942 2,185,324 14,307,761 mortization expense (1,922,584) (6,325,268) (71,196) (3,921,151) (1,072,165) (2,053,579) (2,123,353) (21,044,388) (39,645,916) Balance end of year (23,996,098) (92 391 009 (594,664) 29 435 343 ) (16,636,153) (2 999 742 ) (17,091,320) (10 307 394 ) (299,124,443) 492 576 166 Net book value, end of year 39,785,506 27,363,849 140,634,309 2,459,587 24 397 556 4,357,038 3 422 185 14,957,70E. 144,297,288 56,156,474 501,076,664 26,034,680 984 942 842 Net book value, beginning of year $ 40,503,283 $ 27,903,077 $ 118,351,125 $ 2,530,783 $ 24,020,100 $ 5,077,275 $ 3,360,977 $ 13,812,037 $ 142,658,676 $ 58,009,913 $ 478,955,619 $ 42,750,019 $ 957,932,884 47 THE CORPORATION OF THE CITY OF KITCHENER Schedule B - Segmented Information For the Year Ended December 31, 2014 48 General Protection Transportation Environmental Health Social and Recreation Planning and Gasworks Total Government Services Services Services Services Family and Cultural Development Services Services Revenue Taxation $ 22,479,223 $ 31,404,260 $ 13,856,072 $ 469,149 $ 104,151 $ 1,243,013 $ 34,436,784 $ 5,833,451 $ - $ 109,826,103 User fees and charges 2,242,139 7,700,213 8,549,781 43,024,611 1,405,298 464,692 20,536,929 3,082,978 94,880,959 181,887,600 Grants 386,900 - 4,836,728 252,870 - 636,302 878,385 - - 6,991,185 Investment income 6,374,569 123,778 (343) 189,670 280,830 2,469 349,993 3,711 174,678 7,499,355 Penalties and interest on taxes 3,085,740 - - - - - - - - 3,085,740 bligatory reserve funds revenue recognized 646,096 1,138 1,813,669 3,954,601 - - 1,483,875 102,039 74,747 8,076,165 Share of net income of Kitchener Power Corp. and its affiliates 9,792,956 - - - - - - - - 9,792,956 Share of net loss of Kitchener Generation Corporation (59,418) - - - - - - - - (59,418) ontributions of tangible capital assets - - 3,204,994 3,383,285 - - 88,808 - - 6,677,087 ther 762,908 345,637 105,437 415,975 24,224 60,069 1,419,945 196,713 486,791 3,817,699 Total Revenue 45,711,113 39,575,026 32,366,338 51,690,161 1,814,503 2,406,545 59,194,719 9,218,892 95,617,175 337,594,472 Aerating expenses aIaries, wages and employee benefits 32,194,735 35,997,433 11,418,686 8,749,396 1,420,907 1,881,712 35,881,313 5,547,125 5,167,952 138,259,259 Materials 15,012,722 3,266,466 8,080,186 6,833,156 362,016 516,681 17,285,505 2,546,608 56,202,063 110,105,403 Long term debt interest 341,523 188,217 369,524 71,824 26,035 43,273 1,689,434 1,009,802 - 3,739,632 Interfunctional and program support (15,587,731) 1,775,324 2,184,763 4,840,004 176,601 79,180 2,186,024 1,178,538 3,167,297 External transfers 409,337 - 7,048 338,392 - 10,577 1,321,962 2,104,867 - 4,192,183 Amortization oftangible capital assets 5,364,668 1,189,077 12,259,945 7,078,442 149,808 77,131 6,703,675 656,972 6,166,198 39,645,916 Loss (gain) on disposals of tangible capital assets 62,216 310,201 1,007,360 420 590 8,942 1,072,915 56,252 120,866 3,059,342 otal expenses 37,797,470 42,726,718 35,327,512 28,331,804 2,144,309 2,608,554 66,140,828 13,100,164 70,824,376 299,001,735 nnual surplus $ 7,913,643 $ 3,151 692 $ (2,961,174) $ 23,358,357 $ (329,806) $ (202,009) $ (6,946,109) $ (3,881,272) $ 24,792,799 $ 38,592,737 48 THE CORPORATION OF THE CITY OF KITCHENER Schedule B - Segmented Information (Continued) For the Year Ended December 31, 2013 49 General Protection Transportation Environmental Health Social and Recreation Planning and Gasworks Total Government Services Services Services Services Family and Cultural Development Services Services Revenue Taxation $ 18,329,035 $ 31,820,381 $ 13,954,798 $ 1,504,664 $ 168,326 $ 1,256,397 $ 33,945,158 $ 5,239,814 $ - $ 106,218,573 User fees and charges 2,430,775 7,305,580 7,833,933 44,611,523 1,441,053 481,709 20,287,737 2,732,562 87,529,918 174,654,790 Grants 66,300 - 2,337,893 243,545 - 659,328 918,796 - - 4,225,862 Investment income 6,785,080 113,717 7,517 149,576 313,022 2,801 164,278 1,153 285,489 7,822,633 Penalties and interest on taxes 3,044,161 - - - - - - - - 3,044,161 bligatory reserve funds revenue recognized 91,965 - 1,987,565 2,024,237 - - 2,280,698 504,372 2,730 6,891,567 Share of net income of Kitchener Power Corp. and its affiliates 7,639,368 - - - - - - - - 7,639,368 Share of net loss of Kitchener Generation Corporation (57,269) - - - - - - - - (57,269) ontributions of tangible capital assets - - 7,733,977 2,278,450 5,643 - 162,516 145,846 11,606 10,338,038 ther 1,204,262 405,247 153,793 737,569 48,823 98,174 1,621,525 247,807 278,469 4,795,669 Total revenue 39,533,677 39,644,925 34,009,476 51,549,564 1,976,867 2,498,409 59,380,708 8,871,554 88,108,212 325,573,392 Aerating expenses aIaries, wages and employee benefits 30,012,173 35,626,987 10,776,737 8,755,303 1,356,254 1,908,768 34,317,875 5,306,162 5,403,459 133,463,718 Materials 13,197,900 2,919,453 7,404,599 5,689,353 448,401 517,357 16,322,382 1,833,242 50,385,899 98,718,586 Long term debt interest 986,524 208,142 929,078 94,256 2,027 49,524 763,494 907,729 - 3,940,774 Interfunctional and program support (13,991,195) 1,682,773 1,581,589 5,084,678 169,113 55,546 1,809,445 979,767 2,628,284 External transfers to others 28,050 - 6,944 433,534 - 9,000 2,723,831 677,648 - 3,879,007 Amortization oftangible capital assets 5,507,459 1,202,138 10,904,919 6,144,591 127,616 89,586 6,725,755 632,880 6,020,361 37,355,305 Loss (gain) on disposals of tangible capital assets 292,053 136,091 1,303,817 3 527 843 51,795 10,062 244,385 (1,737,088) 167,485 3,996,443 otal expenses 36,032,964 41,775,584 32,907,683 29,729,558 2,155,206 2,639,843 62,907,167 8,600,340 64,605,488 281,353,833 nnual surplus $ 3,500,713 $ 2,130 659 $ 1,101,793 $ 21,820,006 $ (178,339) $ (141,434) $ (3,526,459) $ 271,214 $ 23,502,724 $ 44,219,559 49 iL) {...1'r.LY ier�.rP. KPMG LLP Telephone 519 - 747 -8800 115 King Street South, 2nd Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet vvvvvv.kpmg.ca INDEPENDENT AUDITORS' REPORT Trust Funds To the Mayor and Members of Council, Inhabitants and Ratepayers of The Corporation of the City of Kitchener We have audited the accompanying financial statements of the Trust Funds of the Corporation of the City of Kitchener, which comprise the balance sheet as at December 31, 2014 and the statement of continuity for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG" International "), a Swiss entity. KPMG Canada provides services to KPMG LLP. 50 I �' t 1w M" Zl- I I- Page 2 Opinion In our opinion, the financial statements present fairly, in all material respects, the balance sheet of the Trust Funds of the Corporation of the City of Kitchener as at December 31, 2013, and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Chartered Professional Accountants, Licensed Public Accountants June 29, 2015 Waterloo, Canada 51 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Balance Sheet As at December 31, 2014 2014 2013 Assets Accounts receivable $ 101,366 $ 125,205 Interest receivable 41,336 69,812 Investments (Note 2) Short -term 4,504,101 2,217,039 Long -term 7,915,011 9,546,549 12,561,814 11,958,605 Liabilities Accounts payable 1,600 2,100 Fund Balance 12,560,214 11,956,505 $ 12,561,814 $ 11,958,605 See accompanying notes 52 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Statement of Continuity For the Year Ended December 31, 2014 2014 2013 Re ce i pts Perpetual care Interest earned Other $ 267,806 $ 413,282 201,865 296,319 456,112 109,773 882,953 862,204 Expenditures Transfer to cemeteries operations 279,244 311,350 279,244 311,350 Net change in fund 603,709 550,854 Balance, beginning of year 11,956,505 11,405,651 Balance, end of year $ 12,560,214 $ 11,956,505 See accompanying notes 53 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Notes to Financial Statements For the Year Ended December 31, 2014 Summary of Significant Accounting Policies The Financial Statements have been prepared in accordance with Canadian generally accepted accounting principles for local government as recommended by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. The significant accounting policies are summarized below. a. Basis of Accounting Sources of financing and expenditures are reported on the accrual basis of accounting. The accrual basis of accounting recognizes receipts as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. Investments The long -term investments of $7,915,011 (2013 - $9,546,549) reported on the Balance Sheet at cost, have a market value of $8,337,490 (2013 - $9,827,681). Statement of Cash Flows A separate statement of cash flows is not presented, since cash flows from operating, investing and financing activities are readily apparent from the other financial statements. 54 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Schedule of Continuity by Fund For the Year Ended December 31, 2014 Cemetery Trusts F.E. Tremain 15,550 526 526 15,550 0 w 8,783 297 297 M L.F. Glick 20,664 699 699 20,664 � 1,331 M Gl F N Q W W N M 42,614 r 1,357 W 46 E W E r 1,287 U 3 W N N 3,817,412 w w 176,974 - U $ 11,956,505 $ Q" C W Gl t N C E f`6 7 N C f6 m a Li O F U D m Perpetual Care Mount Hope Cemetery $ 586,288 $ 2,845 $ 19,858 $ 950 $ 19,858 $ $ 590,083 Woodland Cemetery 4,554,878 92,510 155,352 8,900 155,352 4,656,288 Bridgeport Cemetery 143,961 2,443 4,906 400 4,906 146,804 Williamsburg Cemetery 2,235,207 170,008 78,188 13,591 78,188 2,418,806 St. Peter's Cemetery 490,395 - 16,599 1,050 16,599 491,445 Cemetery Trusts F.E. Tremain 15,550 526 526 15,550 Florence V. Cober 8,783 297 297 8,783 L.F. Glick 20,664 699 699 20,664 Edna Atherton 1,331 45 45 1,331 George Wright Estate 42,614 1,441 1,441 42,614 E. L. Goetz 1,357 46 46 1,357 E. Weiderhold 38,065 1,287 - 1,287 38,065 Prepaid Interments 3,817,412 - 134,038 176,974 - 4,128,424 $ 11,956,505 $ 267,806 $ 413,282 $ 201,865 $ 279,244 $ $ 12,560,214 55 J KPMG LLP Telephone 519 - 747 -8800 115 King Street South, 2nd Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet vvvvvv.kpmg.ca INDEPENDENT AUDITORS' REPORT To the Members of the Belmont Improvement Area Board of Management We have audited the accompanying financial statements of the Belmont Improvement Area Board of Management, which comprise the statement of financial position as at December 31, 2014, the statements of revenue and expenses and accumulated surplus and change in net financial assets for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG" International "), a Swiss entity. KPMG Canada provides services to KPMG LLP. 6M Page 2 Opinion In our opinion, the financial statements present fairly, in all material respects, the financial position of the Belmont Improvement Area Board of Management as at December 31, 2013, and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Chartered Professional Accountants, Licensed Public Accountants June 29, 2015 Waterloo, Canada 57 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Financial Position As at December 31, 2014 2014 2013 Financial assets Cash $ 19,753 $ 13,827 Accounts receivable 275 754 20,028 14,581 Financial liabilities Accounts payable 5,503 9,519 Net financial assets 14,525 5,062 Non - financial assets Tangible capital assets 1,831 3,051 Prepaid expenses 613 585 2,444 3,636 Net assets 16,969 8,698 Accumulated surplus Accumulated net revenue 15,138 5,647 Invested in tangible capital assets 1,831 3,051 Total accumulated surplus $ 16,969 $ 8,698 See accompanying notes 58 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Revenue and Expenses and Accumulated Surplus For the Year Ended December 31, 2014 2014 2013 Revenue Assessments $ 40,000 $ 25,000 Other revenue 963 8,488 40,963 33,488 Expenses Streetscaping 1,301 2,671 Audit 1,808 1,808 Summer maintenance 4,440 4,916 Insurance 1,289 670 Winter maintenance 20,992 20,497 Advertising 226 2,527 Miscellaneous 1,416 1,566 Amortization 1,220 1,342 32,692 35,997 Net surplus (deficit) for year 8,271 (2,509) Accumulated surplus, beginning of year 8,698 11,207 Accumulated surplus, end of year $ 16,969 $ 8,698 See accompanying notes 59 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Change in Net Financial Assets For the Year Ended December 31, 2014 2014 2013 Net surplus (deficit) for year $ 8,271 $ (2,509) Acquisition of tangible capital assets - - Amortization of tangible capital assets 1,220 1,342 Acquisition of prepaid expenses (28) (585) Change in net financial assets 9,463 (1,752) Net financial assets, beginning of year 5,062 6,814 Net financial assets, end of year $ 14,525 $ 5,062 See accompanying notes I- BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements For the Year ended December 31, 2014 Summary of Significant Accounting Policies The financial statements of the Belmont Improvement Area Board of Management are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments as recommended by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. The following is a summary of the significant accounting policies followed in the preparation of these financial statements a) Tangible capital assets Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets is amortized on a straight -line basis over their estimated useful lives as follows: Assets Amortization period Equipment 5 years Annual amortization is charged in the year of acquisition and in the year of disposal. Assets under construction are not amortized until the asset is available for productive use. Tangible capital assets received as contributions are recorded at their fair value at the date of receipt and also are recorded as revenue. b) Accrual basis of accounting Revenues and expenditures are reported on the accrual basis of accounting. The accrual basis of accounting recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. Statement of Cash Flows A separate statement of cash flows is not presented, since cash flows from operating, investing and financing activities are readily apparent from the other financial statements. 