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HomeMy WebLinkAboutAudit Agenda - 2019-06-24if FN R Office of the City Clerk Kitchener City Hall 200 King St.W. - 2nd Floor Kitchener ON N2G 4G7 Audit Committee Agenda Monday, June 24, 2019 12:30 p.m. - 2:00 p.m. Council Chamber Page 1 Chair — Mayor B. Vrbanovic Delegations Pursuant to Council's Procedural By-law, delegations are permitted to address the Committee for a maximum of 5 minutes. • Item 1 - Matt Betik, KPMG Discussion Items 1. FIN -19-059 - 2018 Audited Financial Statements (60 min) 2. FIN -19-058 - P19-024 Audit Services (10 min) Please note: Any recommendation arising from the Committee regarding this matter will be considered at the Council meeting scheduled for later this same date. Status Reports 3. CAO -19-009 - Second Quarter Audit Status Report (20 min) D. Saunderson Committee Administrator J Staff Repod K�WHIIN,0 Financial Services Departn7cnt www,kitchenerca REPORT TO: Audit Committee DATE OF MEETING: June 24, 2019 SUBMITTED BY: Sheri Brisbane, Supervisor Financial Reporting, 519-741-2200 ext 7349 PREPARED BY: Sheri Brisbane, Supervisor Financial Reporting, 519-741-2200 ext 7349 WARD (S) INVOLVED: All DATE OF REPORT: June 14, 2019 REPORT NO.: FIN -19-059 SUBJECT: 2018 Audited Consolidated Financial Statements RECOMMENDATION: That the 2018 Audited Consolidated Financial Statements of the City of Kitchener be approved. BACKGROUND: Staff is pleased to submit the 2018 Audited Consolidated Financial Statements of the City of Kitchener. A presentation of financial statement highlights will be given at the Audit Committee meeting on June 24. Representatives of the City's external auditors will also be in attendance to discuss the Audit Findings Report. REPORT: The consolidated financial statements are prepared in accordance with Canadian generally accepted accounting principles for local governments as established by the Public Sector Accounting Board of the Chartered Professional Accountants of Canada. These financial statements are prepared on a full accrual basis and combine the results of the tax -based operations, enterprises, local boards, capital activity, and reserve fund activities. Local boards include The Centre in the Square Inc., Kitchener Public Library, Belmont Improvement Area, and Kitchener Downtown Improvement Area. The 2018 year end results for the tax -based operations and the enterprises were reported to Council in March. Please see Appendix A to this report for a reconciliation between the non -consolidated figures provided in March and the Audited Consolidated Financial Statements. ALIGNMENT WITH CITY OF KITCHENER STRATEGIC PLAN: The recommendation of this report supports the achievement of the city's strategic vision through the delivery of core service. FINANCIAL IMPLICATIONS: None. *** This information is available in accessible formats upon request. *** Please call 519-741-2345 or TTY 1-866-969-9994 for assistance. 1-1 COMMUNITY ENGAGEMENT: INFORM — This report has been posted to the City's website with the agenda in advance of the council / committee meeting. The audited financial statements will be posted on the City website and notice will be provided to all residents through one of the widely distributed local newspapers in accordance with Section 295 (1) of the Municipal Act, 2001. ATTACHMENTS: City of Kitchener Financial Report for the Year Ended December 31, 2018 • Audit Committee Presentation • Audit Findings Report for the year ended December 31, 2018 (KPMG) ACKNOWLEDGED BY: Jonathan Lautenbach, Chief Financial Officer, Financial Services 1-2 Appendix A — Annual Surplus Reconciliation Year-end results were provided previously in report FIN -19-021 included on the March 18, 2019 Community & Infrastructure Services Committee Agenda. The annual surplus presented in the Audited Consolidated Financial Statements reconciles to the City of Kitchener year-end results as follows: Year Ended Dec 31, Year Ended Dec 2018 31, 2017 Tax supported surplus (deficit) 1,732,222 1,416,487 Enterprise surplus (deficit) 5,331,917 4,948,549 Total operating surplus as presented in March 7,064,139 6,365,036 Consolidation Kitchener Public Library The Centre in the Square Kitchener Downtown Improvement Area Belmont Improvement Area (412,571) (137,914) 1,153,857 3,510,962 83,154 66,692 777 5,000 Kitche ne r Powe r Corp. and its Affiliates 10,104,143 9,347,693 Kitchener Generation Corporation 13,831 3,407 Change in actuarial estimate for employee future benefits 10, 943,191 12, 795, 840 Revenues not included in operating surplus (852,194) (2,649,773) Reserve fund revenue 24,649,033 26,384,418 Contributed assets 17,743,804 582,657 Gain (loss) on sale of tangible capital assets 612,804 (2,710,761) Other capital revenue 5,576,945 17,863,907 48, 582, 586 42,120, 221 Items in operating surplus, not in consolidated statements Net transfers to capital and reserves 73,804,166 62,767,610 Various PSAB adjustments 3,406,914 4,871,872 77,211,080 67,639,481 COK expenses not included in operating surplus Amortization of tangible capital assets (45,432,280) (43,839,062) Other capital expenses (18,548,782) (25,941,286) Change in actuarial estimate for employee future benefits (3,150,197) (3,661,739) Reserve fund expenses (852,194) (2,649,773) (67,983,453) (76,091,860) Annual surplus per Consolidated F/S 75,817,543 52,828,718 1-3 El 1 i 0 U 1-5 W a� O i +� o oc a� L V L.L Ca � i a 1-5 E O V N w E �V m .C: N 1-6 bn C N L O C: 0 w N00"-ft%N bzLn C:N a--+ ._ w O,— • - o V > C:�^'J m _ +-j Ln m w m E >� `-' oLn -00 +, +-a -0.- � C: -0N V .� E i O cin fB � � i i ate-+ ate -+X @a 4-J co cu > ca 0 ca O a--+ Q) Ln — V CSA 1-6 N i a� 0 0 U 1-7 i 0 4-j 74an 0 C) co V C: 4- 0 OW -111 6 'o 'o wI— A �i 1. , 11 A, 31 21 1 'A j 6, 6 4 4 6 6 .6 W 4 711 7111 0 2 0 ui _g In Z5 2 U. 0' z 0 -12 0 ID 0 C� CL .0- S ui T 0 L2 o w OW -111 0 4-J 0 4- 0 Ilm r, qfm 1V P Y� IOD I, P. lull Si A I I wS I M 0 1 11 11 1 �t 9� 1,12 m 1;- 11 11 IL c I o w M W z w Q� 1� I-. 4?, I'l 7 1 q �z n n CLW x LL 2 3 T 2 2 1� A ;14 R UJ SIJ FJ 6 0 0 0 ID E E LL 0 -P Al u 0 Ilm m V 1-10 2 � n 4-) (1) C: Ln (.0 C- u 4- 0 1-10 2 � n 1� 11 11 16 1, U- JUL z 9 ft (L 15, C. v z, w & 5 T T ET 9 0 L) 1-10 3: 0 4- 4- 0 A "1 .11 "1 A I'll �3 "I s w r.VE0 IX 1. 71 .1 .1 1 1 1 "1 1 aq z 1 2 F W M S 0 0LL 2 LUuJ x LL LL z 0 45, 2 E E a 4 LU Id Id I- Ol l0 9t N N O M r- 00 qt M r -I l0 01 O 01 O Lf1 O 01 01 l0 O l0 R:t l0 00 L11 r- O 1.0 Ln r- M r -I R:t l0 M r -I l0 qt qt Ol M r -I Ln M r -I l0 M Ol N v^-1 CO N L Ln^ M N 01 r1 111 00 r1 K A 00 N r1 �^ N M M�^ M en v-i�-1 M O V r-1 r4 Ln N .... r-1 O r -I t V i fC� C f0 a a0 4-0 0 ° a, E Q N U 0O ca O +, Q -0 u Q o H 4-jU Ln O s✓ N 0 Ln 3 J U +; N U > L � a1 r -0O 41 Q 41 4-1 Ln in E LL . 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-0 (6 6- > (6 -p 'E N C N C N U O p O U o E 0- C: Q O U �O O- N 'O _O O O O- C O C OO U (6 (6 N N U N O p) C O N C O Q O C_ -U) O C U 0 C: � O (6 .� -O U U E C N O C O) C -p `� C C N X N N O W C ; C j U 'O O �6 > C p (6 N C O N C O E N N N Q N 7 O O E T N O Q N Q 6-0 C: -0 C N Q OU Q Q N O N 0 m F-0 m OU H O Q N af N U- Q (7 d Y 1-45 Alm REPORT DECEMBER 31, 2018 ►, „. �� dM,nrr�� nMv�Ih� K,, Gil, �ur,,Y� lt.” «rye Aifni,,r �.�, W,Y �Y�I.�.YVS f�a ir) twilik- I'BYiii '. Y NII—dale C4t0 Ab1 f•n.I{jrl'.Y.. BFH4T1(,1tU61 fA „ rr>Irr,r,iiu,Y loronla'; ROC--d (:% M�ssussaaaye Guelph ; F mn M9 «akoj B's AIp '�p�1{711EY Ou0k WI,/ q 1.„i r L.Y CSqe t{Irun,ai ws e' is r, Hamilton (yob f4ve� ^, Ireurl ✓ /// , wdm�ucn, lAoa� Brantford Linoin Stl Q Rtu(r„irtd i um imomm umr puuumup�lu, �uouu �uiul iii Numu� p�����p�Numiil uu umi Numpl iu of m u°v �uu� ipuuol m uuv uuumilllui. II�Vmo� li000um����� mimil���� `SII@uuo� ��'��IIVWmO�IIP' IIII II Ilu ° cl u c 1 u� ° e c 11", III °�Iln Message from the Mayor City Council Organizational Structure Message from the City Treasurer IIII �iaIIIIIScuvaIIS S e �tIII (,,,) Ii Consolidated Financial Statements Trust Funds Belmont Improvement Area Board of Management Kitchener Downtown Improvement Area Board of Management Kitchener Public Library The Centre in the Square Inc. Gasworks Enterprise Kitchener Generation Corporation Kitchener Power Corp. St aflI sflI c a III S e cflI (,)III °III Financial and Statistical Review 2 3 4 5 22 47 55 63 73 86 101 107 114 151 1 fts sg e uu um I�OIIp n>.an"'ll to llllll �l� ^VIIV N�4 IIt '"Nh11im ,p�ry ayn>�an"'ll IIIIpY i mmiTBllY On behalf of Kitchener City Council, I am pleased to introduce the 2018 Annual Financial Report. This past year was another resounding success for our community, building on our momentum in making Kitchener a more innovative, caring and vibrant city. As elected officials, one of our most important duties is the prudent and diligent stewardship of public funds. When I look back at our financial performance over the past term of council, I am proud of how we have lived up to that duty. For the eight years prior to 2015, the city finished each year with an operating budget deficit and council made it a priority to eliminate those ongoing deficits. I am proud to say that operating budget deficits have been eliminated while maintaining property tax rates that are among the lowest seen in large Ontario municipalities. At the same time, we have considerably improved our debt position without needing to forgo important long-term investments in infrastructure. These trends prove to me that staff and council are living and breathing their duty as stewards of the public trust. This builds exactly the kind of confidence in government that enables real partnership across our community. Our recent budgets demonstrate how successful we can be when we invest in building a better Kitchener. Our Love My Hood neighbourhood strategy is building stronger, more connected neighbourhoods. Our Make It Kitchener economic development strategy supports the creation and growth of a diverse array of businesses. Our strategic investments in water infrastructure will prepare our community for a growing population and changing climate. As we look forward to the new term of council and our new four-year strategic plan, there are certainly lessons learned. We can make our goals more measurable, we can solicit public engagement on policy matters more effectively and we can take further steps to deliver our services in an environmentally -friendly manner. But more than any other lesson, what we have learned is that we are successful as a municipality and as a community when we put people first. We will continue to invest in transportation infrastructure, we will become more sustainable, we will grow our economy, we will be more inclusive and we will deliver exceptional customer service. And every step of the way, we will remember our duty to the people of Kitchener, and continue to put them first. 