HomeMy WebLinkAboutFCS-17-028 - Participatory Budgeting
REPORT TO: Council
DATE OF MEETING: February 27, 2017
SUBMITTED BY: Ryan Hagey, Director of Financial Planning 519-741-2200 x 7353
PREPARED BY: Ryan Hagey, Director of Financial Planning 519-741-2200 x 7353
WARD(S) INVOLVED: All
DATE OF REPORT: February 1, 2017
REPORT NO.: FCS-17-028
SUBJECT: Participatory Budgeting
___________________________________________________________________________
RECOMMENDATION:
For Discussion
BACKGROUND:
Council identified participatory budgeting as an area of interest as part of their strategic
planning process. Most recently, the 2017-2019 Business Plan – Strategic Actions
(report CAO-16-031) identified participatory budgeting as a Council priority under the
Open Government theme, specifically action OG10 which states:
Participatory Budgeting
Enable community members to directly decide how to spend part of the city’s
budget, allowing them to make budget decisions that affect their lives.
The City already makes substantial investments in the community through capital
infrastructure (e.g. community centres, parks, and playgrounds) as well as providing
desired programs and services (e.g. indoor/outdoor recreational programs).
Participatory budgeting will help leverage these existing investments and allow the
community to have a more direct say in how City funds are spent.
In order to pilot participatory budgeting in Kitchener, the City has partnered with the
University of Waterloo (UW) as part of the Smart Region Initiative (SRI). This
partnership provides benefits to both parties as UW will have an opportunity to devote
effort towards the research, design, and implementation of participatory budgeting from
an academic point of view, while the City will have an opportunity to have a practical
application of UW’s efforts to help improve public engagement relating to City funds.
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The Strategic Session planned for February 27 will include a brief presentation by the
UW team and staff working directly on this project, as well as a facilitated discussion
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with Council that will set the direction for the participatory budgeting pilot planned for
later in 2017.
REPORT:
Participatory budgeting (PB) is a novel “democratic process that gives ordinary people
direct control over a portion of a public budget.” The City’s partners from the University
of Waterloo (UW) have completed a comprehensive literature review of PB which is
attached to this covering report. The UW information is divided into the following
sections:
The History and Development of Participatory Budgeting
o An Introduction to Participatory Budgeting
o Why Municipalities Implement Participatory Budgeting
Key Design Features
o Targeting Participatory Budgeting
o The Process of a Typical Participatory Budgeting Program
o Measuring Success
Discussion
Reference List
A brief synopsis of the UW report is that PB originated in Brazil around 1989 and has
since spread to more than 1,700 local governments in more than 40 countries. In
Ontario, there is no standard approach to PB as it has not been widely used. The
remainder of the report outlines benefits of PB (e.g. increased community engagement,
accountability, and trust) as well as common design features of a PB process (e.g.
division into neighbourhoods or thematic areas, deliberation & negotiation). At the
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February 27 Strategic Session, staff will be seeking direction from Council on the
design of some components of the PB pilot project.
As part of this pilot project, Council will earmark a set amount of funding which will then
be allocated based on the results of the PB process. Qualifying activities would be
limited to one-time events or projects, as the City is not intending to create any ongoing
program expenses out of the PB process. The intention of this pilot project is to test
different PB methods to determine the strengths and challenges associated with each
method and better understand what works best in Kitchener.
The UW team have been valuable contributors in the research phase of the PB project
and will be co-leaders with City staff in the design and execution of the PB pilot. This
co-led approach will allow the City to leverage the knowledge base of the UW team as
the pilot moves forward into the practical application phase of the PB project, and will
also allow for skill building and knowledge transfer from the UW team to City staff.
In order to better understand Council’s direction for the PB pilot, the following questions
are posed for discussion and direction.
Questions for Council’s Direction
1. In your opinion, what are the most important outcomes of the PB pilot?
a. increased community engagement and public participation
b. education of the public about government processes
c. improved accountability and trust
d. increased effectiveness of budget allocations
e. promotion of cooperation and social justice
f. other
The design of the pilot will be shaped by what the desired outcomes are. For
instance, the activities involved in increasing community engagement and public
participation would look different than the activities involved in promoting education
of the public about government processes.
2. What population segment should be targeted in the PB pilot?
The project team has identified two groups as the best candidates, youth and
neighborhoods. If neighbourhoods are chosen by Council as an area of interest,
Council will also need to put its mind to what portions of neighbourhoods would be
part of the pilot, as including all neighbourhoods would be too broad a population to
effectively engage. Some potential criteria for choosing neighbourhoods include:
Geography (e.g. planning boundaries, neighbourhood association
boundaries)
Economic profile
Neighbourhood need for investment
Establishment of neighbourhood associations (NAs)
o E.g. may want to focus on areas with less established NAs
Consideration of other projects being undertaken
o E.g. Doon Pioneer Park Community Centre expansion
3. How many pilots will be undertaken?
Ideally there would be more than one PB pilot, as this will allow for different
designs/methods to be tested and compared for their effectiveness in Kitchener.
The project team has contemplated up to four pilot processes, as this would allow
two pilot processes to be run in both the youth and neighbourhood segments.
4. What do reasonable timelines for delivery look like?
The project team believes pilots could be run as early as the summer of 2017, but
could take longer depending on the desired outcomes and specific design elements
Council wants incorporated in the pilot.
ALIGNMENT WITH CITY OF KITCHENER STRATEGIC PLAN:
Strategic Priority: Open Government
Strategy: 1.3 – Create more opportunities for citizen dialogue on community issues and
introduce new ways for people to get involved in decisions that affect them.
Strategic Action: # OG10 Participatory Budgeting
FINANCIAL IMPLICATIONS:
The financial commitment to participatory budgeting is one of the questions Council will
answer as part of the Strategic Session. The budget for each pilot needs to be large
enough that it is meaningful for the population being asked to participate. Based on
previous experience with the Festival of Neighbourhoods, staff recommend an amount
of $20,000 per pilot process as the appropriate amount to encourage sufficient
engagement by the community. This funding would be used primarily for community-
driven events and projects selected through the PB process and also for the expenses
associated with process (e.g. advertising, printing, etc.). The funds for the pilot will be
allocated from existing capital balances in Community Services and/or the Capital
Contingency account, with the specific division being finalized once Council direction on
the number and nature of the pilots is known.
COMMUNITY ENGAGEMENT:
COLLABORATE – The recommended approach for the participatory budgeting pilot
includes collaboration with the designated communities in developing ideas for how
identified funds could be spent.
ENTRUST – The recommended approach for the participatory budgeting pilot is for
Council to identify a set amount of funding and entrust the designated communities to
decide how it is spent.
PREVIOUS CONSIDERATION OF THIS MATTER:
The 2017-2019 Business Plan – Strategic Actions (report CAO-16-031) identified
participatory budgeting as an approved priority for 2017.
ACKNOWLEDGED BY: Dan Chapman, Deputy CAO, Finance and Corporate Services