61 fpY Ilwil���� Ili �lipi I; KPMG LLP Telephone 519 - 747 -8800 115 King Street South, 2nd Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet vvvvvv.kpmg.ca INDEPENDENT AUDITORS' REPORT We have audited the accompanying financial statements of Kitchener Downtown Improvement Area Board of Management, which comprise the statement of financial position as at December 31, 2014, the statements of revenue and expenses and accumulated surplus and changes in net financial assets for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform an audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG' International'), a Swiss entity. KPMG Canada provides services to KPMG LLP. I Page 2 Opinion In our opinion, the financial statements present fairly, in all material respects, the financial position of Kitchener Downtown Improvement Area Board of Management as at December 31, 2014, and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Chartered Professional Accountants, Licensed Public Accountants April 23, 2015 Waterloo, Canada 63 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Financial Position Year ended December 31, 2014, with comparative information for 2013 2014 2013 Financial Assets Cash $ 182,405 $ 77,000 Term deposits (note 4) 66,262 65,709 Accounts receivable 42,911 39,118 Due from the City of Kitchener (note 4) - 10,141 Prepaid expenses 2,987 1,720 294,565 193,688 Financial Liabilities Accounts payable and accrued charges Due to the City of Kitchener (note 4) Net financial assets Non - Financial Assets 93,648 46,411 22,198 - 115,846 178,719 46,411 147,277 Tangible capital assets (note 6) 32,829 26,786 Net assets $ 211,548 $ 174,063 Accumulated Surplus Reserve for future assessment write -offs $ - $ 25,641 Accumulated net revenue 178,719 121,636 Invested in tangible capital assets 32,829 26,786 Total accumulated surplus $ 211,548 $ 174,063 See accompanying notes to financial statements. On behalf of the Board: Director Director M.", KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Revenue and Expenses and Accumulated Surplus Year ended December 31, 2014, with comparative information for 2013 See accompanying notes to financial statements. Budget Actual Actual 2014 2014 2013 Revenue: Assessments $ 903,004 $ 903,449 $ 683,979 Interest 500 600 388 Special events income 12,000 21,030 44,400 Other income 20,125 25,228 10,502 935,629 950,307 739,269 Expenses: Promotions and advertising 338,000 323,340 255,075 Salaries, wages and benefits 327,540 345,569 260,710 Administration 99,408 85,547 65,846 Meetings and seminars 33,200 16,243 10,252 Safety and beautification 119,500 87,318 26,249 Member relations 33,500 18,192 22,857 Amortization - 9,057 5,808 951,148 885,266 646,797 Net revenue before other items 15,519 65,041 92,472 Net assessment write -offs (note 4) 14,000 27,556 3,837 Net revenue (29,519) 37,485 88,635 Accumulated surplus, beginning of year 174,063 174,063 85,428 Accumulated surplus, end of year $ 144,544 $ 211,548 $ 174,063 See accompanying notes to financial statements. KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Changes in Net Financial Assets Year ended December 31, 2014, with comparative information for 2013 See accompanying notes to financial statements. 2014 2013 Net revenue $ 37,485 $ 88,635 Acquisition of tangible capital assets (15,100) (9,247) Amortization of tangible capital assets 9,057 5,808 Change in net financial assets 31,442 85,196 Net financial assets, beginning of year 147,277 62,081 Net financial assets, end of year $ 178,719 $ 147,277 See accompanying notes to financial statements. KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements Year ended December 31, 2014 1. Summary of significant accounting policies: Kitchener Downtown Improvement Area Board of Management (the "Board ") is established for the main purpose of revitalizing the Central Business District of the City of Kitchener. It is designated as a Business Improvement Area (BIA) through the Ontario Municipal Act and a City of Kitchener by -law enacted in 1977. The financial statements of the Board are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments, as recommended by the Public Sector Accounting Board (PSAB) of the Canadian Professional Accountants. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. (a) Tangible capital assets: Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets, excluding land and landfill sites, are amortized on a straight -line basis over their estimated useful lives as follows: Asset Useful Life - Years Computers 4 years Furniture and fixtures 7 years Leasehold improvements 7 years Annual amortization is charged in the year of acquisition and in the year of disposal. Assets under construction are not amortized until the asset is available for productive use. Tangible capital assets received as contributions are recorded at their fair value at the date of receipt and also are recorded as revenue. (b) Accrual basis of accounting: The accrual basis of accounting recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. 67 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements, page 2 Year ended December 31, 2014 2. Term deposits: The term deposits consist of the following: Principal Maturity Rate $ 10,441 January 3, 2015 0.80% 55,821 September 15, 2015 0.80% 3. Commitments: During 2013, the Board executed a new joint premises lease agreement with two other unrelated parties. The lease allows for certain amounts of exclusive space for the Board and certain amounts of common area space shared with the other joint tenants. The lease expires on June 30, 2016. The Board is committed to the following minimum payments under the agreement: 2015 $ 34,723 2016 17,567 4. City of Kitchener: The Board receives assessment income from the City of Kitchener for its operations. During the year, assessment write -offs were incurred for $27,556 (2013 - $3,837). This amount was paid to the City of Kitchener in 2014. 5. Statement of cash flows: A separate statement of cash flows is not presented since cash flows from operating, investing and financing activities are readily apparent from the other financial statements. .: KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements, continued Year ended December 31, 2014 6. Tangible capital assets: Accumulated Net Accumulated Net Balance, amortization, book value, amortization, book value, Opening Disposals/ Write- end of beginning beginning end of end of balance Additions Transfers downs year of year of year Deletions Amortization year year Computers $ 8,582 $ 7,257 $ $ $ 15,839 $ 7,023 $ 1,559 $ $ 2,407 $ 9,430 $ 6,409 Furniture 35,206 7,843 43,049 11,977 23,229 6,150 18,127 24,922 Leasehold improvements 3,498 - 3,498 1,500 1,998 500 2,000 1,498 $ 47,286 $ 15,100 $ $ $ 62,386 $ 20,500 $ 26,786 $ $ 9,057 $ 29,557 $ 32,829 69 KPMG LLP Telephone (519) 747 -8800 115 King Street South, 2nd floor Fax (519) 747 -8830 Waterloo Ontario N2J 5A3 Internet www.kpmg.ca Canada INDEPENDENT AUDITORS' REPORT To the members of the Kitchener Public Library Board We have audited the accompanying financial statements of the Kitchener Public Library, which comprise the statement of financial position as at December 31, 2014 and the statements of revenues, expenses and accumulated net revenue and changes in net financial assets for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our qualified audit opinion. Basis for Qualified Opinion In common with many public library boards, the Kitchener Public Library derives revenue from fines, rentals, partnerships, photocopying and other miscellaneous revenues, the completeness of which is not susceptible to satisfactory audit verification. Accordingly, our verification of these revenues was limited to the amounts recorded in the records of the entity and we were not able to determine whether any adjustments might be necessary to contributions, excess of revenues over expenses, current assets and net financial assets. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG International'), a Swiss entity. KPMG Canada provides services to KPMG LLP. 70 ! l� / ", Page 2 Qualified Opinion In our opinion, except for the possible effects on the financial statements of the matter described in the Basis for Qualified Opinion paragraph, the financial statements present fairly, in all material respects, the financial position of the Kitchener Public Library as at December 31, 2014, and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. kAW'6:� Z4P Chartered Professional Accountants, Licensed Public Accountants April 15, 2015 Waterloo, Canada 71 KITCHENER PUBLIC LIBRARY Statement of Financial Position December 31, 2014, with comparative information for 2013 Assets Cash Accounts receivable Due from Citv of Kitchener 2014 2013 $ 1,591,784 $ 1,708,472 113,704 60,339 164,599 93,720 1,870,087 1,862,531 Financial Liabilities Accounts payable and accrued liabilities 552,035 770,107 Deferred revenue (note 2) 936,793 906,116 1,488,828 1,676,223 Net financial assets Non - Financial Assets Tangible capital assets (note 3) 381,259 186,308 6,306,441 5,103,092 $ 6,687,700 $ 5,289,400 Accumulated Surplus General $ - $ - Invested in tangible capital assets 6,306,441 5,103,092 Reserves 381,259 186,308 See accompanying notes to financial statements. On behalf of the Board: Director Director 72 $ 6,687,700 $ 5,289,400 KITCHENER PUBLIC LIBRARY Statement of Operations and Changes in Net Assets Year ended December 31, 2014, with comparative information for 2013 2014 2013 Revenues: 7,961,915 7,516,362 Grants: 1,514,275 1,516,602 Province of Ontario $ 286,755 $ 286,755 City of Kitchener: 188,838 203,830 Operating 10,092,880 9,453,379 Capital and special (note 4) 2,318,768 581,904 Special grants (note 5) 85,493 36,754 Fines 198,282 193,149 Interest and miscellaneous 37,987 30,800 Partnerships 23,789 22,802 Room rental 10,440 5,493 Photocopy 21,743 19,350 13,076,137 10,630,386 Expenses Personnel costs (Schedule 1) 7,961,915 7,516,362 Resource materials 1,514,275 1,516,602 Equipment (Schedule 2) 544,465 468,670 Administrative(Schedule 3) 188,838 203,830 Facilities costs (Schedule 4) 657,414 428,021 Processing /bindery 127,455 109,393 Programs and publicity (Schedule 5) 45,889 67,010 General library equipment 4,415 9,495 Expenditures related to capital and special (note 4) 547,678 255,651 Required expenditures related to (note 5) 85,493 36,754 11,677,837 10,611,788 Net revenue 1,398,300 18,598 Accumulated net revenue, beginning of year 5,289,400 5,270,802 Accumulated net revenue, end of year $ 6,687,700 $ 5,289,400 See accompanying notes to financial statements. 73 KITCHENER PUBLIC LIBRARY Statement of Changes in Net Financial Assets Year ended December 31, 2014, with comparative information for 2013 See accompanying notes to financial statements. 74 2014 2013 Excess of revenue over expenditures $ 1,398,300 $ 18,598 Acquisition of tangible capital assets (2,696,147) (1,259,641) Amortization of tangible capital assets 1,492,798 1,390,118 Change in net financial assets 194,951 149,075 Net financial assets, beginning of year 186,308 37,233 Net financial assets, end of year $ 381,259 $ 186,308 See accompanying notes to financial statements. 74 KITCHENER PUBLIC LIBRARY Notes to Financial Statements Year ended December 31, 2014 Kitchener Public Library (the "Board ") was incorporated as a not - for - profit organization, without share capital, under the laws of Ontario. It is a Board of the City of Kitchener (the "City ") and is dependent on the City for a significant portion of its operating and capital funding. The Board contributes to the community as a resource and a gateway with sources of information and works of imagination. The financial statements of the Board are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments, as recommended by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgments. The following is a summary of the significant accounting policies followed in the preparation of these financial statements. 1. Significant accounting policies: (a) Accrual basis of accounting: The accrual basis of accounting recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. (b) Tangible capital assets: Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets, excluding land are amortized on a straight -line basis over their estimated useful lives as follows: Furniture, fixtures and equipment Specialty and other equipment Computer Books and audio visual resources 2. Deferred revenue: 10 - 30 years 8 years 3 - 10 years 2 -10 years Deferred revenue represents the annual Board's approval of the appropriation of unspent funds, and are subject to external restrictions as to how the funds are disbursed. These appropriations are included in required expenses and are subsequently charged directly to operations when spent. 