2 1-49 tc '"NEim fm a III '"NEim 'FYI OII �� IIIIIII mt""� ��u ror�aa"'ll ^a11VVmn'�Itltl fmmullll� 0u�' IIIIIII ,nu MAYOR Berry Vrbanovic WARD 1 Councillor WARD 2 Councillor WARD 3 Councillor WARD 4 Councillor Scott Davey Dave Schnider John Gazzola Christine Michaud WARD 5 Councillor Kelly Galloway-Sealock WARD 6 Councillor WARD 7 Councillor WARD 8 Councillor WARD 9 Councillor Paul Singh Bill loannidis Margaret Johnston Debbie Chapman WARD 10 Councillor Sarah Marsh 2018 KITCHENER FINANCIAL � REPORT O 1:'111 II 11111; m,�II IC II IIII; Dan Chapman: Chief Administrative Officer C(111'A119J1.111°111""If°A Michael May: General Manager and Deputy CAO Bylaw Enforcement Corporate Customer Service Fire Neighbourhood Programs & Services Sport Victoria Raab: General Manager Corporate Communications & Marketing Human Resources Legal Services Legislated Services Technology Innovation & Services III.; IIIIIII W�IVVwII^N q IIIIIII.1111111 IIIIIII I;z W�IVVwi wIIIIIIII mo w ), 1N I„I WI�Vua IIIIIII n>Pou"' IIIIIII m IIIIIII W�IVVwi VV N�°�uualllllllow ���Vuw� cllt��Vu�� Illllll�w° , I �mV "j IF C��bll...al:'?,V Cll:...CCu Justin Readman: General Manager Building Economic Development Engineering Planning Transportation Services °°IIII'vIAINCIA,IL..:�GIIIIIIIII:II'°w1A11�1:mIIIIIIIIIC1:11 Jonathan Lautenbach: Chief Financial Officer Accounting Asset Management & Business Solutions Financial Planning Procurement Revenue 1f11'° 1.):.1"'1C"'1.111'° IIIIIIIII: �� IIIIIIII:II°' All 0IIIIIIIIC8 Denise McGoldrick: General Manager Facilities Management Fleet Operations - Roads & Traffic Parks & Cemeteries Utilities 4 1-51 Message nn the iW W I am pleased to present the Annual Financial Report for the City of Kitchener for the year ended December 31, 2018. This report communicates the 2018 financial results for the City of Kitchener to council, residents and other interested parties. These results demonstrate Kitchener's continued sound financial management and fiscal prudence. The financial statements and related information contained in this annual report are the responsibility of the management team of the City of Kitchener. Management has instituted a system of internal controls intended to safeguard assets and to provide accurate, timely and complete financial information for both internal decision-making and external reporting. The city has the following foundations in place to ensure appropriate financial controls and accountability are maintained, and to take a proactive approach to identify and address financial challenges. ���Dcus UN NTf � III ""'1111"' IIIw �I' III �f �I III At the beginning of each new four-year term of council, the City of Kitchener develops a strategic plan to advance the vision, mission and goals for Kitchener. The 2015-2018 strategic plan was developed in collaboration with extensive community input. The plan is designed to ensure that over time, the public funds the city is entrusted to manage on behalf of citizens are allocated to top public priorities, invested effectively and spent efficiently. Simply stated, the strategic plan serves as the community's roadmap to take us from where we are today to where we want to go in the coming years. 1-52 The 2015-2018 plan included five key strategic priorities: ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Open Government We will be transparent and accountable to citizens, providing easy access to information, a great customer service experience, and meaningful opportunities to participate in the democratic process. Strong & Resilient We will work within a collaborative network of city -builders to create a Economy dynamic and prosperous Kitchener that is rich with employment opportunities and successful business ventures that can grow and thrive within the broader global economy. Safe & Thriving We will work with community partners to create complete, connected, Neighbourhoods safe and walkable neighbourhoods with a range of housing options. We will encourage people to come together, interact with one another and build relationships through inclusive programs, services, events and great public gathering places. Sustainable We will have well planned, managed and cost effective infrastructure Environment & systems that support long-term community needs for services, Infrastructure harnessing the benefits of nature through green infrastructure programs to create a healthy urban environment. Effective & We will deliver quality public services that meet the day-to-day needs of Efficient City the community in a reliable and affordable way, made possible through Services technology, innovation, employee engagement and a sound long-term financial plan. 1-53 Work is currently underway on the development of the 2019-2022 Strategic Plan. The five themes that will be included are: People -Friendly Transportation; Caring Community; Vibrant Economy; Environmental Leadership; and Great Customer Service. h' �4III �fA N N �I N G A N If Ilh' III f G III "'1111""' IIL III'° IIIwI The purpose of the business planning process is to manage and support the strategic plan to guide the medium-term course of the corporation. The 2018 Business Plan sets out the City of Kitchener's plan for work to be undertaken in 2018 and 2019. The Business Plan was developed by staff across the organization under the guidance of the Corporate Leadership Team and with clear direction from City Council. The Business Plan includes a profile of each of the city's 47 core services and a description of each of the 121 projects underway in 2018 and 2019. The goal of the 2018 Business Plan is to meet community expectations and respond to emerging issues in a sustainable and affordable way. It promotes progress on Strategic Plan priorities, and maintains and continuously improves core services. Approximately 90% of the projects in the Business Plan are dedicated to core services and ongoing operations, while 10% are allocated to strategic projects and initiatives. In addition to the business planning process, City Council approves the annual budget, made up of three parts: operating, capital and reserves. The City of Kitchener is charged with responsibly managing and investing the tax dollars and user fees its residents pay to meet the needs of the community and ensure all of the strategic priorities are addressed. 1-54 City Council and staff are committed to striking a healthy balance between offering valued services and programs to residents, making strategic investments in community priorities, and keeping property taxes at a reasonable rate. To provide transparency in the budget process, budget information is posted on the city's website and budget meetings are held in a public forum. Citizens are able to provide their input through a number of channels, including by phone, letter, email, social media, or in person at a public delegation night. Management staff review their budgets regularly. Detailed variance reports are prepared and presented to council three times per year, at the end of April, August and December. These reports ensure departmental accountability for financial results and are a key tool to allow management to respond to financial pressures during the year. 1-55 Ex r IlrR 1111 A L AUDi llr As required by the Municipal Act, City Council has appointed a public accounting firm, KPMG LLP, to express an independent audit opinion on management's consolidated financial statements. Their reports to the members of council, inhabitants and ratepayers of the Corporation of the City of Kitchener accompany the various financial statements in the financial section of this report. AUDi lr c oIll�viiIll�vii Ill lr lr E uc The audited consolidated financial statements are presented to the audit committee for approval. The committee provides a focal point for communications between council, the external auditor, the internal auditor and management, and facilitates an impartial, objective and independent review of management practices through the internal and external audit functions. 1-56 FINANCIAL STATEMENT DISCUSSION AND ANALYSIS The City of Kitchener's consolidated financial statements have been prepared in accordance with reporting standards set by the Public Sector Accounting Board (PSAB) of the Chartered Professional Accountants of Canada. KPMG LLP have audited the financial statements and provided the accompanying auditors' report. The financial statements and auditors' report satisfy a legislated reporting requirement as set out in the Municipal Act of Ontario. The following financial statement discussion and analysis has been prepared by management and should be read in conjunction with the audited consolidated financial statements and financial and statistical review. There are four required financial statements: • statement of financial position; • statement of operations; • statement of change in net financial assets, and • statement of cash flow. The consolidated financial statements reflect the assets, liabilities, reserves, surpluses/deficits, revenue, and expenditures of city funds and governmental functions or entities. These functions and entities comprise a part of the combined city operations based upon control exercised by the city. The exception is the city's government business enterprises, which are accounted for on the modified equity basis of accounting. References to the "city" below include all activity for the consolidated entity. Ontario's Cap and Trade System (the "system") came into effect on January 1, 2017 and then was subsequently eliminated on October 1, 2018. As a natural gas supplier, the City of Kitchener was a mandatory participant in the system while it was in place and needed to submit allowances to the Ministry of the Environment and Climate Change equal to the emissions of their gas customers for the compliance period. The gas delivery rates charged to the City of Kitchener's customers during the lifespan of the system included an amount to cover the cost of compliance. As a result of the system only being in place for a portion of the year in 2018, both Gasworks user fees and expenses were lower than they were in 2017. The elimination of the system in 2018 has also led to decreases in trade receivables and inventory held for resale as compared to 2017. 1-57 CGNSU..] III f fS A M N U The Consolidated Statement of Financial Position highlights four key figures that together describe the financial position of a government: 1) cash resources, 2) net financial asset position, 3) non-financial assets that are normally held for service provision such as tangible capital assets, and 4) accumulated surplus (deficit). The statement is used to evaluate the city's ability to meet its financial obligations and commitments. The city's net financial asset balance is $222 million, an increase of $1 million from 2017. This balance is calculated as total financial assets less liabilities and represents the amount available to finance future operations. The increase year over year is due to changes in the various balance sheet accounts which are described in the paragraphs below. Of note, many municipalities maintain a net financial liability balance as their liabilities exceed their financial assets. The fact that the city has a positive net financial asset balance and that it has grown or maintained this balance over the last number of years demonstrates the city's strong financial position. Cash and cash equivalents The city's cash position is closely managed and remains adequate along with short-term investments to meet ongoing cash requirements. The cash position has increased to $42 million from $23 million in 2017. The Consolidated Statement of Cash Flows summarizes the sources and uses of cash in both 2018 and 2017. 1-58 Taxes receivable The increase in Taxes receivable at yearend to $18 million from $17 million in 2017 is due to a larger amount of supplementary taxes being processed and billed just before yearend. Trade and other accounts receivable The amount in Trade and other accounts receivable has decreased to $39 million from $43 million in 2017. This is due primarily to a significant one-time grant included in receivables in 2017. In addition, the 2017 balance included significant late year adjustments due from the Region of Waterloo and the School Boards, whereas 2018 was a more typical year where the city owed these entities taxes collected on their behalf. Inventory for resale The city holds certain inventory items for resale (primarily related to the Gasworks enterprise). This inventory has decreased to $8 million from $16 million in 2017 due to the city no longer holding allowances for the cap and trade system as the system was wound up in 2018. There is also a lower value of natural gas held at yearend. 