75 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2014 3. Tangible capital assets: Accumulated Accumulated Net book Balance, amortization, amortization, value 2014 Opening end of beginning of end of end of balance Additions Disposals vear vear Amortization Disposals vear vear Books and audio visual resources $ 15,317,752 $ 1,178,458 $ (6,391,349) $ 10,104,861 $ 11,307,315 $ 1,176,373 $ (6,391,349) $ 6,092,339 $ 4,012,522 Computer 1,580,638 394,824 (208,287) 1,767,175 986,614 213,696 (208,287) 992,023 775,152 Furniture fixtures and equipment 856,560 1,122,865 (100,500) 1,878,925 381,715 96,778 (100,500) 377,993 1,500,932 Other equipment and vehicle 95,306 - - 95,306 71,520 5,951 - 77,471 17,835 $ 17,850,256 $ 2,696,147 $ (6,700,136) $ 13,846,267 $ 12,747,164 $ 1,492,798 $ (6,700,136) $ 7,539,826 $ 6,306,441 76 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2014 3. Tangible capital assets (December 31, 2013): 2013 Opening balance Additions Balance, end of year Accumulated amortization, beginning of year Net book value, beginning of year Amortization Accumulated amortization, end of year Net book value, end of year Books and audio visual resources $ 14,315,647 $ 1,002,105 $ 15,317,752 $ 10,140,285 $ 4,175,362 $ 1,167,030 $ 11,307,315 $ 4,010,437 Computer 1,446,912 133,726 1,580,638 818,834 628,078 167,780 986,614 594,024 Furniture fixtures and equipment 732,750 123,810 856,560 332,359 400,391 49,356 381,715 474,845 Other equipment and vehicle 95,306 - 95,306 65,568 29,738 5,952 71,520 23,786 $ 16,590,615 $ 1,259,641 $ 17,850,256 $ 11,357,046 $ 5,233,569 $ 1,390,118 $ 12,747,164 $ 5,103,092 77 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2014 4. Capital and special grants: Each year, the City approves capital and special grants for the Board to purchase specific capital items. The capital grants approved for 2014 included $87,500 for general renovations, maintenance and upgrading of existing facilities, $187,299 for communication infrastructure and technology upgrades, $26,000 for KPL Accessibility Fund and $35,000 for Customer Needs Survey. The portion of these grants and previous year grants that are included in revenue in 2014, is $920,027 (2013 - $581,805). 5. Special grants: In 2014, the Board received various special non - recurring grants and donations totaling $162,696 (2013 - $171,123). The portion of these grants and previous year special grants that are included in revenue in 2014, is $85,493 (2013 - $36,754). The remainder is included in deferred revenue. 6. Pension plan: The Board makes contributions to the Ontario Municipal Employees Retirement Systems (OMERS), which is a multi - employer plan, on behalf of its staff. The plan is a defined benefit plan which specifies the amount of the retirement benefit to be received by the employees based on the length of service and rate of pay. During the year, the Board incurred expenses equal to $565,695 (2013 - $542,917) for current service on behalf of its staff. 78 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2014 7. Related party transactions: The Kitchener Public Library Foundation (the "Foundation ") is an independent organization which raises funds to support the development of the Kitchener Public Library. The accounts of the Foundation are not included in these financial statements. During the year, the Foundation donated $20,944 (2013 - $17,347) to the Board to fund various projects. 8. Statement of cash flows: A separate statement of cash flows is not presented, since cash flows from operating, investing and financing activities are readily apparent from the other financial statements. 79 KITCHENER PUBLIC LIBRARY Schedules of Personnel, Equipment, Administrative, Facilities and Programs and Publicity Expenses Year ended December 31, 2014, with comparative information for 2013 2014 2013 Schedule 1 - Personnel Personnel: Salaries $ 6,530,850 $ 6,137,390 Health benefits 383,225 362,826 Pension benefits 819,613 784,232 Employment insurance 136,524 131,231 WSIB 25,367 22,772 Sick leave reserve 25,000 25,000 Staff training 41,336 52,911 $ 7,961,915 $ 7,516,362 Schedule 2 - Equipment Equipment: Technology $ 206,370 $ 227,735 Equipment maintenance 21,670 17,847 Amortization 316,425 223,088 $ 544,465 $ 468,670 Schedule 3 - Administrative Administrative: Postage and delivery $ 10,681 $ 11,539 Insurance 17,849 17,501 Professional services 53,287 69,124 General business 42,743 52,796 Telephone 23,118 22,982 Stationery 41,160 29,888 $ 188,838 $ 203,830 Schedule 4 - Facilities Facilities: Facilities expenses $ 295,951 $ 254,000 Country Hills building 39,179 38,088 Main utilities 267,936 87,861 Forest Heights utilities 21,823 22,307 Pioneer Park building 27,703 20,993 Grand River Stanley Park building 4,822 4,772 $ 657,414 $ 428,021 KITCHENER PUBLIC LIBRARY Schedule 5 - Programs and Publicity Year ended December 31, 2014, with comparative information for 2013 Programs and publicity: Promotional Public programs 81 2014 2013 $ 26,352 $ 24,979 19,537 42,031 $ 45,889 $ 67,010 III KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Telephone 519 - 747 -8800 Fax 519 - 747 -8830 Internet www.kpnng.ca INDEPENDENT AUDITORS' REPORT To the Directors of The Centre in the Square Inc. We have audited the accompanying financial statements of The Centre in the Square Inc., which comprise the statement of financial position as at December 31, 2014, the statements of operations, changes in net financial assets, and cash flows for the year then ended, and notes, comprising a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform an audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP, is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG International "), a Swiss entity. KPMG Canada provides services to KPMG LLP. M Page 2 Opinion In our opinion, the financial statements present fairly, in all material respects, the financial position of The Centre in the Square Inc. as at December 31, 2014, and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Z.cp Chartered Professional Accountants, Licensed Public Accountants March 25, 2015 Waterloo, Canada 83 THE CENTRE IN THE SQUARE INC. Statement of Financial Position December 31, 2014, with comparative information for 2013 Accumulated Surplus Operating fund activities (note 10) Reserves - Capital (notes 5 and 11) Reserves - Performance Development (note 6) Reserves - Restricted (notes 7 and 11) Invested in tangible capital assets R E5 98,702 444,386 124,272 8,891,138 9,378,462 Accumulated surplus $ 9,434,226 $ 9,502,734 See accompanying notes to financial statements. On behalf of the Board: Director Director ;.i 2014 2013 Net Assets Financial assets: Cash $ 2,145,764 $ 1,765,324 Due from The City of Kitchener 501,078 9,238 Accounts receivable 106,383 12,463 Interest receivable 465 3,033 Costs to be recovered 55,954 142,893 Investments (note 3) 499,627 1,514,792 Total financial assets 3,309,271 3,447,743 Financial liabilities: Accounts payable and accrued liabilities 1,033,784 1,716,907 Deferred revenue (note 4) 1,990,340 1,810,640 3,024,124 3,527,547 Net (debt) financial assets 285,147 (79,804) Non - financial assets: Tangible capital assets (note 9) 8,891,138 9,378,462 Inventories (note 2) 49,661 65,247 Prepaid expenses 208,280 138,829 9,149,079 9,582,538 Net assets $ 9,434,226 $ 9,502,734 Accumulated Surplus Operating fund activities (note 10) Reserves - Capital (notes 5 and 11) Reserves - Performance Development (note 6) Reserves - Restricted (notes 7 and 11) Invested in tangible capital assets R E5 98,702 444,386 124,272 8,891,138 9,378,462 Accumulated surplus $ 9,434,226 $ 9,502,734 See accompanying notes to financial statements. On behalf of the Board: Director Director ;.i THE CENTRE IN THE SQUARE INC. Statement of Operations Year ended December 31, 2014, with comparative information for 2013 Budget 2014 Actual 2014 Actual 2013 Revenues: Performances $ 6,310,373 $ 6,873,350 $ 6,159,468 Rent - Kitchener - Waterloo Symphony 95,000 97,285 98,065 Capital reserve fund surcharge (note 5) 323,375 276,815 282,356 Grants from The City of Kitchener - Operating 1,400,000 1,400,000 1,400,000 Grants from The City of Kitchener - Capital 251,721 251,721 246,031 Grants from The City of Kitchener - Operating 2013 - 155,000 - Grants from The City of Kitchener - Capital 2013 - 350,000 - Grants from other governments - Operating 62,000 72,422 39,275 Capital asset donations - 40,300 109,640 Donations - 4,964 4,292 Investment income 24,000 55,751 89,320 Sponsorships and memberships 28,500 119,679 101,901 Rent - Kitchener - Waterloo Art Gallery 92,099 92,099 92,528 Other 87,920 76,332 35,387 Gain (loss) on investments - 268,685 45,499 Gain (loss) on sale of assets - 16,640 - Portion of operating loss for The City of Kitchener 362,500 499,451 - Total revenue 9,037,488 10,650,494 8,703,762 Expenses: Direct: Performances 5,350,000 6,190,164 5,459,377 Operating: Administration 531,892 530,241 571,733 Marketing 255,000 237,697 291,981 Occupancy 680,000 695,595 683,470 Salaries and wages 2,841,851 3,221,051 3,029,072 Recoveries - performances (833,851) (1,118,828) (1,126,448) Amortization 700,000 704,361 744,642 Write down of tangible capital assets - 277,339 88,008 Reserves expenditures (recoveries) (note 11) - (18,618) 479,539 Total expenses 9,524,892 10,719,002 10,221,374 Excess of expenses over revenue (487,404) (68,508) (1,517,612) Accumulated surplus, beginning of year 9,502,734 9,502,734 11,020,346 Accumulated surplus, end of year $ 9,015,330 $ 9,434,226 $ 9,502,734 See accompanying notes to financial statements. THE CENTRE IN THE SQUARE INC. Statement of Change in Net Financial Assets Year ended December 31, 2014, with comparative information for 2013 Excess of expenses over revenue $ (68,508) $ (1,517,612) Acquisition of tangible capital assets (494,376) (1,436,577) Amortization of tangible capital assets 704,361 744,642 Write -downs of tangible capital assets 277,339 88,008 418,818 (2,121,539) Net acquisition use of supplies inventory 15,586 (12,342) Acquisition use of prepaid expenses (69,451) 51,611 (53,865) 39,269 Increase (decrease) in net financial assets 364,951 (2,082,270) Net financial assets, beginning of year (79,804) 2,002,466 Net financial (debt) assets, end of year $ 285,147 $ (79,804) See accompanying notes to financial statements. :: THE CENTRE IN THE SQUARE INC. Statement of Cash Flow Year ended December 31, 2014, with comparative information for 2013 2014 2013 Operating activities Excess of expenses over revenue $ (68,508) $ (1,517,612) Items not involving cash: Amortization 704,361 744,642 Write down of tangible capital assets 277,339 88,008 Change in non -cash operating working capital (1,060,041) 607,239 Cash (used) provided by operating activities (146,849) (77,723) Capital activities: Cash used to acquire tangible capital assets (487,876) (1,427,577) Investing activities Investments 1,015,165 (82,746) Increase (decrease) in cash 380,440 (1,588,046) Cash, beginning of year 1,765,324 3,353,370 Cash, end of year $ 2,145,764 $ 1,765,324 See accompanying notes to financial statements. 87 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements Year ended December 31, 2014 The mission of The Centre in the Square Inc. ( "The Centre "), is to create memorable experiences. It is incorporated as a not - for - profit corporation without share capital, is exempt from income taxes under the Income Tax Act, and is a registered charity. The Centre is a governed by a Board of Directors and receives an operating grant from the City of Kitchener ( "the City "). 1. Significant accounting policies: The financial statements of The Centre are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments, as recommended by the Public Sector Accounting Board (PSAB) of the Canadian Institute of Chartered Accountants. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. (a) Tangible capital assets: Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets, excluding land, are amortized on a straight - line basis over their estimated useful lives as follows: Asset Rate Building 9 - 100 years Equipment 4 - 50 years Computers 5 - 14 years Software 3 years Site 10 - 50 years (b) Accrual basis of accounting: The accrual basis of accounting, recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. :: THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2014 1. Significant accounting policies (continued): (c) Inventories: Bar stock inventories are valued at the most recent replacement cost. Supplies inventories are valued at the lower of cost and net realizable value on a first -in, first -out basis. Net realizable value is defined as replacement cost. (d) Investments: Investments are recorded at the lower of cost or market value on a fund portfolio basis. Interest income and all expenses are fully accrued. (e) Deferred revenue: Performance revenue is recognized when the show occurs. Deferred gift certificate revenue is an estimate based upon gift certificate sales during the period from July 1 to December 31 of the current year. 2. Inventories: Inventories consist of the following: 2014 2013 Bar stock $ 42,970 $ 61,234 Supplies 6,691 4,013 $ 49,661 $ 65,247 3. Investments: Investments consist of: Carrying value Market Carrying value Market 2014 2014 2013 2013 Shares $ 324,176 $ 489,904 $ 893,760 $ 1,252,788 Bonds 172,738 172,094 609,651 606,709 Cash 2,713 2,713 11,381 11,381 $ 499,627 $ 664,711 $ 1,514,792 $ 1,870,878 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2014 4. Deferred revenue: Deferred revenue consists of the following: 2014 2013 Sponsorships $ 25,772 $ 53,358 Performances 1,903,125 1,646,644 Gift certificates 42,838 48,264 Donations 2,155 14,228 Membership 8,732 4,914 Other 7,718 43,232 $ 1,990,340 $ 1,810,640 5. Capital Reserve Fund Surcharge: The Capital Reserve Fund represents the collection of a surcharge from sale of tickets. At the direction of the Board of Directors, expenditures from the Capital Reserve Fund are made to finance, in whole or in part, major capital items, replacements and major maintenance projects. 