1-59 Investments The City of Kitchener invests in a manner that provides the highest return while protecting and preserving capital, maintaining liquidity to meet the daily cash flow demands and to conform to all legislation governing the investment of public funds. The balance in investments grew in 2018 to $182 million from $164 million in 2017. This increase relates to increased reserve fund balances as well as the fact that funds were freed up in 2018 due to no longer having to hold an inventory of allowances for the cap and trade system. Investment in Kitchener Power Corp. & Kitchener Generation Corporation The city's investment in both Kitchener Power Corp. and its affiliates and Kitchener Generation Corporation is made up of the city's initial investment and its share of net income since acquisition less dividends received. See Notes 6 and 7 to the Consolidated Financial Statements for further details. Accounts payable and accrued liabilities Accounts payable and accrued liabilities has increased to $113 million from $76 million in 2017. The majority of the increased liabilities have to do with amounts owing to the Region of Waterloo and the School Boards. These liabilities relate to payment of construction projects completed by the Region on behalf of the city, one month's worth of water costs to the Region, taxes collected on behalf of the Region and School Boards (as mentioned above in the Receivables section), and an increase in their share of development charges due to increased activity by developers to obtain permits before the development charge exemption expired. Municipal debt The city has three components that comprise the overall debt total. Debt has been issued to fund: • a portion of the tax -supported capital program • capital improvements to Enterprises, where the debt charges will be funded through user fees or external sources, such as the Parking Enterprise or the Kitchener Rangers • the Economic Development Investment Fund (EDIF) 1-60 Millions $125 $100 $75 $50 $25 $0 2014 2015 2016 2017 2018 IITax M Enterprise 0 EDIF The city's capital investment philosophy ensures that any increases in debt charges from one year to the next do not exceed assessment growth (excluding the impact of the debt associated with EDIF). As well, the overall contribution from the tax base through taxes and debt charges will not increase more than assessment growth plus inflation from one year to the next. This philosophy ensures that the impact on the taxpayer does not exceed inflation and that the city must prioritize projects to fit the funding available. The city created EDIF in 2004 as a $110 million commitment to invest in catalyst projects to strengthen the local economy and stimulate urban development in Downtown Kitchener. EDIF investments have had a remarkably positive impact on the city, increasing the city's recognition as a location for innovation, entrepreneurship, and a sought-after urban lifestyle. Municipal debt has decreased to $71 million from $78 million in 2017. The change in debt is a result of new debt issuance of $4.3 million offset by repayment of $11.0 million of existing debt. Debt is expected to decrease for the next number of years as the EDIF program continues to be paid down. Employee future benefits Total employee future benefits includes liabilities for future sick leave costs, post- retirement benefits and future Workplace Safety and Insurance Board (WSIB) payments. The liability has increased from $46 million in 2017 to $49 million in 2018. The increase relates to increases in salaries for employees entitled to sick leave and expanded coverages under WSIB. 1-61 Tangible capital assets Tangible capital assets are recorded at cost, which includes all amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost less residual value of the tangible capital assets is amortized on a straight-line basis over their estimated useful lives ranging from 3 to 100 years. During 2018, the city acquired $122 million in tangible capital assets (2017 - $95 million). Amortization of assets was $48 million (2017 - $46 million). Refer to Note 13 and Schedule A of the Consolidated Financial Statements for a detailed breakdown of tangible capital asset activity for 2018. The net book value of tangible capital assets at December 31, 2018 is $1.19 billion, up from $1.11 billion in 2017. ® Ve.hicIe.s$1.7M($15M) Corn p uterHardware9, Softwa re $22M ($24M) Le as ehold l rnp rove ment, ;�1M p2m) Machi neryand Equipment Buildings $25M ($25M) $1.81M ($1.82M) Li nearAssets Accumulated surplus Assets under construction $45M ($45M) Lai n $1.94M ($1.881`4) tuna irnprovemenrs The city's accumulated surplus for fiscal 2018 is $1.41 billion (2017 - $1.34 billion). The accumulated surplus reflects the resources that have been built over time at the city and the balance includes items such as tangible capital assets, equity in Kitchener Power Corp. and Kitchener Generation Corporation and various reserves. 1-62 Reserve funds Reserve funds are included as part of accumulated surplus and these balances are disclosed in Note 14 to the financial statements. Reserve fund balances have increased during 2018 to $70 million (2017 - $61 million). Under the authority of the Municipal Act, the city and certain of its consolidated entities have established reserve funds to ensure future liabilities can be met, capital assets are properly maintained and sufficient financial flexibility exists to respond to economic cycles or unanticipated financial requirements. Council or the Boards of the consolidated entities are responsible for exercising discretion with respect to the use of reserve funds, subject to the terms of their respective policies, as well as statutory and legal requirements. Council's reserve policy contains guiding principles to ensure the reserves continue to support the financial goals and serve the highest priority needs of the city and its citizens. 1-63 CUNSU..] III f fS A M N 0 0 I 11" �I The Consolidated Statement of Operations reports the revenue collected by the city, the cost of providing municipal services and the resulting annual surplus/deficit. This year, overall assessment growth was 1.59%. While this new assessment creates revenue for the city, there is also a cost to provide services to new development. In addition, cost increases in excess of inflation, public demand for new services and unreliable revenue sources all place significant pressure on the city budget. The tax rate increase for 2018 operations was 1.60%. Millions $140 $120 $100 $80 $60 $40 $20 Taxation Gasworks Water, Other user fees Grants Other sewer & storm water 2018 Budget E 2018 a 2017 Revenue Revenue is received from the following sources: taxation; user fees from gasworks, water, sewer, storm water and other; grants and other. Kitchener is one of only two municipalities in Ontario that own and operate a natural gas utility. Water, sewer & storm water revenue is $8 million greater than in 2017 due to the approved increases in the user fee rates charged for these services in addition to greater water consumption by the city's customers. 1-64 Other user fees are greater than budget and prior year as a result of revenues of the local boards being higher than last year and budget. Two of the city's roads projects had some cost recoveries in 2018 that are recognized in this financial statement grouping. Grant revenue is less than prior year due to the majority of the Clean Water Wastewater Infrastructure funding being earned in 2017. Grant revenue is greater than budget due to the city receiving Public Transit Infrastructure Funding and Ontario Municipal Commuter Cycling Program funds during 2018. These amounts were not confirmed at the time the budget was set. The `Other' category in the Revenue by Type chart above includes contribution of tangible capital assets, investment income, penalties and interest on taxes, development charge revenue recognized, and share of net income of Kitchener Power Corp. and Kitchener Generation Corporation. Revenue in this category in higher for 2018 compared to 2017 primarily due to significantly larger amounts of contributed assets to the city. The timing of asset contributions is not something the city controls. 1-65 Millions $100 $80 $60 $40 $20 General Protection Transport- Environ- Recreation Other Gasworks government services ation mental & cultural services services services le 2018 Budget 112018 (w�;2017 Expenses The City of Kitchener is a diversified government institution and provides a wide range of services to its citizens including fire, roads, water, sewer, natural gas, libraries, and community services. Schedule B of the Consolidated Financial Statements breaks the expenses into major functional activities, consistent with legislated requirements. As is common with most Ontario municipalities, the City of Kitchener does not budget for amortization of tangible capital assets or gains and losses on disposal of assets. However, to provide a more meaningful comparison to actuals, the Council -approved budget has been adjusted to include amortization expense and other accounting adjustments mandated by the Public Sector Accounting Board to express the financial statements on an accrual basis. This provides greater clarity for all readers in assessing budget to actual variances. Environmental services expenses are $5.2 million under budget due to certain projects being delayed. The expenses are $5.1 million higher than in 2017 as a result of the increased rates for water and sewage treatment being charged by the Region of Waterloo and as a result of higher consumption of water and therefore greater sewage production by the city's customers. There was also an increase in capital work in this area in 2018 that did not meet the criteria of creating a tangible capital asset. Recreation and cultural services expenses are $5.5 million higher in 2018 than 2017 due to higher expenses at the Centre in the Square and due to a shift in internal charges from Transportation to Environmental services due to a change in allocation method for certain activities. 1-66 The `Other' category in the Expenses by Function chart includes Health services, Social and family services, and Planning and development. The expenses in this function are $3.4 million higher than budget due to the expenses in the budget being offset by expected proceeds on the sale of a parcel of land. This sale was not completed in 2018, so the proceeds are not offsetting expenses. Materia Isand services $162M ($152M) Debenture debt interest $3M ($3M) Grants and other $6M ($5M) Amortization $48M ($46M) Loss/(Gain) on sale of assets $-3M ($1M) Salaries, wages and employee benefits $159M ($152M) ClSDIK III' IIIASS The Statement of Change in Net Financial Assets explains the difference between a municipality's surplus or deficit for the reporting year and its change in net financial assets in the same reporting year. This statement provides for the reporting of the acquisition of tangible capital assets and other significant items that impact the difference between the annual surplus/deficit and the change in net financial assets. 1-67 CUNSU..] III f fS A M N U° I l III �f The statement of cash flows reports changes in cash and cash equivalents resulting from operations, capital, investing and financing activities and shows how the city financed its activities during the year and met its cash requirements. LOOKING AHEAD Looking ahead to 2019, the city will be working to develop its first comprehensive Long - Term Financial Plan. The plan will provide insight into the city's financial governance framework, bringing together and highlighting the city's financial policies and practices, and identifying financial strategies that will help guide the city moving forward. With a strong reputation for financial stability, Kitchener will strive to remain financially responsible, flexible and sustainable. Guided by these principles, the Long -Term Financial Plan will continue to build on the city's current financial strength and ensure that the city is well positioned both now and in the future to meet the needs of a growing community. Jonathan Lautenbach, CPA, CGA Chief Financial Officer & City Treasurer June 24, 2019 1-68 _68 KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 To the Mayor and Members Corporation of the City of Kitch, Inhabitant's and Ratepayers of the financial statements of the Corporation of the comprise: statement of the financial position as at December 31, 2018 nt of operations for the year then ended statement of change in net financial assets for the year then lidated statement of cash flows for the year then ended • and notes to the consolidated financial statements, including a summary of significant accounting policies (Hereinafter referred to as the "consolidated financial statements"). In our opinion, the accompanying consolidated financial statements present fairly, in all material respects, the consolidated financial position of the Entity as at December 31, 2018, and its consolidated results of operations, its changes in consolidated net financial assets, and its consolidated cash flows for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in Page 2 the "Auditors' Responsibilities for the Audit of the Consolidated Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the consolidated financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. mullllll u Responsibilities of Managemr 111111111d Those Charged with Governance for the Consoli ed Fin "al Statements Management is responsible the p ration and fair presentation of the consolidated financial statemen cordance with Canadian public sector accounting standards a or such i al control as management determines is necessary to enable the n of solidated financial statements that are free from material missta e due to fraud or error. In preparinrthe for assesillapplicable Lyconcern cial statements, management is responsible continue as a going concern, disclosing as and using the going concern basis of management either intends to liquidate the Entity or to cease )e realistic alternative but to do so. roith governance are responsible for overseeing the Entity's process. >ponsibilities for the Audit of the Consolidated Financial Statements Our objectives are to obtain reasonable assurance about whether the consolidated financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the consolidated financial statements. 1-70 I ARM T. A& '11 Page 3 As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the consolidated financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. • The risk of not detecting a material m' atement resulting from fraud is higher than for one resulting from as fraud may involve collusion, forgery, intentional omissions, misr ese ons, or the override of internal control. IIIIIIIIIIIIIIIIIIIIIIIIIIIIIVu„ • Obtain an understanding tern ntrol relevant to the audit in order to design audit procedures that ropriate in the circumstances, but not for the purpose of ex ing an on on the effectiveness of the Entity's internal control. IIV • Evaluate pro ness of accounting policies used and the reason„ ness f acc ting estimates and related disclosures made by • .11111111111ll e MWe appropriateness of management's use of the going concern basisco"''g'IJPng and, based on the audit evidence obtained, whether a matecertainty exists related to events or conditions that may cast 4nif2icaoubt on the Entity's ability to continue as a going concern. If we at a material uncertainty exists, we are required to draw attention inors' report to the related disclosures in the consolidated financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. 1-71 Ila 'I. -M Page 4 • Evaluate the overall presentation, structure and content of the consolidated financial statements, including the disclosures, and whether the consolidated financial statements represent the underlying transactions and events in a manner that achieves fair presentation. Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. Obtain sufficient appropriate and information of the entities or busin' express an opinion on tl responsible for the direction We remain solely responsill regarding the financial within the Group Entity to ficial statements. We are mance of the group audit. Public Accountants 1-72 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Financial Position As at December 31, 2018 Non-financial assets Tangible capital assets (Note 13) Inventory of supplies Prepaid expenses Accumulated surplus The accompanying notes are 1,185,483,730 3,087,990 1,279,152 1,189,850,872 $ 1,411,649,827 of these consolidated financial statements. 1,111,359,528 2,508,729 1,175,915 1,115,044,172 $ 1,335,832,285 1-73 2018 2017 Financial assets Cash and cash equivalents $ 42,379,340 $ 22,607,209 Taxes receivable 17,826,351 16,877,835 Trade and other accounts receivable 38,660,941 43,404,844 Loans receivable (Note 4) 7,381,734 8,163,370 Inventory for resale 8,222,456 16,312,870 Investments (Note 5) 182,499,639 164,314,904 Investment in Kitchener Power Corp. and its affiliates (Note 6) 213,548,014 207,199,184 Investment in Kitchener Generation Corporation Note 7 2,785,503 3,019,238 513,303,978 481,899,454 Liabilities Accounts payable and accrued liabilities 112,818,900 76,142,394 Deferred revenue - obligatory reserve funds (Note 9) 14,942,147 38,044,861 Deferred revenue - otheruo ,Illll 1111111 3,514,724 23,134,881 Municipal debt Note 10 III p ( ) 71,178,897 77,889,047 Employee future benefits Note 12 49,050,355 45,900,158 291,505,023 261,111,341 Net financial assets IL Wthhh. 221,798,955 220,788,113 Non-financial assets Tangible capital assets (Note 13) Inventory of supplies Prepaid expenses Accumulated surplus The accompanying notes are 1,185,483,730 3,087,990 1,279,152 1,189,850,872 $ 1,411,649,827 of these consolidated financial statements. 1,111,359,528 2,508,729 1,175,915 1,115,044,172 $ 1,335,832,285 1-73 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Operations For the Year Ended December 31, 2018 2018 2018 2017 Budget Revenue Taxation $ 124,574,725 $ 125,217,867 $ 119,727,010 User fees and charges Gasworks 85,823,488 88,302,505 88,514,388 Water, sewer and storm water 114,417,266 117,967,686 109,954,554 Other 46,831,305 52,580,635 49,425,542 Grants 8,793,621 10,661,118 12,907,930 Contributions of tangible capital assets 17,743,804 17,743,804 582,656 Investment income 7,960,07 a 9572,644 7,928,699 Penalties and interest on taxes 3,162 2,983,094 3,247,419 Development charge revenue recognized 8,2 00 10,293,694 7,303,467 Share of net income of Kitchener Power Corp. and its affiliates (Note 6) ,841,250 00,104,143 9,347,693 Share of net income of Kitchener Generation �IIIIIIIIII IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII�O Corporation (Note 7) - 13,831 3,407 Other 15,367 4,544,280 4,088,761 Total revenue 8,6'111 00 449,985,301 413,031,526 Expenses General government 44,100,959 43,298,557 39,436,600 Protection services 49,051,100 48,966,190 47,268,313 Transportation services 37,149,404 37,021,768 37,804,616 Environmental services 90,665,938 85,452,353 80,379,669 Health services (IIII 2,082,960 2501637 2,295,627 Social and family servicAll V 2,516,187 2,742,600 2,661,773 Recreation and cultural s 72,701,511 75,362,148 69,846,801 Planning and development IIII 8,634,623 11,373,853 13,123,204 Gasworks 68,200,455 67,448,653 67,386,205 Total expenses 375,103,137 374,167,759 360,202,808 Annual surplus 53,501,763 75,817,542 52,828,718 Accumulated surplus, beginning of year 1,335,832,285 1,335,832,285 1,283,003,567 Accumulated surplus, end of year (Note 14) $ 1,389,334,048 $ 1,411,649,827 $ 1,335,832,285 The accompanying notes are an integral part of these consolidated financial statements. THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Change in Net Financial Assets For the Year Ended December 31, 2018 The accompanying notes are an integral part of these consolidIfto,11floWncial statements. 1-75 2018 Budget 2018 2017 Annual surplus $ 53,501,763 $ 75,817,542 $ 52,828,718 Amortization of tangible capital assets 47,876,073 47,876,073 46,188,121 Acquisition of tangible capital assets (66,649,835) (122,372,910) (95,072,534) Loss (gain) on disposals of tangible capital assets (4,562,126) (4,702,301) 740,630 Proceeds on disposal of tangible capital assets 5,074,936 5,074,936 1,844,578 Acquisition of supplies of inventories - (7,288,113) (6,173,446) Acquisition of prepaid expenses - (994,985) (205,620) Consumption of supplies inventory - 6,708,853 6,232,893 Use of prepaid expenses 891,747 356,863 Change in net financial assets 35,240 1,010,842 6,740,203 Net financial assets, beginning of year 220,7 , 13 220,788,113 214,047,910 Net financial assets, end of year $ 2.. 8,924 $ X21,798,955 $ 220,788,113 The accompanying notes are an integral part of these consolidIfto,11floWncial statements. 1-75 THE CORPORATION OF THE CITY OF KITCHENER Consolidated Statement of Cash Flow For the Year Ended December 31, 2018 Capital Acquisition of tangible capital assets (104,629,106) (94,489,878) Proceeds on disposal of tangible capital assets 5,074,936 1,844,578 Net change in cash from capital activities (99,554,170) (92,645,300) Net change in cash and cash equivalents 19,772,131 (15,969,870) Cash and cash equivalents, beginning of year 22,607,209 38,577,079 Cash and cash equivalents, end of year $ 42,379,340 $ 22,607,209 The accompanying notes are an integral part of these consolidated financial statements. 1-76 2018 2017 Operating Annual surplus $ 75,817,542 $ 52,828,718 Items not involving cash Amortization 47,876,073 46,188,121 Gain on disposal of tangible capital assets (4,702,301) 740,630 Share of net income of Kitchener Power Corp. and its affiliates (10,104,143) (9,347,693) Share of net income of Kitchener Generation Corporation (13,831) (3,407) Change in employee future benefits 3,150,197 3,661,739 Contributions of tangible capital assets (17,743,804) (582,656) Capital Acquisition of tangible capital assets (104,629,106) (94,489,878) Proceeds on disposal of tangible capital assets 5,074,936 1,844,578 Net change in cash from capital activities (99,554,170) (92,645,300) Net change in cash and cash equivalents 19,772,131 (15,969,870) Cash and cash equivalents, beginning of year 22,607,209 38,577,079 Cash and cash equivalents, end of year $ 42,379,340 $ 22,607,209 The accompanying notes are an integral part of these consolidated financial statements. 