6. Performance Development Reserve Fund: At the direction of the Board of Directors, transfers are made to and from the Performance Development Reserve Fund, equal to one -half of the annual operating net revenue. In 2014, The Centre's Board of Directors approved the transfer of the remaining funds from the Performance Development Reserve Fund ($0) to the Operating Fund to fund the operating deficit. 7. Restricted Fund: The Restricted Fund was set up by the Board of Directors of The Centre in 2000 by a transfer of investments from the Sustainability Reserve Fund in accordance with the Restricted Fund Policy. Income from this fund is to be used for capital requirements, special projects and /or new programming initiatives that help further The Centre's mandate. In 2014, the Centre's Board of Directors approved transfers out of the Restricted Fund for major capital asset projects ($342,536) and to the Operating Fund to fund the operating deficit. 8. 2014 budget: The original budgeted figures were approved by the Board of Directors at their meeting in October 2014 and included certain expenses and offsetting recoveries on a net basis. For purposes of presentation in these financial statements, these items have been shown as gross amounts. l THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2014 9. Tangible capital assets: Accumulated Net Accumulated Net Balance, amortization, book value, amortization, book value, Opening Disposals/ Write- end of beginning beginning end of end of balance Additions Transfers downs year of year of year Deletions Amortization year year Land $ 975,300 $ - $ - $ 975,300 $ - $ 975,300 $ - $ - $ - $ 975,300 Building 8,735,762 313,468 (587,045) 8,462,185 3,946,812 4,788,950 (455,144) 250,188 3,741,856 4,720,329 Equipment 5,366,810 55,598 (13,960) 5,408,448 3,080,416 2,286,394 (7,633) 293,058 3,365,841 2,042,607 Computers 360,576 2,494 (122,826) 240,244 212,009 148,567 (119,781) 33,933 126,161 114,083 Software 150,125 5,724 155,849 52,603 97,522 51,594 104,197 51,652 Site 1,730,750 117,092 (272,132) 1,575,710 649,021 1,081,729 (136,066) 75,588 588,543 987,167 $ 17,319,323 $ 494,376 $ (995,963) $ $ 16,817,736 $ 7,940,861 $ 9,378,462 $ (718,624) $ 704,361 $ 7,926,598 $ 8,891,138 91 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2014 10. Operating fund activities: Revenues: Performances Rent - Kitchener - Waterloo Symphony Grants from City of Kitchener Grants, other Governments and Foundations Donations Investment income Sponsorships and memberships Rent - Kitchener - Waterloo Art Gallery Other Total revenue Budget Actual Actual 2014 2014 2013 $ 6,310,373 $ 6,873,350 $ 6,159,468 95,000 97,285 98,065 1,400,000 1,400, 000 1,400,000 62,000 72,422 39,275 - 1,100 1,268 24,000 24,751 24,659 28,500 119,679 101,901 92,099 92,099 92,528 87,920 76,332 35,387 8,099,892 8,757,018 7,952,551 Current fund expenditures: (998,902) (956,634) 362,500 499,451 956,634 Direct: 499,451 - Performances 5,350,000 6,190,164 5,459,377 Operating: Administration 531,892 530,241 571,733 Marketing 255,000 237,697 291,981 Occupancy 680,000 695,595 683,470 Salaries and wages 2,841,851 3,221,051 3,029,072 Recoveries - performances (833,851) (1,118,828) (1,126,448) Total current fund expenditures 8,824,892 9,755,920 8,909,185 Operating fund net revenues before amortization Transfer from reserve funds Transfer from the City of Kitchener (725,000) (998,902) (956,634) 362,500 499,451 956,634 362,500 499,451 - Fund balances, end of year $ - $ - $ - THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2014 11. Schedule of reserve funds: 935,462 157,067 301,496 1,394,025 Expenditures: Cost of fundraising - - - - Professional fees - - 13,910 13,910 Restructuring costs - - (32,528) (32,528) - - (18,618) (18,618) Excess of revenue over expenditures (expenditures over revenue) 935,462 157,067 320,114 1,412,643 Transfer to accumulated surplus tangible capital assets (494,376) - - (494,376) Other transfers (342,384) (157,067) - (499,451) Balance, beginning of year - - 124,272 124,272 Balance, end of year $ 98,702 $ - $ 444,386 $ 543,088 93 Total Capital Sustainability Restricted Funds Revenue: Donations and sundry $ 40,300 $ - $ 3,864 $ 44,164 Grants from The City of Kitchener 2014 251,721 - - 251,721 Grants from the City of Kitchener - 2013 350,000 155,000 - 505,000 Ticket surcharge 276,815 276,815 Investment income (loss) (14) 2,067 28,947 31,000 Gain on investments - - 268,685 268,685 Gain on sale of assets 16,640 - - 16,640 935,462 157,067 301,496 1,394,025 Expenditures: Cost of fundraising - - - - Professional fees - - 13,910 13,910 Restructuring costs - - (32,528) (32,528) - - (18,618) (18,618) Excess of revenue over expenditures (expenditures over revenue) 935,462 157,067 320,114 1,412,643 Transfer to accumulated surplus tangible capital assets (494,376) - - (494,376) Other transfers (342,384) (157,067) - (499,451) Balance, beginning of year - - 124,272 124,272 Balance, end of year $ 98,702 $ - $ 444,386 $ 543,088 93 KPMG LLP Telephone 519- 747 -8800 115 King Street South, 2nd Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet www.kpmg.ca INDEPENDENT AUDITORS' REPORT To the Mayor and Members of Council, Inhabitants and Ratepayers of The Corporation of the City of Kitchener We have audited the accompanying statement of operatio 'jand accu ft surplus of The " Corporation of the City of Kitchener Gasworks Enterprise for year ended Dec �y r 31, 2014 ( "the financial statement "). Management's Responsibility for the Financial Statement Management is responsible for the preparatio; ��,� nd fair pre y. tion of this financial statement in accordance with Canadian public sector acco��� �; ards r�° t to preparing such a financial statement, and for such internal control as m� gem mi e s is necessary to enable the preparation of the financial statement that is free e I I statement, whether due to fraud or error.0 / / / / / / / %,,,j Auditors' Res onsibilit i p� financial statement based on our audit. We Our responsibility is to ex re n e �i " conducted our audit in ordanQ ith Canadian generally accepted auditing standards. Those standards require t GO wit it ical requirements and plan and perform the audit to obtain reasonable assur a about w er th uncial statement is free from material misstatement. An audit involves' Orming prolar/rocedures res to obtain audit evidence about the amounts and disclosures � %ice in the financial st nt. Th selected depend on our judgment, including the assessment of the risk ���'� �j� �, 61 misstatement of the financial statement, whether due to fraud or error. In making those rY�F6assessments, we consider internal control relevant to the entity's preparation and fair presentation of the financial statement in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the financial statement. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG" International "), a Swiss entity. •d KPMG Canada provides services to KPMG LLP. ,�. Page 2 Opinion In our opinion, the financial statement presents fairly, in all material respects the results of operations and accumulated surplus of The Corporation of the City of Kitchener Gasworks Enterprise for the year ended December 31, 2014 in accordance with Canadian public sector accounting standards relevant to preparing such a financial statement. Chartered Profi DRAFT Waterloo, Cane 99 THE CORPORATION OF THE CITY OF KITCHENER GASWORKS ENTERPRISE Statement of Operations and Accumulated Surplus For the Year Ended December 31, 2014 2014 2014 2013 Budget DELIVERY OPERATIONS 22,746,266 25,251,062 19,692,509 Gas delivery 32,920,004 39,070,130 35,576,067 Revenue $ 38,098,801 $ 40,103,713 $ 32,645,865 Expenses 17, 529,199 17, 650, 522 15, 900, 630 Transfer to Gas Investment Reserve 20,569,602 22,453,191 16,745,235 Other programs 22,746,266 25,251,062 19,692,509 (Customer Service, Rental Water Heaters & Financing) 118,017,088 120,526,554 108,446,120 Revenue 8,996,557 9,710,147 10,231,083 Expenses 6,819,893 6,912,276 7,283,809 2,176,664 2,797,871 2,947,274 Dispatch Revenue 482,865 686,438 713,379 Expenses 482,865 686,438 713,379 Excess of revenue over expenses 22,746,266 25,251,062 19,692,509 Accumulated Surplus - Delivery 32,920,004 39,070,130 35,576,067 Balance, beginning of year 108,446,120 108,446,120 101,632,987 Interest Revenue 84,702 89,372 120,624 Transfer to Gas Investment Reserve (13,260,000) (13,260,000) (13,000,000) Add excess of revenue over expenses 22,746,266 25,251,062 19,692,509 Balance, end of year 118,017,088 120,526,554 108,446,120 SUPPLY OPERATIONS Gas supply Revenue 32,920,004 39,070,130 35,576,067 Expenses 31,839,736 39,269,884 36,803,590 Excess of revenue over expenses 1,080,268 (199,754) (1,227,523) Accumulated Surplus - Supply Balance, beginning of year 1,638,457 1,638,457 2,821,688 Interest Revenue 36,300 25,374 44,292 Add excess of revenue over expenses 1,080,268 (199,754) (1,227,523) Balance, end of year 2,755,025 1,464,077 1,638,457 TRANSPORTATION OPERATIONS Gas transportation Revenue 7,692,924 8,033,472 11,116,164 Expenses 7,761,156 7,909,738 5,795,159 Excess of revenue over expenses (68.232) 123.734 5.321.005 Accumulated Surplus - Transportation Balance, beginning of year 1,021,005 1,021,005 - Interest Revenue 12,265 15,812 - Less one -time transfer - Final Transportation Benefit - - (4,300,000) Add excess of revenue over expenses (68,232) 123,734 5,321,005 Balance, end of year $ 965,038 $ 1,160,551 $ 1,021,005 MANAGEMENT REPORT Management's Responsibility for Financial Reporting The accompanying financial statements of Kitchener Generation Corporation are the responsibility of management and have been prepared in accordance with Canadian public sector accounting standards. The significant accounting policies followed by Kitchener Generation Corporation are described in the Significant Accounting Policies contained in Note 2 of the financial statements. The preparation of financial statements necessarily involves the use of estimates based on management's judgment, particularly when transactions affecting the current accounting period cannot be finalized with certainty until future periods. The financial statements have been prepared within reasonable limits of materiality and in light of information available up to June 29, 2015. Management maintained a system of internal controls designed to provide reasonable assurance that the assets were safeguarded and that reliable information was available on a timely basis. The system included formal policies and procedures and an organizational structure that provided for the appropriate delegation of authority and segregation of responsibilities. KITCHENER GENERATION CORPORATION On behalf of management, Dan Chapman Deputy CAO, Finance & Corporate Services and City Treasurer June 29, 2015 Kitchener, Canada 97 KITCHENER GENERATION CORPORATION Statement of Financial Position As at December 31, 2014 2014 2013 Financial assets Accounts receivable $ 27,633 $ 40,718 27,633 40,718 Liabilities Due to The Corporation of the City of Kitchener 27,633 40,718 Long -term debt (Note 3) 3,479,327 3,634,878 3,506,960 3,675,596 Net financial debt (3,479,327) (3,634,878) Non - financial assets Tangible capital assets - net (Note 4) 3,716,028 3,948,280 Total non - current assets 3,716,028 3,948,280 Accumulated Surplus (Note 5) $ 236,701 $ 313,402 See accompanying notes M. KITCHENER GENERATION CORPORATION Statement of Operations For the Year Ended December 31, 2014 2014 2014 2013 Budget Revenue Sale of Electricity $ 386,000 $ 372,373 $ 379,880 Total revenue 386,000 372,373 379,880 Expenses Maintenance 17,000 16,482 11,100 Professional seNces 2,040 960 3,800 Amortization 232,262 232,262 232,252 Total expenses 261,292 249,684 247,152 Surplus before interest and provision for payments -in -lieu of corporate income taxes 133,708 122,689 132,728 Interest expense 182,107 182,107 189,997 Deficit before provision for payments -in -lieu of corporate income taxes (48,399) (69,418) (57,269) Provision for payments -in -lieu of corporate income taxes - - - Annual deficit $ (48,399) $ (69,418) $ (57,269) See accompanying notes .. KITCHENER GENERATION CORPORATION Statement of Change in Net Financial Debt For the Year Ended December 31, 2014 2014 2013 Annual deficit $ (59,418) $ (57,269) Change in share capital (17,283) (17,499) Amortization of tangible capital assets 232,252 232,252 Change in net financial debt 155,551 157,484 Net financial debt, beginning of year (3,634,878) (3,792,362) Net financial debt, end of year $ (3,479,327) $ (3,634,878) See accompanying notes 100 KITCHENER GENERATION CORPORATION Statement of Cash Flow For the Year Ended December 31, 2014 2014 2013 Operating Annual deficit $ (59,418) $ (57,269) Items not involving cash Amortization 232,252 232,252 Net change in cash from operating activities 172,834 174,983 Investing Acquisition of tangible capital assets - - Net change in cash from investing activities - - Financing Change in contributed capital (17,283) (17,499) Change in long -term debt (155,551) (157,484) Net change in cash from financing activities (172,834) (174,983) Net change in cash and cash equivalents - - Cash and cash equivalents, beginning of year - - Cash and cash equivalents, end of year See accompanying notes 101 KITCHENER GENERATION CORPORATION Notes to Financial Statements For the Year Ended December 31, 2014 1. Incorporation On December 9, 2011, Kitchener Generation Corporation (the Company) was incorporated under the Business Corporation Act (Ontario). Effective January 1, 2012, The Corporation of the City of Kitchener transferred the solar roof asset constructed on the surface of the Kitchener Operations Facility to the Company in exchange for 100% of the Company's common shares and interest bearing debt. 2. Significant Accounting Policies a) Basis of Accounting The financial statements have been prepared by management in accordance with Canadian generally accepted accounting principles for local governments as established by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. b) Tangible Capital Assets Tangible capital assets are recorded at cost which includes all amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost less residual value of the tangible capital asset is amortized on a straight -line basis over its estimated useful life of nineteen years. c) Revenue Recognition The Company records revenue from the sale of electricity on the basis of regular meter readings and estimates of energy generation since the last meter reading to the end of the year. d) Use of Estimates Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgments. Actual results could differ from these estimates. 3. Long -Term Debt Effective January 1, 2012 the Company incurred an unsecured promissory note payable to The Corporation of the City of Kitchener. For shareholder debt, payments are made annually including interest and principal. Interest is calculated at the fixed rate of 5.01% per annum. Interest paid in 2014 was $182,107 (2013 - $189,997). 4. Tangible Capital Assets Accumulated Cost Amortization Net Book Value Opening balance $ 4,412,784 $ (464,504) $ 3,948,280 Additions - - - Depreciation expense - (232,252) (232,252) Disposals - - - Ending balance $ 4,412,784 $ (696,756) $ 3,716,028 102 KITCHENER GENERATION CORPORATION Notes to Financial Statements For the Year Ended December 31, 2014 5. Accumulated Surplus The accumulated surplus consists of the following: 2014 2013 Share capital - common shares (Note 6) $ 386,592 $ 403,875 Retained earnings (149,891) (90,473) $ 236,701 $ 313,402 6. Share Capital Authorized Unlimited common shares Issued 1,000 common shares 103 December 31, 2014 MANAGEMENT'S RESPONSIBILITY FOR FINANCIAL REPORTING The accompanying consolidated financial statements of Kitchener Power Corp. are the responsibility of management and have been prepared in accordance with accounting principles generally accepted in Canada. The significant accounting policies followed by the Company are described in note 2 of the notes section to the consolidated financial statements. The preparation of the consolidated financial statements necessarily involves the use of estimates based on management's best judgement, particularly when transactions affecting the current accounting period cannot be finalized with certainty until future periods. The consolidated financial statements have been prepared in light of information available up to February 28, 2015. Management maintains appropriate systems of internal control designed to provide reasonable assurance that the Company's assets were safeguarded and financial records are relevant and reliable. T he system includes formal corporate -wide policies and procedures, and an organizational structure that provides for the appropriate delegation of authority and segregation of responsibilities. On behalf of management, Jerry Van Ooteghem, P. Eng. President & C. E.O. Margaret Nanning MBA, CPA, CGA Vice - President Finance & C.F.O. 104 I & 4" ""11M, KPMG LLP Telephone 519- 747 -8800 115 King Street South, 211 Floor Fax 519 - 747 -8830 Waterloo ON N2J 5A3 Internet www.kpmg.ca To the Shareholders of Kitchener Power Corp. We have a udited the accompanying consolidated financial statements of Kitchener Power Corp., which comprise the consolidated balance sheet as at December 31, 2014, the consolidated statements of operations and comprehensive income, retained earnings and cash flows for the year then ended, and notes, comprising a summa ry of significant accounting policies and other explanatory information. Management's Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with Canadian generally accepted accounting principles, and for such internal control as management determines is necessary to enable the preparation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express an opinion on these consolidated financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves pe rforming procedures to obtain audit eviden ce about the amount s and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstat ement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the entity's preparation and fai r presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( "KPMG" International "), a Swiss entity. KPMG Canada provides services to KPMG LLP. 105 Page 2 Opinion In our opini on, the con solidated financial statements present fairly, in all material re spects, the consolidated financial position of Kitchene r Power Corp. a s at December 31, 2014, and its consolidated results of operatio ns and its con solidated cash flows for the year then en ded in accordance with Canadian generally accepted accounting principles. ZOO Chartered Professional Accountants, Licensed Public Accountants April 24, 2015 Waterloo, Canada 106 Kitchener Power Corp. CONSOLIDATED BALANCE SHEET As at December 311 ASSETS Current assets Cash and cash equivalents Accounts receivable (note 4) Inventories (note 5) Prepaid expense Payment -in -lieu of corporate income taxes receivable Current portion of regulatory assets (note 18) Total current assets Non - current assets Capital assets — netof accumulated amortization (note 6) Regulatory assets (note 18) Future income taxassets (note 19) Total non - current assets Total assets See accompanying notes 107 2014 2013 $ 13,049,630 $ 12,858,553 51,191,442 46,957,396 3,136,319 3,134,303 1,084,844 897,009 33,695 683,877 2,853,698 13,218,174 71,349,628 77,749,312 186,373,289 181,051,618 7,578,179 923,358 5,267,764 6,782,009 199,219,232 188,756,985 $ 270,568,860 $ 266,506,297 Kitchener Power Corp. CONSOLIDATED BALANCE SHEET (Continued) As at December 31St 2014 2013 LIABILITIES AND SHAREHOLDERS' EQUITY Current liabilities Accounts payable and accrued liabilities (note 7) $ 28,276,002 $ 26,406,688 Current portion of long term debt 992,641 951,481 Current portion of customers and construction deposits (note 8) 7,107,368 4,225,272 Current portion of regulatory liabilities (note 18) 4,884,579 12,069,893 Total current liabilities 41,260,590 43,653,334 Long -term liabilities Long -term debt (note 9) 81,987,954 82,980,595 Customer deposits (note 8) 4,072,968 3,836,508 Post-em ploym ent benefits (note 11) 5,833,516 5,771,482 Regulatory liabilities (note 18) 8,402,121 8,539,337 Total long -term liabilities 100,296,559 101,127,922 Total liabilities 141,557,149 144,781,256 Shareholders' equity Share capital — common shares (note 12) 66,389,385 66,389,385 Retained earnings 62,622,326 55,335,656 Total shareholders' equity 129,011,711 121,725,041 Total liabilities and shareholders' equity $ 270,568,860 $ 266,506,297 See accompanying notes Approved by the Board of Directors J. Van Ooteghem, President & C.E.O. / Director 108 Kitchener Power Corp. CONSOLIDATED STATEMENT OF RETAINED EARNINGS As at December 31St Retained earnings, beginning of year Net Income Dividends paid out (note 22) Retained earnings, end of year See accompanying notes 109 2014 2013 $ 55,335,656 $ 50,727,598 10,615,670 8,281,158 (3,329,000) (3,673,100) $ 62,622,326 $ 55,335,656 Kitchener Power Corp. CONSOLIDATED STATEMENT OF OPERATIONS AND COMPREHENSIVE INCOME For the year ended December 311 2014 2013 REVENUE Sales revenue Distribution services revenue $ 38,141,303 $ 38,220,116 Electric energy services (note 13) 194,113,236 187,434,193 232,254,539 225,654,309 Other revenue 194,113,236 187,434,193 Other investment income 341,820 420,551 Late payment penalties 266,081 241,341 Miscellaneous revenue (note 14) 1,209,022 1,088,063 Community relations 1,816,923 1,749,955 Non - utility operations revenue 348,946 332,999 Energy Conservation - OPA Funding (note 15) 2,847,291 1,491,570 Total revenue 236,918,753 228,895,834 EXPENSE Operation expense Electric energy services (note 13) 194,113,236 187,434,193 Distribution operations and maintenance 10,144,795 10,450,740 Customer accounts 3,367,505 3,039,398 General administration 2,922,079 2,693,543 Community relations 251,315 245,479 Property and capital taxes 348,946 332,999 Amortization (note 16) 7,058,505 8,502,226 218,206,381 212,698,578 Non - utility operation expense Energy conservation - OPAprograms (note 15) 2,263,262 1,537,637 Total expense 220,469,643 214,236,215 Income before interest and provision for 16,449,110 14,659,619 payments -in -lieu of corporate income taxes Interest expense 4,331,346 5,173,690 Income before provision for payments -in -lieu 12,117,764 9,485,929 of corporate income taxes Provision for payments -in -lieu of corporate income taxes (note 19) 1,502,094 1,204,771 NETINCOME $ 10,615,670 $ 8,281,158 See accompanying notes 110 Kitchener Power Corp. CONSOLIDATED STATEMENT OF CASH FLOWS For the year ended December 31 st OPERATING ACTIVITIES Net Income Add (deduct) charges to operations not requiring a current cash payment: Gain on disposal of capital assets Amortization (note 16) (Decrease) in future income taxes (note 19) Increase (decrease) in non - current customer deposits (note 8) Increase in post - employment benefits obligation (note 11) Net change in non -cash operating working capital (note 17) Cash provided by operating activities 2014 2013 $ 10,615,670 $ 8,281,158 (25,542) 7,667,935 (22,753) 236,461 62,034 4,156,856 22,690,662 (82,757) 9,021,798 (44,655) (37,095) 166,166 (11,459,167) 5,845,448 INVESTING ACTIVITIES Additions to capital assets (19,203,879) (20,085,547) Decrease (increase) in long -term regulatory assets /liabilities (note 18) (5,255,039) 5,968,723 Proceeds on disposals of capital assets 32,105 86,528 Cash applied to investing activities (24,426,813) (14,030,296) RNANCING ACTIVITIES Increase in contributed capital 6,207,710 4,873,516 (Decrease) in long term debt (951,482) (912,029) Dividends paid out (note 22) (3,329,000) (3,673,100) Cash provided by financing activities 1,927,228 288,387 Net cash provided (applied) during the year Cash and cash equivalents, beginning of year Cash and cash equivalents, end of year Cash and cash equivalents represented by: Cash Supplemental cash flow information Interest paid Payments -in -lieu of corporate income taxes and capital taxes See accompanying notes 111 191,077 (7,896,461) 12,858,553 20,755,014 $ 13,049,630 $ 12,858,553 $ 13,049,630 $ 12,858,553 $ 4,331,346 $ 5,036,431 $ 874,665 $ 1,189,229 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 1. INCORPORATION On July 1, 2000, Kitchener Power Corp. [the Company] was incorporated under the Business Corporation Act (Ontario) along with its affiliate companies, Kitchener - Wilmot Hydro Inc., Kitchener Energy Services Inc. and FibreTech (Kitchener) Inc. The incorporation was required in accordance with the provincial government's Electricity Competition Act (Bill 35). The City of Kitchener and the Township of Wilmot both passed by -laws, which transferred the net assets of the former Hydro - Electric Commission of Kitchener - Wilmot to the new Company on August 1, 2000. Certain surplus property assets and cash funds were excluded from the transfer and were retained by the City and the Township. The net assets of FibreTech (Kitchener) Inc. were subsequently transferred to Fibretech Telecommunications Inc. on November 1, 2000 as a result of a statutory amalgamation with Fibretech Telecommunications (Cambridge) Inc and Fibretech Waterloo Inc. On September 1, 2005, Fibretech Telecommunications Inc. merged with Guelph FibreWired to create a new telecommunications company, Atria Networks Inc. ( "Atria "). Atria was subsequently sold to a third party on November 7, 