1-76 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies These consolidated financial statements of The Corporation of the City of Kitchener (the "City") have been prepared by management in accordance with Canadian generally accepted accounting principles for local governments as established by the Public Sector Accounting Board of the Chartered Professional Accountants of Canada. The following is a summary of the significant accounting policies followed in the preparation of these financial statements: a. Basis of consolidation Consolidated entities These consolidated financial statements reflect the aKll��l�111111111, ities, reserves, surpluses/deficits, revenues, and expenditures of those City funds and govenctions or entities which have been determined to comprise a part of the aggregate City operaupon control exercised by the City except for the City's government businesses which areor on the modified equity basis of accounting. The following boards, municipal enterpries have been included in the consolidated financial statements: uillllll � • Building Enterprise lull 111111111, • Golf Enterprise • Parking Enterpris All inter -or anizat.11 jVl and inIlllnl sactions and balances have been eliminated. ii. Government1kisiness en prises Kitchener Generation"or n and Kitchener Power Corp. and its affiliates are not consolidated but are accounted for on Nified equity basis which reflects the City of Kitchener's investment in the enterprises and its share of net income since acquisition. Under the modified equity basis, the enterprises' accounting principles are not adjusted to conform to those of the City, and inter - organizational transactions and balances are not eliminated. Accounting for region and school board transactions The taxation, other revenue, expenditures, assets and liabilities, with respect to the operations of the school boards and the Regional Municipality of Waterloo, are not reflected in these consolidated financial statements. iv. Trust funds Trust funds and their related operations administered by the City are not consolidated, but are reported separately on the "Trust Funds Statement of Continuity and Balance Sheet" (see Note 3). 1-77 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies (continued) b. Basis of accounting Accrual basis of accounting The consolidated financial statements are prepared using the accrual basis of accounting. The accrual basis of accounting recognizes revenues in the period in which the transactions or events occurred that gave rise to the revenues. Expenses are recognized in the period the goods and services are acquired and a liability is incurred or when an external transfer is due. Cash and cash equivalents Cash and cash equivalents include cash on hand and highly 1 90 days or less as at the end of the year. 11111 iii. Trade and other accounts receivable Trade and other accounts receivable are reported iv. Loans receivable Loans receivable are reported net of any allowan as it accrues. When the value of any loan eiv� offset the carrying amount and any adjus period the impairment is recognized. v Inventory for resale Inventory for resale is val vi. Investments Portfolio investment Premiums and dis is recorded as carrying amount i investment income i vii. Deferred revenue investments with original maturity of r doubtful accounts. abtful accounts. Interest income is recorded ntified as impaired, an allowance is set up to JW in materials and services expense in the r net realizable value on an average cost basis. ost, net of accumulated amortization on premiums and discounts. ti on a straight line basis over the term to maturity. Interest income the value of any portfolio investment is identified as impaired, the e estimated realizable amount and any adjustments are included in e impairment is recognized. Government transfers, contributions and other amounts are received from third parties pursuant to legislation, regulation or agreement and may only be used in the conduct of certain programs, in the completion of specific work or for the purchase of tangible capital assets. A requirement of the Public Sector Accounting Board of the Chartered Professional Accountants of Canada is that obligatory reserves be reported as deferred revenue. Obligatory reserves include development charges, recreational lands, building permits and gas tax funding. In addition, certain user charges and fees are collected for which the related services have yet to be performed. These are recorded under the classification Deferred revenue - other. Revenue is recognized in the period when the related expenses are incurred, services performed or the tangible capital assets are acquired. viii. Employee future benefits The contributions to a multi-employer, defined benefit pension plan are expensed when contributions are due. The costs of post-retirement benefits are recognized when the event that obligates the City occurs. Costs include projected future income payments, health care continuation costs and fees paid to independent administrators of these plans, calculated on a present value basis. 1-78 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies (continued) b. Basis of accounting (continued) viii. Employee future benefits (continued) The costs of post-retirement benefits are actuarially determined using the projected benefits method prorated on service and management's best estimate of retirement ages of employees, salary escalation, expected health care costs and plan investment performance. Liabilities are actuarially determined using discount rates that are consistent with the market rates of high quality debt instruments. Any gains or losses from changes in assumptions or experience are amortized over the average remaining service period for active employees. ix Contaminated sites are defined as the result of contami sediment of a chemical, organic, or radioactive material standard. This Standard relates to sites that are not i an unexpected event resulted in contamination. As ec on the statement X. Non-financial assets Non-financial assets are not available services. They have useful lives that e; ordinary course of operations. The ct excess of revenues over expens,, Tangible capital Tangible capital assets to acquisition,c the tangible c o I as.. follows: ulllllll ing introduced into air, soil, water or nism that exceeds an environment 6nd sites in productive use where ,2 there was no liability recorded e liab"lel111, and are held for use in the provision of ur nt year and are not intended for sale in the -fin ial assets during the year, together with the nsolidated change in net financial assets for the year. JTqdffst which includes all amounts that are directly attributable ent or betterment of the asset. The cost less residual value of �d on a straight-line basis over their estimated useful lives as Land ""illllllllllluu° The original cost of land is not amortized Land Improvements 15 to 100 years Buildings & building improvements 15 to 50 years Leasehold improvement Over the useful life of the improvement or the lease term, whichever is shorter Machinery & equipment 3 to 20 years Computer hardware 5 years Computer software 5 to 10 years Linear assets 6 to 100 years Vehicles 5 to 16 years b. Contributions of tangible capital assets Tangible capital assets received as contributions are recorded at their fair value at time of receipt and are recorded as revenue. 1-79 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies (continued) b. Basis of accounting (continued) x. Non-financial assets (continued) c. Leases Leases are classified as capital or operating leases. Leases which transfer substantially all the risks and benefits incidental of ownership are accounted for as capital leases. All other leases are accounted for as operating leases and the related lease payments are recorded as expenses when incurred. d. Inventory of supplies Inventories held for consumption are recorded at the lova{,,, cost and replacement cost. e. Works of art and cultural and historic assets lluIF ''011lllllllllllllllllllllllll Works of art and cultural and historic asset llre not recor4� as assets in these financial statements. xi. Revenue recognition Revenues are recognized in the period in a trllllllllllllll VIII ons or events occurred that ave rise to the 9 p 9 revenues. All revenues are recorded o a I s, except when the accruals cannot be determined with a reasonable degree of ce ty'll eir estimation is impracticable. Government transfers are rec s re ues when the transfer is authorized and any eligibility criteria are met, except to t xtent t tran r stipulations give rise to an obligation that meets the definition of a liability. Tran are eferred revenue when transfer stipulations give rise to a liability. Transfer revenue i ize i a statement of operations as the stipulation liabilities are settled. Government tra s, contn ons nd other amounts are received from third parties pursuant to legislation, regul or agree nt and may only be used in the conduct of certain programs, in the completion of spec ork, or purchase of tangible capital asset. In addition, certain user charges and fees are collecte w the related services have yet to be performed. Revenue is recognized in the period when the d expenses are incurred, services performed, or the tangible assets are acquired. Tax revenue is recognized when it is authorized and in the period for which the tax is levied. Tax revenue reported relates to property taxes. xii. Use of estimates Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. Actual results could differ from these estimates. THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 2. Operations of school boards and the Regional Municipality of Waterloo Further to Note 1 a) iii, the taxation, other revenues and requisitions for the school boards and the Regional Municipality of Waterloo are comprised of the following: School Region Total Boards Taxation and user charges $ 91,325,862 $ 256,537,098 $ 347,862,960 Share of payments in lieu of taxes 579 2,726,057 2,726,636 Share of linear properties 61,869 125,571 187,440 Amounts requisitioned $ 91,3 10 $ 259,388,726 $ 350,777,036 3. Trust funds Trust funds administered by the City have not beene in the olidated Statement of Financial Position, nor have their operations been included in theated Statem of Operations. The trust funds under administration are comprised of cemetery p and prepaid interment funds totalling $15,428,514 2017 - $14,707,650). 4. Loans receivable Loans receivable are made u of the following: p,mulllllll JP It 2018 2017 Major capital improvement loans re" Cb $ 6,861,345 $ 7,502,617 Loans receivable with forgive 26,229 42,392 Minor ca ital im roveme o roaaceivable 494,160 618,361 $ 7,381,734 $ 8,163,370 Major capital improvemeVsa ividual loans in excess of $500,000 when issued with no forgiveness provision built into the los have repayment terms ranging from 10 to 12 years (2017 - 10 to 12 years). All major capitalans are unsecured and bear interest at rates ranging from 1.53% to 2.40% (2017 - 1.53% to 1.9596). Forgivable loans are those initially offered with forgiveness provisions built into the agreement. All loans in this category are unsecured and have repayment terms of 5 years (2017 - 5 years). The forgiveness provisions range from 15% to 50% (2017 - 15% to 5096). The balances recorded are net of the allowance for forgiveness. Interest rates on these loans range from 0% to 8% (2017 - 0% to 896). Minor capital improvement and other loans receivable comprise any loan receivable not fitting into the first two categories. There is a variety of terms related to these loans with payment terms ranging from 6 months to 25 years (2017 - 6 months to 25 years). The majority of these loans are secured by the asset the loan was granted to finance, but others are unsecured. The interest rates on these loans range from 0.0% to 12.9% (2017 - 0.0% to 12.996). 