2006 and was dissolved on October 15, 2009 pursuant to Section 237(b) of the Business Corporation Act (Ontario). Kitchener Power Corp., the holding company for the affiliate companies, oversees the operations of Kitchener - Wilmot Hydro Inc. ['KWHI'], a regulated distribution company, and Kitchener Energy Services Inc. ['KESI'], an unregulated retail services company. Outstanding share capital includes 18,450 common shares held by the City of Kitchener and 1,550 common shares held by the Township of Wilmot. These municipalities are the sole shareholders of Kitchener Power Corp. 2. SIGNIFICANT ACCOUNTING POLICIES [I] Adoption of new accounting standards Publicly accountable enterprises in Canada were required to adopt International Financial Reporting Standards [ "IFRS "] in place of Canadian GAAP for annual reporting purposes for fiscal years beginning on or after January 1, 2011. The Accounting Standards Board granted a s eries of deferrals for IFRS adoption for entities subject to rate regulation. During this deferral period, the Company has elected to take the optional deferral of its adoption of IFRS; therefore, it continues to prepare its consolidated financial statements in accordance with Canadian GAAP accounting standards in Part V of the CICA Handbook. The last deferral, issued in February 2013, extended the deadline for mandatory adoption of IFRS for rate regulated entities to January 1, 2015 and it is not expected that any additional deferrals will be granted by the Accounting Standards Board. The Company will therefore release its December 31, 2015 audited financial statements using IFRS, with the fiscal year 2014 restated to IFRS format for comparative purposes [II] Basis of accounting The financial statements have been prepared by management in accordance with Canadian generally accepted accounting principles [ "GAAP "] including accounting principles prescribed by the Ontario Energy Board [the "OEB "] in the Accounting Procedures Handbook [the "AP Handbook "] for Electric Distribution Utilities, and reflect the significant accounting policies as summarized below. 112 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) [III] Regulation KWHI is regulated by the OEB under the authority of the Ontario Energy Board Act, 1998. The OEB is charged with the responsibility of approving or fixing rates for the transmission and distribution of electricity, providing continued rate protection for rural and remote electricity customers, and for ensuring that the distribution companies fulfill obligations to connect and service customers. The OEB has the general power to include or exclude costs and revenues in the rates of a specific period, resulting in a change in the timing of accounting recognition from that which would have applied in an unregulated company. The economic impact of rate regulation is reported in these financial statements. The following regulatory treatments have resulted in accounting treatments that differ from GAAP for enterprises operating in a non - regulated environment: Regulatory assets represent future increase in revenues associated with costs that have been deferred because it is probable that they will be recovered from customers in future periods through the rate - making process. Regulatory liabilities represent future reduction in revenues associated with amounts that are expected to be refunded to customers through the rate - making process. [IV] Other accounting policies [a] Financial instruments Financial instruments — recognition and measurement — Section 3855 This Section establishes the standards for the recognition and measurement of financial assets and financial liabilities. At inception, all financial instruments which meet the definition of a financial asset or financial liability are to be recorded at fair value, unless fair value cannot be reliably determined. Depending on the nature of the financial instrument, revenues, expenses, gains and losses would be reported in either net income or other comprehensive income. Subsequent measurement of each financial instrument will depend on the balance sheet classification elected by the Company. The Company has elected the following balance sheet classifications with respect to its financial assets and financial liabilities: • Cash is classified as "Assets Held- for - Trading" and is measured at fair value. • Cash equivalents, comprising short -term investments, are classified as "Held -to- Maturity Investments" and are measured at amortized cost, which, upon initial recognition, is considered equivalent to fair value. • Accounts receivable are classified as "Loans and Receivables" and are measured at amortized cost, which, upon initial recognition, is considered equivalent to fair value. Subsequent measurements are recorded at amortized cost using the effective interest rate method. • Accounts payable and accrued liabilities and the long -term debt are classified as "Other Financial Liabilities" and are initially measured at their fair value. Subsequent measurements are recorded at amortized cost using the effective interest rate method. 113 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) [IV] Other accounting policies (continued) Comprehensive income — Section 1530 This Section describes the recognition and disclosure requirements with respect to comprehensive income. Comprehensive income consists of net income and other comprehensive income. Other comprehensive income represents the changes in the fair value of a financial instrument which have not been included in net income. The Company had no adjustments to other comprehensive income during the period ending December 31, 2014. Hedges — Section 3865 This Section establishes standards regarding the use of hedge accounting, in particular, the criteria to be met for the application of hedge accounting and the methods of executing various hedging strategies. T he Company has not entered into any hedging transactions as at December 31. 2014. [b] Inventories Inventories consist of parts, supplies and materials held for future capital expansion. The Company valued its inventories according to the provisions of CICA Handbook Section 3031. Under this standard, inventories are valued at the lower of cost and net realizable value, and items considered major spare parts are recorded as capital assets. The standard also contains provisions requiring the reversal of inventory write -downs if the circumstances resulting in the original write -down have reversed. [c] Spare transformers and meters Spare transformers and meters are classified as capital assets in accordance with guidance in the CICA Handbook. 114 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) [IV] Other accounting policies (continued) [d] Capital assets and amortization Capital assets are recorded at cost. C osts for assets installed or erected by the Company include material, labour and overhead. Amortization is provided on a straight -line basis for capital assets available for use over their estimated service lives, at the following annual rates: Buildings 2%-5% Transformer station equipment 2% -6.67% Distribution station equipment 2% -6.67% Distribution system 1.67 % -4% Meters 4%-6.67% SCADA equi pm ent 6.67% Other capital assets 10%-33% Amortization on general equipment directly used in the installation of other capital assets, is capitalized to the new assets based on a pro- ration of the time during the year they are used for such purposes. Half year (2013 — full year) amortization is recorded in the year of acquisition and none in the year of disposal, except for readily identified assets, which are amortized on a monthly basis. For readily identifiable assets retired or disposed of, the asset and related accumulated amortization are removed from the records. Differences between the proceeds, if any and the unamortized asset amount plus removal costs are recorded as a gai n or loss in the year of disposal. For grouped assets, the assets and accumulated amortization are removed from the records at the end of their estimated average service life, regardless of actual service life. [e] Construction in progress Capital assets under construction at year -end are referred to as construction in progress and disclosed as a component of capital assets. Construction in progress is recognized as a capital asset and amortized when the asset is either put into service or construction is substantially completed. [f] Contributed capital Contributed capital contributions are required contributions received from outside sources, used to finance additions to capital assets. Contributed capital contributions received are treated as a "credit" contra account included in the determination of capital assets. The amount is subsequently amortized by a charge to accumulated amortization and a c redit to amortization expense, at an equivalent rate to that used for the amortization of the related capital assets. 115 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) [IV] Other accounting policies (continued) [g] Customer deposits Customer deposits are cash collections from customers to guarantee the payment of energy bills. Deposits expected to be refunded to customers within the next fiscal year are classified as a current liability. [h] Payments -in -lieu of corporate income taxes and capital taxes The current tax - exempt status of the Company under the Income Tax Act (Canada) and the Corporations Tax Act (Ontario) reflects the fact that the Company is wholly owned by municipalities. This tax - exempt status might be lost in a number of circumstances, including if the municipality ceases to own 90% or more of the shares or capital of the Company or if a non - government entity has rights immediately or in the future, either absolutely or contingently, to acquire more than 10% of the shares of the Company. Commencing October 1, 2001, the Company is required, under the Electricity Act 1998, to make payments -in -lieu of corporate income taxes [ "PILs "] to the Ontario Electricity Financial Corporation, which will be used to repay the stranded debt incurred by the former Ontario Hydro. These payments are calculated in accordance with the rules for computing income and taxable capital and other relevant amounts contained in the Income Tax Act (Canada) and the Corporations Tax Act (Ontario) as modified by the Electricity Act 1998 and related regulations. As a result of becoming subject to PILs, the Company's taxation year was deemed to have ended immediately beforehand and a n ew taxation year was deemed to have commenced immediately thereafter. The Company was therefore deemed to have disposed of each of its assets at their then fair market value and to have reacquired such assets at that same amount for purposes of computing its future income subject to PILs. For purposes of certain provisions, the Company was deemed to be a new company and, as a result, tax credits or tax losses not previously utilized by the Company would not be available to it after the change in tax status. Essentially, the Company was taxed as though it had a "fresh start" at the time of its change in tax status. [i] Post - employment benefits Employee future benefits provided by KWHI include medical and life insurance benefits. These plans provide benefits to certain employees when they are no longer providing active service. Employee future benefit expense is recognized in the period in which the employees render the services. Employee future benefits are recorded on an accrual basis. The accrued benefit obligations and current service cost are calculated using the projected benefits method pro -rated on service and based on assumptions that reflect management's best estimate. The current service cost for a period is equal to the actuarial present value of benefits attributed to employees' services rendered in the period. Past service costs from plan amendments are amortized on a straight - line basis over the average remaining service period of employees active at the date of amendment. The Company has adopted the corridor method of accounting for the actuarially determined experience gains (losses). The excess of the net accumulated actuarial gains (losses) over 10% of the accrued benefit obligation is amortized into expense over the average remaining service period of active employees. 116 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 2. SIGNIFICANT ACCOUNTING POLICIES (Continued) [IV] Other accounting policies (continued) 0] Pension plan KWHI provides a pension plan for its employees through the Ontario Municipal Employees Retirement System [ "OMERS "]. OMERS is a multi - employer pension plan, which operates as the Ontario Municipal Employees Retirement Fund [the "Fund "] and provides pensions for employees of Ontario municipalities, local boards, public utilities, and school boards. The Fund is a contributory defined benefit pension plan, which is financed by equal contributions from participating employers and employees, and by the investment earnings of the Fund. The Company recognizes the expense related to this plan as contributions are made. [k] Revenue recognition and cost of electrical energy KWHI records revenue from the sale of energy on the basis of regular meter readings and estimates of customer usage since the last meter reading to the end of the year. The cost of power is recognized when the energy is consumed. [I] Use of estimates The preparation of the consolidated financial statements, in conformance with Canadian generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and t he disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expense for the year. Actual results could differ from those estimates including changes as a result of future decisions made by the OEB, Minister of Energy, or the Minister of Finance. 