1-81 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 5. Investments Investments are made up of the following: 2018 Cost 2018 2017 2017 Market Cost Market Value Value Guaranteed investment certificates $ 169,934,570 $ 171,856,314 $ 155,309,123 $ 157,281,753 Bonds and debentures 12,280,759 12,074,485 8,673,023 8,654,050 Common stock 284,310 413,328 332,758 514,227 $ 182,499,639 $ 184,3 27 $ 164,314,904 $ 166,450,030 6. Investment in Kitchener Power Corp. and its Affiliates Under the provincial government's Electricity Competition(Bill 35) chener Power Corp., a holding company, along with its wholly owned subsidiaries, includ' II itchener-film ydro Inc., was incorporated on July 1, 2000. l Vllu„ On August 1, 2000, under by-laws passed by the City and t wnship of Wilmot, the net assets of the former Hydro -Electric Commission of Kitchener -Wilmot transfe to the new corporation. The City took back a 92.25% share in the common shares of Kitchen rp. lllua 92.25% share in long-term notes payable by the affiliates for the assets transferred. Certain rpl y assets and cash funds were excluded from the transfer and turned over to the City ae To The investment is comprised of the f III Ing: 2018 2017 Kitchener Power Corp. c on 61,244,208 61,244,208 Kitchener -Wilmot Hydr c. long-te ote eceivable 70,997,576 70,997,576 Share of net income an r period j ustments due to changes in accounting policies since uisiti et of dividends 81,306,230 74,957,400 $ 213,548,014 $ 207,199,184 The Kitchener -Wilmot Hydro Inc. notes are unsecured and bear interest at the rate of 4.88% (2017 - 4.8896). There are no repayment terms and there is no intent to redeem the notes or the shares. 1-82 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 6. Investment in Kitchener Power Corp. and its Affiliates (continued) The following table provides condensed financial information with respect to Kitchener Power Corp.: 2018 2017 Current assets $ 65,862,000 $ 72,120,000 Non-current assets 247,059,000 235,287,000 Regulatory assets 7,366,000 10,073,000 Total assets 320,287,000 317,480,000 Current liabilities 33,259,000 Vu 36,890,000 Long-term debt 77,569,000 78,745,000 Regulatory liabilities 8,237,000 11,021,000 Other liabilities 46,372,000 42,856,000 Total liabilities 165,437,000 169,512,000 Net assets mulllllll muuu,,154,850,000 147,968,000 Results of operations Revenues Expenses Net income City's share of net income - 92.25% 7. Investment in Kitchener Under the provincial g incorporated on Decemb( Effective January 1, 20% City tr Operations Facility to ner Gen interest bearing debt. um. m The investment in Kitchener 244,310,000 251,356,000 (233,357,000) (241,223,000 10,953,000 10,133,000 $ 10,104,143 $ 9,347,693 iness Corporation Act, Kitchener Generation Corporation was rr6d the solar roof asset constructed on the surface of the Kitchener on Corporation in exchange for 100% of its common shares and n Corporation is comprised of the following: 2018 2017 Kitchener Generation Corporation common shares $ 288,514 $ 313,271 Kitchener Generation Corporation long-term notes receivable 2,596,632 2,819,442 Share of net income since acquisition, net of dividends (99,643) (113,475) $ 2,785,503 $ 3,019,238 The notes receivable are unsecured and bear interest at the rate of 5.01%. To the extent that Kitchener Generation Corporation has positive annual cash flows after any dividend payment, the cash will be returned to the City as repayment of the outstanding debt and return of capital. The proportion to which they contribute is 90% debt, 10% equity. 1-83 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 7. Investment in Kitchener Generation Corporation (continued) The following table provides condensed financial information with respect to Kitchener Generation Corporation: 2018 2017 Current assets $ 7,029 $ 13,354 Capital assets 2,787,020 3,019,272 Total assets 2,794,049 3,032,626 Current liabilities 8,547 13,387 Long-term debt 2,596,631 2,819,442 Total liabilities 2,605,178 2,832,829 Net assets mullll 188,871 199,797 Results of operations Revenues enses uuu°"" Vu 01iIIIIII Vu 391,313 390,542 (377,482) (387,135 Net income 13,831 3,407 City's share of net income - 100% mulllllllllllluuuu um. $ 13,831 $ 3,407 8. Insurance pool Liabilities include an amount of $9,1 201 $6,347,875) which represents funds belonging to the Waterloo Region Municipalities Ins ce Po (the " I") and administered by the City on behalf of the Pool's members. The members entere agr 98 to purchase property damage and public liability insurance on a group basis andIIIIIIIIIIIIsha inel °Pof risk. The members pay ane to d annual levy to fund insurance, prefund expected losses and contribute to a surplusool h ur ed insurance to fund losses above a predetermined deductible and any losses above ermine tal in any year. The City's share of Pool Ie ' 'se24% (2017 - 26.11%) and its share of the Pool surplus as at May 31, 2018 was $1,597,878 (2017 - $1,The City's share of the Pool surplus has not been included in the Consolidated Statement of Finasition. 9. Deferred revenue - obligatory reserve funds Obligatory deferred revenue is comprised of the following: 2018 2017 Development charges $ 15,860,990 $ 18,017,536 Federal gas tax 4,796,771 4,793,167 Building 7,705,113 8,108,258 Recreational land 6,579,273 7,125,900 $ 34,942,147 $ 38,044,861 1 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 9. Deferred revenue - obligatory reserve funds (continued) The continuity of obligatory deferred revenue is as follows: Development Federal gas Recreational charges tax Building land Total Balance, January 1, 2018 $ 18,017,536 $ 4,793,167 $ 8,108,258 $ 7,125,900 $ 38,044,861 Collections 8,137,148 6,980,232 - 943,160 16,060,540 Interest earned - 34,429 171,255 8,049 213,733 Contributions used (10,293,694) (7,011,057) 574,400 (1,497,836) (19,376,987) Balance. December 31. 2018 15.860.990 4.796.771 7,,M. 113 6.579.273 34.942.147 Balance, January 1, 2017 Collections Interest earned Contributions used Balance. December 31. 2017 10. Municipal debt 16,552,083 8,627,280 14,957 (7,176, 784 $ 18,017,536 The City has assumed responsibility for mer issued by other municipalities. At t end the $71,178,897 (2017 - $77,889,047), The annual principal repayments are�pu�lll III 5,749,00 """""' 8,7N58 $ 11,272,884 7,362,697 38,400,547 6,780 9,544,187 2022 1,260,706 16,673,891 96 jj Vm 1, 26,612 184,801 7,7 4 759,536 (1,524,115) (17,214,378 4,793'jgL $ 8,108,258 $ 7,125,900 $ 38,044,861 5rincipal and interest charges on certain long-term debt r, the outstanding principal amount of this liability is 2019 $ 11,272,884 2020 10,437,731 2021 9,544,187 2022 11,640,113 2023 6,389,518 2024 and thereafter 21,894,464 $ 71,178,897 The annual principal and interest payments required to service the long-term debt are within the annual debt repayment limit prescribed by the Ontario Ministry of Municipal Affairs and Housing. The long-term liabilities carry interest rates ranging from 1.30% to 5.30% (2017 - 1.25% to 5.2096). Interest charges for 2018 relating to municipal debt totalled $2,880,804 (2017 - $3,179,481). 1 -13.5 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 11. Pension plan The City makes contributions to the Ontario Municipal Employees Retirement System (OMERS), which is a multi-employer plan, on behalf of its staff. The plan is a defined benefit plan which specifies the amount of the retirement benefit to be received by the employees based on the length of service and rates of pay. Employee contributions are matched by the City. Contributions were required on account of current service in 2018 amounting to $11,018,087 (2017 - $10,390,276). The latest available report for the OMERS plan was as at December 31, 2018. At that time the plan reported a $4.2 billion actuarial deficit, based on actuarial liabilities of $100.1 billion and actuarial assets of $95.9 billion. Ongoing adequacy of the current contribution rates will need to be monitored and may lead to increased future funding requirements. As at December 31, 2018, the City has no obligation under the past service provisions of the OMERS agreement. mulllllllll 12. Employee future benefits The estimated liability for employee future benefits is compri II 'of the foll 2018 2017 Sick leave benefitIan 19,611,287 18,786,169 p ill Post-retirement benefits 19,862,168 17,942,289 Future payments to WSIB V 9,576,900 9171700 $ 49,050,355 $ 45,900,158 a. Sick leave benefitp Ian Under the sick leave benefit plan, us VIII can accumulate and certain employees may become entitled to cash payments when they the City's employment. The amount of benefits paid during the year were $1,706,193 (2017 - $ A reserve fund to provi or liab is i fuded in accumulated surplus, in the amount of $4,553,015 (2017 - $5,019,68' ) . Anticipated undiscounted pa nts mployees who are eligible to retire are: 2019 $ 2,716,665 2020 1,210,044 2021 1,315,395 2022 1,035,438 2023 1,506,138 2024 and thereafter 8,193,332 $ 15,977,012 The actuarial valuation of the future liability for sick leave assumes a discount rate of 3.75% (2017 - 3.25%). The last actuarial valuation for this liability was completed at December 31, 2017. 1 : • THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 12. Employee future benefits (continued) a. Sick leave benefit plan (continued) The actuarial expense for the current year was $2,531,311 (2017 - $2,709,894) and is comprised of the following items: 2018 2017 Current period benefit cost $ 1,142,066 $ 1,129,334 Amortization of actuarial losses 692,607 795,085 Sick leave benefit expense 1,834,673 1,924,419 Sick leave benefit interest expense 696,638 785,475 Total expenses related to sick leave benefits2 2,709,894 II $ 531311 $ As at December 31, 2018, the unamortized actuarial loss were $8 �l 1 (2017 - $2,359,866) and are amortized over 11 to 13 years (2017 - 10 to 13 years). IIIIIIIIIIIIIIIIIIIIIIIIIIIIIV b. Post-retirement benefits The Cit pays certain health dental and life ins eneft behalf of its retired employees u to theae Yp Y �p 9 of 65 if they have at least ten years of service wi h The ount of benefits paid during the year were $1,208,919 (2017 - $1,116,951). The City holds no reserve to meet this The actuarial valuation of the fut4 liabili os t tirement benefits assumes a discount rate of 3.75% (2017 - 3.25%) and inflation rates ms of 4.0% to 6.5% (2017 - 4.0% to 6.596). The last actuarial valuation for this Iia as III leted at December 31, 2017. The actuarial expense a ye as 28,798 (2017 - $2,672,153) and is comprised of the following items: VIII 2018 2017 Current period benefit cost $ 1,068,215 $ 1,121,128 Amortization of actuarial losses 730,648 739,764 Amortization plan improvements 606,552 - Post-retirement benefit expense 2,405,415 1,860,892 Post-retirement benefit interest expense 723,383 811,261 Total expenses related to post-retirement benefits $ 3,128,798 $ 2,672,153 As at December 31, 2018, the unamortized actuarial losses were $1,885,690 (2017 - $3,851,874) and are amortized over 11 to 13 years (2017 - 11 to 13 years). 1-87 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 12. Employee future benefits (continued) c. WSIB The Workplace Safety and Insurance Board (WSIB) administers injured worker benefits payments on behalf of the City as a Schedule 2 employer. The amount of benefits paid during the year were $1,391,200 (2017 - $785, 400). A reserve fund to provide for this liability is included in accumulated surplus, in the amount of $2,499,377 (2017 - $2,226,495). The actuarial valuation of the future liability for WSIB assumes a discount rate of 3.75% (2017 - 3.2596). The last actuarial valuation for this liability was completed at December 31, 2041116. The actuarial expense for the current year was $1,796,400 (2011 VIII$"1,820,200) and is comprised of the following items: ullllll uulll. 