3. CREDIT RISK AND FINANCIAL INSTRUMENTS [i] Credit risk For distribution retail customers, credit losses are generally low across the sector. The Company provides for an allowance for doubtful accounts to absorb credit losses. At December 31, 2014, there are no significant concentrations of credit risk with respect to any class of financial assets. [ii] Interest rate risk Cash balances not required to meet day -to -day obligations of the Company are invested in Canadian money market instruments, with terms of one day to 364 days, exposing the Company to fluctuations in short -term interest rates. These fluctuations could impact the level of interest income earned by the Company. 117 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 4. ACCOUNTS RECEIVABLE Electric energy Miscellaneous Less: Allowance for doubtful accounts Unbilled revenue receivable Interest receivable Related parties receivable: Oty of Kitchener Township of Wilmot 2014 2013 $17,288,200 $ 14,226,942 4,748,474 2,829,379 22,036,674 17, 056, 321 (250,000) (250,000) 21,786,674 16, 806, 321 29,183,776 30,024,407 40,551 37,474 174,373 88,867 6,068 327 180,441 89,194 $ 51,191,442 $ 46,957,396 Related Party Transactions The Company conducted the following transactions with related parties during the year ended December 31, 2014. These transactions are in the normal course of operations and are measured at the exchange amount, which is the amount of consideration established and agreed to by the related parties. 2014 2013 City of Kitchener— capital and maintenance of street lights $ 915,210 $ 1,520,138 Township of Wilmot— capital and maintenance of street lights 36,177 12,054 $ 951,387 $ 1,532,192 5. INVENTORIES Inventories consist of: 2014 2013 Stores $ 2,459,689 $ 2,282,489 Transformers 676,630 657,588 Conservation programs inventory - 194,226 $ 3,136,319 $ 3,134,303 118 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 6. CAPITAL ASSETS — NET OF ACCUMULATED AMORTIZATION 2014 La nd Land Rights Buildings Transformer Station Equipment Distribution Station Equipment Distribution System - Conductors and devices Distribution System - Line and network transformers Meters SCADA -System Supervisory Equipment Other Capital Assets Construction in Progress Less: Contributed Capital Tota I 2013 Land Land Rights Buildings Transformer Station Equipment Distribution Station Equipment Distribution System - Conductors and deices Distribution System - Line and network transformers Meters SCADA- System Supervisory Equipment Other Capital Assets Construction in Progress Less: Contributed Capital Total 119 Accumulated Cost Amortization Net Book Value $ 3,735,257 $ - $ 3,735,257 265,449 260,526 4,922 27,172,679 7,673,414 19,499,265 63,482,722 21,745,179 41,737,543 2,932,918 2,046,957 885,961 197,013,365 83,031,882 113,981,483 57,375,998 27,435,587 29,940,411 15,550,194 4,751,883 10,798,311 1,566,480 1,555,450 11,030 21,147,567 14,505,122 6,642,445 5,171,577 - 5,171,577 395,414,205 163,006,001 232,408,205 (60,777,962) (14,743,046) (46,034,916) $ 334,636,244 $ 148,262,955 $ 186,373,289 Accum uI ate d Cost Amortization Net Book Value $ 3,735,257 $ - $ 3,735,257 265,449 257,873 7,576 26,368,763 6,852,373 19,516,390 62,560,429 20,336,071 42,224,358 2,930,969 2,005,202 925,767 185,445,409 79,895,043 105,550,366 55,053,765 26,688,890 28,364,875 14,711,639 3,780,444 10,931,195 1,566,480 1,551,390 15,090 20,246,460 13,637,078 6,609,382 3,766,910 - 3,766,910 376,651,530 155,004,364 221,647,166 (54,079,649) (13,484,101) (40,595,548) $ 322,571,881 $ 141,520,263 $ 181,051,618 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 7. ACCOUNTS PAYABLE AND ACCRUED LIABILITIES Independent Electricity System Operator Ontario Electricity Financial Corporation (DRC) Energy rebates payable (OCEB) CDM/OPAprograms payable Other 8. CUSTOMER AND CONSTRUCTION DEPOSITS Construction deposits Customer deposits — current portion Customer deposits — non current portion 120 2014 2013 $19,538,831 $17,779,519 911,025 909,183 1,380,376 1,245,361 188,367 1,564,784 6,257,403 4,907,841 $ 28,276,002 $ 26,406,688 2014 2013 $ 4,263,568 $ 1,591,272 2,843,800 2Q34,000 $ 7,107,368 $ 4225,272 $ 4,072,968 $ 3,836,508 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 9. LONG -TERM DEBT [i] Effective August 1, 2000, KWHI incurred unsecured promissory notes payable to the City of Kitchener and to the Township of Wilmot. During 2010, KWHI incurred at en year senior unsecured debenture payable to Ontario Infrastructure Projects Corporation. T he initial payable of $7,000,000 was received by the Corporation on February 1, 2010 followed by a second payment of $3,000,000 on May 17, 2010. The amounts due at the end of the year are: 2014 2013 City of Kitchener $ 70,997,576 $ 70,997,576 Township of Wilmot 5,964,566 5,964,566 Ontario Infrastructure Projects Corporation 6,018,453 6,969,934 82,980,595 83932,076 Less: Ontario Infrastructure Projects Corporation - Current Portion 992,641 951,481 $ 81,987,954 $ 82,980,595 [ii] For Shareholder Debt, interest is paid quarterly at an annual effective rate established by the OEB. The annual effective rate for January 1, 2014 to December 31, 2014 was 4.88 %. Repayment of all or part of the outstanding principal may be made upon eighteen months written notice. For Ontario Infrastructure Project Corporation debt, the annual effective interest rate is 4.28 %. Payments, which include both principal and interest, are made semi - annually in May and November. The Company paid the following interest: 2014 2013 City of Kitchener $ 3,464,682 $ 4,167,558 Township of Wilmot 291,071 350,120 Ontario Infrastructure Projects Corporation 284,846 323,901 $ 4,040,599 $ 4,841,579 10. PENSION PLAN The cash pension costs for the year ended December 31, 2014 in the amount $1,483,840 (2013 — $1,384,654) have been expensed during the period in which they were incurred. 121 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 11. POST - EMPLOYMENT BENEFITS KWHI pays certain health, dental and life insurance benefits on behalf of its retired employees. The significant actuarial assumptions adopted in measuring the accrued benefit obligations are as fo I I ows: Discount Rate -Jan 1 Discount Rate - Dec 31 Future general salary and wage levels increase Future general inflation increase Dental costs increase Medical costs increase Information about KWHI's defined benefits plans is as follows: Accrued Benefit Obligation Balance, beginning ofyear C u rre nt s e rvi ce cost Interest cost Benefits paid Unamortized actuarial gains Balance, beginning of the year Actuarial gain for the year Currentyear amortization Accrued benefit liability at December 31 as determined byactuarial valuation 122 2014 2013 4.50% 4.50% 3.95% 4.50% 3.20% 3.30% 2.00% 2.00% 4.60% 5.00% 7.00% 7.63% 2014 2013 $ 4,522,490 $ 5,122,729 112,935 152,363 204,234 232,112 (193,847) (218,309) 4,645,812 5,288,895 482,587 482,587 766,405 - (61,288) - 1,187,704 482,587 $ 5,833,516 $ 5,771,482 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 12. SHARE CAPITAL 2014 2013 Authorized Unlimited common shares Issued 20,000 common shares $66,389,385 $66,389,385 13. ELECTRIC ENERGY SERVICES $ 194,113,236 $ 187,434,193 2014 2013 Pole attachment rentals, buildings and other rentals $ 508,407 $ 514,690 Change of occupancy charges 258,660 150,770 Scrap sales 186,930 152,197 Net gain on disposal of capital assets 25,542 62,757 Unsealing/ reconnection charges 81,925 64,515 Accounts payable discounts taken 43,397 33,624 Return cheque charges 20,533 19,904 Sundry 83,628 89,606 $ 1,209,022 $1,088,063 15. NON - UTILITY OPERATIONS In 2011, KWHI entered into an agreement with the Ontario Power Authority [ "OPA "] to deliver OPA funded energy conservation and demand management [ "CDM "] programs. T he OEB classifies the revenue funding and related expense to deliver the OPA CDM programs as non - utility operations. 123 2014 2013 Revenue Electricity revenue $ 166,618,656 $ 161,062,781 Wholesale market services 10,240,373 9,615,261 Transmission services 16,374,707 16,139,521 Smart Meter Entity Charge 833,651 565,602 Retailer services 45,849 51,028 $ 194,113,236 $ 187,434,193 Costs Electricity $ 166,618,656 $ 161,062,781 Wholesale market services 10,240,373 9,615,261 Transmission services 16,374,707 16,139,521 Smart Meter Entity Charge 833,651 565,602 Retailer services 45,849 51,028 $ 194,113,236 $ 187,434,193 2014 2013 Pole attachment rentals, buildings and other rentals $ 508,407 $ 514,690 Change of occupancy charges 258,660 150,770 Scrap sales 186,930 152,197 Net gain on disposal of capital assets 25,542 62,757 Unsealing/ reconnection charges 81,925 64,515 Accounts payable discounts taken 43,397 33,624 Return cheque charges 20,533 19,904 Sundry 83,628 89,606 $ 1,209,022 $1,088,063 15. NON - UTILITY OPERATIONS In 2011, KWHI entered into an agreement with the Ontario Power Authority [ "OPA "] to deliver OPA funded energy conservation and demand management [ "CDM "] programs. T he OEB classifies the revenue funding and related expense to deliver the OPA CDM programs as non - utility operations. 123 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 16. AMORTIZATION Amortization - capital assets Various expense accounts 17. NET CHANGE IN NON -CASH OPERATING WORKING CAPITAL (Increase) in accounts receivable Decrease in inventories (Increase) in prepaid expense Decrease in payment -in -lieu of corporate income taxes Decrease (increase) in current portion of regulated liabilities Increase in accounts payable and accrued liabilities Increase (decease) in current portion of customer and construction deposits (Decrease) increase in current portion of regulatory liabilities 124 2014 2013 $ 7,058,505 $ 8,502,226 609,430 519,572 $ 7,667,935 $ 9,021,798 2014 2013 $ (4,234,046) $ (8,984,911) (2,016) (954,523) (187,836) (78,799) 650,182 785,097 10,364,476 (12,311,653) 1,869,314 1,635,485 2,882,096 (2,939,069) (7,185,314) 11,389,206 $ 4,156,856 $(11,459,167) Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 18. REGULATORY ASSETS AND LIABILITIES The "Electricity Pricing, Conservation and Supply Act, 2002" [Bill 2101 deems certain costs and variance account balances to be accounted for as regulatory assets [note 2(111)]. [i] Regulatory assets consist of the following: 2014 2013 Current portion regulatory assets IFRS transition costs $ - $ 197,646 Lost WIP 200,097 765,071 Smart meterfunding and cost recovery 658,011 2,830,541 Retailer service costvariances 6,675 40,052 Retail settlementvariances 1,774,399 8,858,101 Other deferred costs 214,516 526,763 2,853,698 13,218,174 Long -term portion regulatory assets Lost WIP - 21,145 Retailer service costvariances 23,817 16,504 Retail settlementvariances 6,549,891 698,898 Recovery of Regulatory Assets 838,321 99,081 Other deferred credits 166,150 87,730 7,578,179 923,358 Total regulatory assets $ 10,431,877 $ 14,141,532 [ii] Regulatory liabilities consist of the following: 2014 2013 Current portion of regulatory liabilities Retailer service cost variances $ 11,901 $ 71,407 Retail settlement variances 3,610,360 6,807,358 IFRS PP &E Adjustments 1,220,321 5,191,128 Deferred PILS 40,797 - Other deferred debits 1,200 - 4,884,579 12,069,893 Long -term portion of regulatory liabilities Future tax asset 31611,853 5,148,851 Retail settlement variances 4,501,345 3,274,415 Large User revenue removal 237,519 - Other deferred debits 51,404 116,071 8,402,121 8,539,337 Total regulatory liabilities $ 13,286,700 $ 20,609,230 125 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 18. REGULATORY ASSETS AND LIABILITIES (Continued) [iii] The following table illustrates the pro -forma effect on income before provision for payments -in -lieu of corporate income taxes, of the recognition of regulatory assets and liabilities: Income before provision for payments -in -lieu of corporate income tax Energy related variances: Retail settlement services Smart Meter Entity Charge Interest on energy related variances Non - energy related variances: Lost WIP Retailer services Renewable Connection Funding Adder Renewable Connection Capital Renewable Connection OM &A Smart meter funding and cost recovery Smart grid capital IFRS Transition - PP &E Adjustments Regulatory asset recovery Large User revenue removal Deferred PILs Interest on non - energy related variances Incremental effect on income Income before provision for payments -in -lieu of corporate income taxes without recognition of regulatory assets and liabilities 126 2014 2013 $12,172,556 9,527,728 732,690 2,570,463 11,190 (52,296) 19,653 (24,462) 763,533 2,493,705 616,439 (2,000) 30,592 (116,074) (4,321) 2,172,530 (765,071) (16,394) (34,450) 1,227,994 - 20,000 (3,970,807) 2,925,915 1,688,850 - 235,943 - (62,336) - (42,428) (27,222) 546,388 3,330,772 1,309,921 5,824,477 $ 13,482,477 $ 15,352,205 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 19. CORPORATE INCOME AND CAPITAL TAXES The provision for PILs differs from the amount that would have been recorded using the combined Canadian Federal and Ontario statutory income tax rate. Reconciliation between the statutory and effective tax rates is provided as follows: [i] Statement of Operations Com ponents of incom e tax expense: Current tax expense $ 1,524,847 $ 1,249,426 Future tax (recovery) arising from term porary differences (22,753) (44,655) $ 1,502,094 $ 1,204,771 [ii] Balance Sheet Future income taxes reflect the net tax effects of temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for income tax purposes. Significant components of the Company's future income tax assets as at December 31. 