2018 2017 Current period benefit cost lull ull $ 1,137,300 $ 1,229,800 Amortization of actuarial losses 300,800 203,600 WSIB benefit expense 1,438,100 1,433,400 WSIB benefit interest expense IMI 358,300 311,200 Plan amendments ullllll °°°°""� - 75,600 Total expenses related to WSIB benefi As at December 31, 2018, the amortized over 11 years (2017 - 13. Tangible capital assets The continuity schedul1q, tangible cc' Assets under constructioving a Amortization of these assets „.com 1,796,400 $ 1 losses were $769,500 (2017 - $1,410,300) and are is presented in schedule A. ae of $45,131,973 (2017 - $45,194,743) have not been amortized. ce when the assets are put into service. Contributed tangible capital ass'1ft of $17,743,804 (2017 - $582,656) have been recognized at fair market value at the date of contribution. The contributed assets include land right of way as well as developer created linear assets such as water, sanitary, storm, and road assets. The write-down of tangible capital assets during the year was $nil (2017 - $nil). The amount of interest capitalized was $nil (2017 - $nil). 1 . . THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 14. Accumulated surplus The accumulated surplus consists of individual fund surpluses/(deficits) and reserve funds as follows: 15. Contingent liabilities Legal actions have been undertaken against the City relating to a number of contract disputes and other matters. The outcome of these actions is not presently determinable. It is management's opinion that the City's insurance will adequately cover any potential liability arising from these contract disputes and other matters. Should any liability be determined and not covered by insurance it will be recognized in the period when it is determined. 1 2018 2017 Surplus: Invested in tangible capital assets $1,185,483,730 $1,111,359,528 Other (10,954,437) (554,533) Equity in Kitchener Power Corp. and its affiliates 213,548,014 207,199,184 Equity in Kitchener Generation Corporation uo 2,785,503 3,019,238 Employee future benefits unfunded 49,050,355 (45,900,158) Total surplus lull 1,341,812,455 1,275,123,259 Reserve funds set aside for specific purposes by Couor: Vu Capital lull uo 23,053,610 24,845,538 Stabilization 23,148,449 15,563,634 Program specific 13,183,830 10,348,180 Corporate 8,364,409 8249804 IL 67,750,298 59,007,156 Reserve funds set aside for specific es b nsolidated entities: Kitchener Public Library lull III t 381,387 381,354 Kitchener Downtown Business Impr Area 50,000 50,000 The Centre in the Square I 1,655,687 1,270,516 2,087,074 1,701,870 Total reserve funds31 69,837,372 60,709,026 Accumulated surplus um.r „ui $1,411,649,827 $1,335,832,285 15. Contingent liabilities Legal actions have been undertaken against the City relating to a number of contract disputes and other matters. The outcome of these actions is not presently determinable. It is management's opinion that the City's insurance will adequately cover any potential liability arising from these contract disputes and other matters. Should any liability be determined and not covered by insurance it will be recognized in the period when it is determined. 1 THE CORPORATION OF THE CITY OF KITCHENER Notes to the Consolidated Financial Statements For the Year Ended December 31, 2018 16. Segmented information The City of Kitchener is a diversified municipal government institution that provides a wide range of services to its citizens, including fire, roads, water, sewer, storm sewer, gasworks, libraries, and community services. Segmented information has been presented in Schedule B by major functional classification of activities provided, consistent with the Consolidated Statement of Operations and provincially legislated requirements. For each reported segment, revenues and expenses represent both amounts that are directly attributable to the segment and amounts that are allocated on a reasonable basis. The accounting policies used in these segments are consistent with those followed in the preparation of the consolidated financial statements as disclosed in Note 1. 17. Budget figures The budget figures reflected in these consolidated statemenwts,7those''1111 roved by Council at a meeting onBudget figures have been translated to reflect Public Sectorunting Bo lum§tandards. 18. Comparative figures Certain of the prior year's comparative figures presentation. A significant reclassification in the treatment of water and wastewater by the Regio under the caption Water, sewer and storm water. services expenses. 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U R Q R () O > o Y Y E y o 0� o wo y 2° y `m °° E E m O y s o a cl r E° R O O w o o c R s y R An a y R w a w o o y 00 y° o R O c R co 0) N N .. s .5 d OI a o � o C E w. .� .m fu 7 y WW y Q 5 0 O O > C y > x O y E ,O - O tZ R .N C N N R > X O C > C L R d R N 0) O N R 0) R R R (j N R y > 0) 0) L L O O O- R R O X E O O � d H c7 a 0 fn fn U F O U) J w J F KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 To the Mayor and Members Corporation of the City of Kitch Inhabitantt and Ratepayers of The ;ments of The Trust Funds of the Corporation which comprise: as at December 31, 2018 nuity for the year then ended r othe financial statements, including a summary of ccounting policies referred to as the "financial statements"). In our opinion, the accompanying financial statements present fairly, in all material respects, the balance sheet of the Entity as at December 31, 2018, and the statement of continuity for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in Page 2 the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Responsibilities of Managee Governance for the Financialme Management is responsible fo financial statements in accor standards and for such internal to enable the preparat� of fi misstatement, whether preparation Those Charged with fair presentation of the r Canadian public sector accounting management determines is necessary atements that are free from material In preparing the f ancial ents, anagement is responsible for assessing the Entity's cont a as a going concern, disclosing as applicable, matters re d to g g con and using the going concern basis of accounting unless mi e ends to liquidate the Entity or to cease operations, or ha a rea alternative but to do so. Audi . Statements Aj�, governance are responsible for overseeing the Entity's process. Responsibilities the Audit of the Financial Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the financial statements. 1-95 I ARM T. A& '11 Page 3 As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material higher than for one resulting from forgery, intentional omissions, misrqo control. uillllllllu^ Obtain an understanding design audit procedures that the purpose of ex ing internal control. �atement resulting from fraud is as fraud may involve collusion, Wons, or the override of internal trol relevant to the audit in order to 'iate in the circumstances, but not for on the effectiveness of the Entity's of accounting policies used and the estimates and related disclosures made by Doauditors' e appropriateness of management's use of the going concern cong and, based on the audit evidence obtained, whether a certainty exists related to events or conditions that may cast oubt on the Entitys ability to continue as a going concern. If we ata material uncertainty exists, we are required to draw attention report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. Ila 'I.-M Page 4 • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation. • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. Chartered Professional Accountants, Liqgpedftlolic Accountants Waterloo, Canada 1-97 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Balance Sheet As at December 31, 2018 2018 2017 Assets Accounts receivable $ 79,857 $ 111,721 Interest 121,722 71,338 Investments (Note 2) Short-term 88,467 430,809 Long-term 15,138,468 14,093,782 15,428,514 14,707,650 Fund Balance The accompanying notes are an integral part of these financial $15,428,514 $14,707 1 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Statement of Continuity For the Year Ended December 31, 2018 2018 2017 Receipts Perpetual care $ 426,960 $ 397,885 Interest earned 467,961 441,122 Other 133,692 129,008 1,028,613 968,015 Expenditures Transfer to cemeteries operations 307,749 289,915 Net cha Balance Balance in fund Beginning of end of vear The accompanying notes are an integral part of these finan 307,749 289,915 720,864 678,100 14,707,650 14,029,550 um,,,15,428,514 $ 14,707,650 CORPORATION OF THE CITY OF KITCHENER TRUST FUNDS Notes to the Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies The Financial Statements have been prepared in accordance with Canadian generally accepted accounting principles for local government as recommended by the Public Sector Accounting Board of the Chartered Professional Accountants of Canada. The significant accounting policies are summarized below. a. Basis of Accounting Sources of financing and expenditures are reported on the accrual basis of accounting. The accrual basis of accounting recognizes receipts as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or ervices and the creation of a legal obligation to pay. mullllll 2. Investments 10 11111111,""'iillllll The long-term investments of $15,138,468 (2017 - $14,093 � reported o� Balance Sheet at cost, have a market value of $15,626,209 (2017 - $14,486,160). V 3. Statement of Cash Flow Z,'M11111 A se arate statement of cash flow is not reseow from o eratin investin and financinactivities are readily apparent from the other finan ` I11 1-100 I Z LL ♦F— v / F— w W Z W 2 U F— LL0 F— LU w LLGo >%-0 N LL 0 >+ M Z 0�'� 00 Q U o W cc O A L U cn L° N C. al V al t 0 al L R W N al al C i N R � U LL 7 G1 Q L a m M R N R � m E V 0 CD M N h 00 O M S h M 141 l 11 M M— 00 M 00 CD M M �D W N h h W h CD M CD M O h m le CD N m O N M W N M — — CD le N "t M M M1 M vl> O le le N N M M N— le N N � n m N M le N � le M le - W I --le h r r M O r r O O O O O ' O M M M M I- ll� M 00 r n n r r � of W) C14 Go ,It 00 cD 4 o r M r M NNle co M r N T r O h r 69 111111111� 40 CD N 00 M 00 O M S h M M M 00 M M 00 CD M M w M 00 O cD W h cD M cD M O WD v CD M Cl) M W O— N— W h M O- N � r N Cl) O n W) Cl) ")I;! 69 NU) E �, �, E �, r ca)) W v a)UU rnU 'mU ° o is o CL o n N �` E a) 2 ul a� aJ T I, ._ o a� a� a� a c C7 Q rn C0 a m N p O p 70N a 3:m` in U L L w o Li ui d 1-101 KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 To the Members of therove nt Area ,� VIII III Opinion luu^ of Management the statent of changes in net financial assets for the year then • antes to the financial statements, including a summary of significant accounting policies (Hereinafter referred to as the "financial statements"). In our opinion, the accompanying financial statements present fairly, in all material respects, the financial position of the Entity as at December 31, 2018, and its results of operations, and its changes in net financial assets for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in 1-102 Page 2 the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Responsibilities of Manageme nd Those Charged with Governance for the Financial a is Management is responsible for financial statements in accor standards and for such internal c to enable the preparat� of fir misstatement, whether preparation " fair presentation of the � Canadian public sector accounting management determines is necessary itements that are free from material In preparing the f ancial ents, anagement is responsible for assessing the Entity's cont a as a going concern, disclosing as applicable, matters re d to g g con and using the going concern basis of accounting unless mi e ends to liquidate the Entity or to cease operations, or has, rea alternative but to do so. Audi . Statements governance are responsible for overseeing the Entity's process. Responsibilities for the Audit of the Financial Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the financial statements. 