2014 are as follows: 2014 2013 Capital assets - differences in net bookvalue and undepieciated capital cost $ 2,654,712 $ 3,784,405 Regulatory adjustments 957,141 1,364,446 Post - employment benefits 1,545,882 1,529,443 Loss carry- forwards 110,029 103,715 $ 5,267,764 $ 6,782,009 As at December 31, 2014, the Company has capital losses of $82,340 (2013 — $82,340) and non - capital loss carry forwards of approximately $460,284 (2013 — $364,131). 127 2014 2013 Rate reconciliation: Income from continuing operations before income taxes $12,117,764 $ 9,485,929 Statutory Canadian Federal and Provincial income tax rate 26.50% 26.50% Expected taxes on income 3,211,207 2,513,771 Other permanent differences (211,763) (73,180) Other current year timing differences not benefited (1,432,581) (1,156,730) Other adjustments (54,188) (176,020) Dividend refund (89,108) - Increasedtaxon investment income 78,527 96,930 Income tax expense $ 1,502,094 $ 1,204,771 Effective tax rate 12.40% 12.70% Com ponents of incom e tax expense: Current tax expense $ 1,524,847 $ 1,249,426 Future tax (recovery) arising from term porary differences (22,753) (44,655) $ 1,502,094 $ 1,204,771 [ii] Balance Sheet Future income taxes reflect the net tax effects of temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for income tax purposes. Significant components of the Company's future income tax assets as at December 31. 2014 are as follows: 2014 2013 Capital assets - differences in net bookvalue and undepieciated capital cost $ 2,654,712 $ 3,784,405 Regulatory adjustments 957,141 1,364,446 Post - employment benefits 1,545,882 1,529,443 Loss carry- forwards 110,029 103,715 $ 5,267,764 $ 6,782,009 As at December 31, 2014, the Company has capital losses of $82,340 (2013 — $82,340) and non - capital loss carry forwards of approximately $460,284 (2013 — $364,131). 127 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 20. PRUDENTIAL SUPPORT OBLIGATION KWHI purchases power from the Independent Electricity System Operator [IESO] on behalf of its customers and retailers. The IESO is responsible for ensuring that prudential support is posted by all market participants to mitigate the impact of an event of default by a market participant on the rest of the market. In this regard, at December 31, 2014, KWHI has posted an irrevocable standby letter of credit as security in the amount of $35,000,000 (2013 - $35,000,000) underwritten by KWHI's principal bank. The Company has entered into a credit facility agreement with its bank in which contains certain financial covenants. 21. GENERAL LIABILITY INSURANCE The Company is a member of the Municipal Electric Association Reciprocal Insurance Exchange [ MEARIE], which is a pooling of general liability insurance risks. M embers of MEARIE would be assessed on a pro -rata basis should losses be experienced by MEARIE, for the years in which the Company was a member. To December 31, 2014, the Company has not been made aware of any additional assessments. 22. DIVIDENDS Dividends in the amount of $3,329,000 (2013 - $3,673,100) were received from KWHI, a subsidiary of Kitchener Power Corp. Dividends paid out to shareholders are as follows: 2014 2013 City of Kitchener $ 3,071,000 $ 3,388,450 Township of Wilmot 258,000 284,650 $ 3,329,000 $ 3,673,100 23. EMERGING ACCOUNTING CHANGES International Financial Reporting Standards [ "IFRS "] On February 13, 2008, the Accounting Standards Board of Canada [ "AcSB "] announced that publicly accountable enterprises will be required to change over to IFRS effective January 1, 2011. In February 2013, the AcSB extended the deferral of mandatory transition to IFRS for rate - regulated entities to January 1, 2015. This was the fourth such deferral granted by the AcSB. Effective January 1, 2015, the Company will adopt IFRS for its financial reporting. As such, the audited financial statements issued for the fiscal year 2015 will use IFRS as the accounting standard with the fiscal year 2014 restated to IFRS for comparative purposes. The International Accounting Standards Board ( "IASB ") has approved IFRS 14 Regulatory Deferral Accounts in January 2014. This standard provides specific guidance on accounting for the effects of rate regulation and p ermits first -time adopters of IFRS to continue using previous GAAP to account for regulatory deferral account balances while the IASB completes its comprehensive project in this area. Adoption of this standard is optional for entities eligible to use it. Deferral account balances and movements in the balances will be required to be presented as separate line items on the face of the financial statements distinguished from assets, liabilities, income and expenses that are recognized in accordance with other IFRSs. Extensive disclosures will be required to enable users of the financial statements to understand the features and nature of and risks associated with rate regulation and the effect of rate regulation on the entity's financial position, performance and cash flows. 128 Kitchener Power Corp. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS 23. EMERGING ACCOUNTING CHANGES (Continued) Some of the converged standards will be implemented in Canada during the transition period with the remaining standards adopted at the change over date. KWHI has launched an internal initiative to govern the conversion process and is currently in the process of evaluating the potential impact of the conversion to IFRS on its financial statements. 24. COMPARATIVE FIGURES Certain prior year comparative figures may have been restated to conform to the current year's presentation. 129 FINANCIAL & STATISTICAL REVIEW As at December 31 (unaudited) 1. Source: Planning, Housing and Community Services Department, Regional Municipality of Waterloo 2. 2011 through 2014 - Source: Statistics Canada, 2011 Census Data, 2010 - Source: Statistics Canada, 2006 Census Data Cumulative Tax Rate & CPI Weighted Assessment Growth Final 2012: 1.81% 30 Fina12013: 1.69% 25 5 % Fina12014:1.31% 20 4 15 3 2 10 1 5 0 0 III III ' 04 05 06 07 08 09 10 11 12 13 14 04 05 06 07 08 09 10 11 12 13 14 Year Year +City Tax Rate ( %) % Ontario CPI ( %) ( The 2011 tax rate increase has been restated to indicate what the tax rate increase would have been prior to the transfer of storm water management costs to a new user rate. Without this restatement, a decrease would be shown for 2011. 130 2014 2013 2012 2011 2010 1. DEMOGRAPHIC STATISTICS Population' 236,500 234,000 234,100 232,300 229,400 Households' 90,560 88,765 88,540 87,720 86,750 Area in acres2 33,802 33,802 33,802 33,802 33,826 2. TAXABLE ASSESSMENT ($000's) Residential and farm 21,596,614 21,314,131 17,720,136 16,558,715 15,415,724 Commercial and industrial 3,359,143 3,273,998 3,040,482 2,853,553 2,629,617 Total 24,955,757 24,588,129 20,760,618 19,412,268 18,045,341 3. TAX RATES Residential and Farm Taxable Full City 0.38135 0.39217 0.40039 0.41015 0.44361 Region 0.61875 0.62784 0.62967 0.64445 0.66709 School Boards 0.20300 0.21200 0.22100 0.23100 0.24100 Total 1.20310 1.23201 1.25106 1.28560 1.35170 Commercial Taxable Full City 0.74363 0.76474 0.78076 0.79980 0.86503 Region 1.20656 1.22429 1.22785 1.25668 1.30082 School Boards 1.46000 1.49000 1.49000 1.66538 1.77644 Total 3.41019 3.47903 3.49861 3.72186 3.94229 Industrial Taxable Full City 0.74363 0.76474 0.78076 0.79980 0.86503 Region 1.20656 1.22429 1.22785 1.25668 1.30082 School Boards 1.56000 1.59000 1.59000 1.93000 2.27248 Total 3.51019 3.57903 3.59861 3.98648 4.43833 1. Source: Planning, Housing and Community Services Department, Regional Municipality of Waterloo 2. 2011 through 2014 - Source: Statistics Canada, 2011 Census Data, 2010 - Source: Statistics Canada, 2006 Census Data Cumulative Tax Rate & CPI Weighted Assessment Growth Final 2012: 1.81% 30 Fina12013: 1.69% 25 5 % Fina12014:1.31% 20 4 15 3 2 10 1 5 0 0 III III ' 04 05 06 07 08 09 10 11 12 13 14 04 05 06 07 08 09 10 11 12 13 14 Year Year +City Tax Rate ( %) % Ontario CPI ( %) ( The 2011 tax rate increase has been restated to indicate what the tax rate increase would have been prior to the transfer of storm water management costs to a new user rate. Without this restatement, a decrease would be shown for 2011. 130 FINANCIAL & STATISTICAL REVIEW As at December 31 (unaudited) ($000's) 2014 2013 2012 2011 2010 Protection services 42,727 41,776 40,572 38,691 (restated) 4. COLLECTION STATISTICS 35,328 32,908 29,508 31,101 30,117 Total taxes billed 368,577 359,385 346,514 338,414 336,801 Total collections 365,882 359,339 344,955 337,067 335,952 Total collections as a % of current levy 99% 100% 100% 100% 100% Taxes receivable, net of allowance 22,721 20,648 21,661 22,276 20,978 Total receivable as a % of current levy 6% 6% 6% 7% 6% 5. CONSOLIDATED REVENUE 70,824 64,605 64,551 73,508 79,393 Taxation and user charges 291,714 280,998 273,446 282,682 277,140 Grants 6,991 4,101 11,772 21,766 23,256 Share of net income of Kitchener Power Corp. and its affiliates 9,793 7,639 8,448 8,351 7,522 Other 21,020 25,943 37,424 25,948 27,217 Obligatory fund revenue recognized 8,076 6,892 6,877 9,928 17,840 Total revenue 337,595 325,573 337,967 348,675 352,975 6. CONSOLIDATED EXPENSES Expenses by Function General government 37,797 36,033 38,010 34,509 27,563 Protection services 42,727 41,776 40,572 38,691 40,695 Transportation services 35,328 32,908 29,508 31,101 30,117 Environmental services 28,332 29,730 32,291 20,999 22,530 Health services 2,144 2,155 1,947 1,867 1,775 Social and family services 2,609 2,640 2,307 1,859 1,830 Recreation and cultural services 66,141 62,907 59,490 60,169 57,206 Planning and development 13,100 8,600 9,243 11,065 11,830 Gasworks 70,824 64,605 64,551 73,508 79,393 Total Expenses 299,002 281,354 277,919 273,768 272,939 Expenses by Object Salaries, wages and employee benefits 138,259 133,464 128,444 123,722 112,829 Materials and services 110,106 98,719 103,261 112,620 121,543 Debenture debt interest 3,740 3,941 3,889 3,543 3,275 Grants and other 4,192 3,879 3,867 3,514 3,007 Amortization 39,646 37,355 34,299 29,898 28,435 Loss /(Gain) on sale of assets 3,059 3,996 4,159 471 3,850 Total Expenses 299,002 281,354 277,919 273,768 272,939 7. ANNUAL SURPLUS 38,593 44,219 60,048 74,907 80,036 131 FINANCIAL & STATISTICAL REVIEW As at December 31 (unaudited) 2014 2013 2012 2011 2010 (restated) 8. ANALYSIS OF LONG -TERM DEBT ($000's) Gross debt issued by the municipality 102,999 112,039 111,263 98,188 81,327 Less debt recoverable from municipal enterprises and consolidated boards 11,125 11,607 12,077 12,538 6,962 Less debt recoverable from other sources 11,105 12,292 13,434 3,857 4,663 Net debt to be repaid from property taxes 80,770 88,140 85,752 81,793 69,702 Net debt per capita ($'s) 342 377 366 352 304 Legal debt limit ($000's)3 281,852 305,717 294,540 313,022 315,365 Interest on long -term debt as a % of total expenditures 1.3% 1.4% 1.4% 1.3% 1.2% 9. ACCUMULATED SURPLUS ($000's) Reserves, reserve funds and deferred revenue - obligatory reserve funds 47,982 40,844 37,832 31,813 21,984 Unexpended capital financing 85,939 83,448 68,323 65,886 41,733 Accumulated surplus 1,176,249 1,137,656 1,093,437 1,033,389 958,483 10. NEW CONSTRUCTION Value of construction ($000's) 573,063 331,491 418,227 666,026 495,345 Number of building permits 2,559 2,307 2,420 2,458 2,664 Number of single family dwelling starts 504 348 396 590 580 11. NET FINANCIAL ASSETS ($000's) 187,392 176,202 160,566 160,278 148,319 3. The debt limit is based on the Financial Information Return from the second immediate preceding year 132 New Construction FINANCIAL & STATISTICAL REVIEW As at December 31 (unaudited) 12. PRINCIPAL CORPORATE TAXPAYERS 2014 Assessment ($000's) Drewlo Holdings Inc 232,231 CF /Realty Holdings Inc 204,396 Ontrea Inc 197,005 Ontario Minister of Energy & Infrastructure 79,356 Voisin Developments Limited 76,305 Morguard Nar (Ontario) Corporation 72,630 Homestead Land Holdings Limited 61,653 Kitchener Housing Inc 61,627 The INCC Corp 60,739 Stamm Investments Limited 53,441 Steeves & Rozema Enterprises Limited 44,233 7550332 Canada Inc 43,827 Kingswood Drive Kitchener GP Inc 42,810 Activa Holdings Inc. 42,525 CP Reit Ontario Properties Limited 41,367 133 FCS_ COK _Financia]ReportGRN_Mayl5.indd 28 2015 -06 -18 4:34 PM