1-103 I ARM T. A& '11 Page 3 As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. • The risk of not detecting a material m' tement resulting from fraud is higher than for one resulting from fraud may involve collusion, forgery, intentional omissions, misr PeNse..IIIIIIIIIIIIIIII s, or the override of internal control. Illllllllllllllllllllllllllllu„ III • Obtain an understanding tern ntrol relevant to the audit in order to design audit procedures that ropriate in the circumstances, but not for the purpose of ex ing an on on the effectiveness of the Entity's internal control. IIV • Evaluatepro ness of accounting policies used and the „ reasonness f acc ting estimates and related disclosures made by • VIIID e appropriateness of management's use of the going concern co fling and, based on the audit evidence obtained, whether a certainty exists related to events or conditions that may cast oubt on the Entity's ability to continue as a going concern. If we ata material uncertaint exists we are re uired to draw attention y ars' report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. 1-104 Ila 'I.-M Page 4 • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation. • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. Chartered Professional Accountants, Liqgpedftlolic Accountants Waterloo, Canada 1-105 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Financial Position As at December 31, 2018 Non-financial assets Tangible capital assets Prepaid expenses Net assets Accumulated Surplus Accumulated net revenue Invested in tangible capital assets Total accumulated surplus The accompanying notes are an integra e finaftal statements. 1,568 775 2,343 42,282 40,714 1,568 42,282 2,195 703 2,898 41.505 39,310 2,195 41,505 1-106 2018 2017 Financial assets Cash $ 46,069 $ 44,930 Accounts receivable - 775 46,069 45,705 Financial liabilities Accounts payable and accrued liabilities 6,130 7,098 Net financial assets 39,939 38,607 Non-financial assets Tangible capital assets Prepaid expenses Net assets Accumulated Surplus Accumulated net revenue Invested in tangible capital assets Total accumulated surplus The accompanying notes are an integra e finaftal statements. 1,568 775 2,343 42,282 40,714 1,568 42,282 2,195 703 2,898 41.505 39,310 2,195 41,505 1-106 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Revenue and Expenses and Accumulated Surplus For the Year Ended December 31, 2018 2018 2017 Revenue Assessments $ 40,394 $ 40,235 Other revenue 4,068 2,732 44.462 42.967 Expenses Streetscaping Audit Summer maintenance Insurance Winter maintenance Advertising Miscellaneous Amortization Net surplus for year Accumulated surplus, beginning of Accumulated surplus, end of vei The accompanying notes are an integ statements. 9,773 1,808 6,092 1,592 15,910 3,823 4,060 627 3,231 1,808 7,282 1,471 15,930 2,691 4,925 628 43,685 37,966 777 5,001 41,505 36,504 $ 42,282 $ 41,505 1-107 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Change in Net Financial Assets For the Year Ended December 31, 2018 2018 2017 Net surplus for year $ 777 $ 5,001 Amortization of tangible capital assets 627 628 Acquisition of prepaid expenses (72) (39) Change in net financial assets 1,332 5,590 Net financial assets, beginning of year 38,607 33,017 Net financial assets, end of year $ 39,939 $ 38,607 The accompanying notes a 1-108 BELMONT IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements For the Year Ended December 31, 2018 1. Summary of significant accounting policies The financial statements of the Belmont Improvement Area Board of Management are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments as recommended by the Public Sector Accounting Board of the Canadian Institute of Chartered Accountants. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. The following is a summary of the significant accounting policies followed in the preparation of these financial statements: a) Tangible capital assets u^ Tangible capital assets are recorded at cost which includes mounts that are directly attributable to acquisition, construction, development or betterment oft es The cost less residual value of the tangible capital assets is amortized on a straight-line bap, ver th timated useful lives as follows: Assets JJ ortiz n Period Equipment 5 Annual amortization is charged in the construction are not amortized until the Tangible capital assets received are recorded as revenue. 111111111l b) Accrual basis of accou Revenue and expen recognizes revenue incurred and me to pay. u 2. Tangible Capital Assets in the year of disposal. Assets under uctive use. re recorded at their fair value at time of receipt and on the accrual basis of accounting. The accrual basis of accounting 9vailable and measurable; expenses are recognized as they are ureceipt of goods or services and the creation of a legal obligation Accumulated Net Book Cost Amortization Value Opening balance $ 9,237 $ (7,042) $ 2,195 Additions - - - Amortization expense - (627) (627) Disposals - - - Ending balance $ 9,237 $ (7,669) $ 1,568 3. Statement of cash flow A separate statement of cash flow is not presented, since cash flow from operating, investing and financing activities are readily apparent from the other financial statements. 1-109 KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 INDEPENDENT PDITORS'REPORT Opinion III We have audited the financial state20hcorpprise: °1IIIIIIIKitchelllllll llllllllwntown Improvement Area Board of Management (the "Entity"), Illi Ju • the statement of financial positiod''IftgPInd of December 31, 2018 then ended x en' nd accumulated surplus for the year • p IVi� .. • the statementges RWt financial assets for the year then ended • the staterftt of c, §,,,f he year then ended H financial statements, including a summary of significant to as the "financial statements"). In our o"e accompanying financial statements present fairly, in all material respectsWthancial position of the Entity as at end of December 31, 2018, and its results of operations, its changes in net financial assets and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. 1-110 Page 2 Responsibilities of Management and Those Charged with Governance for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with Canadian public sector accounting standards and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. mulllllllllu In preparing the financial statements, man Entity's ability to continue as agoing c related to going concern and using t management either intends to liqui the realistic alternative but to do so. um. Those charged with reporting process. Auditors' Our objecti\ statements error, and to is responsible for assessing the losing as applicable, matters as is of accounting unless to ase operations, or has no ible for overseeing the Entity's financial the Financial Statements Isonable assurance about whether the financial m material misstatement, whether due to fraud or port that includes our opinion. $ a high level of assurance, but is not a guarantee that an accordance with Canadian generally accepted auditing standards material misstatement when it exists. Misstate " can arise from fraud or error and are considered material if, individually r in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the financial statements. As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Page 3 • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Entity's internal control. Evaluate the reasonableness management. audit. appropriateness of accounting policies used and the of accounting estimates and related disclosures made by N use of the going concern nce obtained, whether a onditions that may cast s a going concern. If we we are required to draw attention in ares in the financial statements or, if ify our opinion. Our conclusions are to the date of our auditors' report. cause the Entity to cease to continue res tation, structure and content of the financial isclosures, and whether the financial statements ng transactions and events in a manner that achieves fair with those charged with governance regarding, among other anned scope and timing of the audit and significant audit findings, significant deficiencies in internal control that we identify during our Chartered Professional Accountants, Licensed Public Accountants Waterloo, Canada April, 2019 1-112 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Financial Position Year ended December 31, 2018, with comparative information for 2017 2018 2017 Financial Assets Cash $ 251,964 $ 106,473 Term deposits (note 2) 112,886 112,135 Accounts receivable 30,222 34,990 Prepaid expenses 6,399 6,926 112,350 401,471 260,524 Financial Liabilities Accounts payable and accrued charges122,203 IIIIIIIIIIIIIIIIIIIIII" 11111 Due to the City of Kitchener (note 4) mullllui^ llll.34 361 34,361 6,564 112,350 Net financial assets 244,907 148,174 Non -Financial Assets llluu Tangible capital assets (note 5) 44,454 57,833 Net assets 289,361 206,007 IIIIIIIIII IIIIIIIIII Accumulated Illlllllllllllllllllllllllluu� Reserve for rate st°11lll ation $ 50,000 $ 50,000 Accumulated net reve 194,907 98,174 Invested in tangible capi IIIIIIIIII 44,454 57,833 Total accumulated surplus $ 289,361 $ 206,007 See accompanying notes to financial statements. On behalf of the Board: Director Director 1-113 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Revenue and Expenses and Accumulated Surplus Year ended December 31, 2018, with comparative information for 2017 See accompanying statements. Budget 2018 Actual 2018 Actual 2017 Revenue: Assessments $ 1,279,000 $ 1,279,000 $ 1,082,021 Interest - 755 396 Other income 100,000 246 34,455 1,379,000 1,280,001 1,116,872 Expenses: Promotions and advertising 434,000 Vu^ 326,578 281,458 Salaries, wages and benefits 373,502 364,350 430,987 Administration 108,698 100,532 138,060 Meetings and seminars 21,30 17,390 5,074 Safety and beautification 160 166,642 142,224 Member relations 1 0 14,878 4,890 Amortization 000 Vi17,572 19,719 Downtown Improvement Project 0,00 54,544 - Queen Street Project 100,000 - 1,33 1,162,486 1,022,412 Net revenue before other items 0 117,515 94,460 Net assessment write-offs (note 4 IIIIIIIIIIIII 45,000 34,361 34,361 Net revenue 0 83,154 60,099 Accumulated surplus, b it 206,007 206,007 145,908 Accumulated surp�,Wfflend of ye $ 206,007 $ 289,161 $ 206,007 See accompanying statements. KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Changes in Net Financial Assets Year ended December 31, 2018, with comparative information for 2017 See accompanying notes to financial statements. 1-115 2018 2017 Net revenue $ 83,154 $ 60,099 Acquisition of tangible capital assets (3,993) - Amortization of tangible capital assets 17,572 19,719 Change in net financial assets 96,733 79,818 Net financial assets, beginning of year 148,174 68,356 Net financial assets end of year 244,907 $148,174 See accompanying notes to financial statements. 1-115 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Statement of Cash Flows Year ended December 31, 2018, with comparative information for 2017 Cash provided by (used in): Operating activities: Net revenue Item not involving cash: Amortization Changes in non-cash assets and liabilities: Accounts receivable Prepaid expenses Accounts payable and accrued liabilities Due to/from City of Kitchener Cash from operating activities Investing activities: Acquisition of tangible capital assets Redemption (purchase) of investments Cash used in investing activities t Increase in cash Cash, beginning of year ,e See accompanyi nts. 2018 2017 $ 83,154 $ 60,099 17,572 19,719 4,768 (11,925) 527 (59) 44,214 (33,044) - (12,199) um„„150,235 22,591 (3,993) (751) (4,744) (541) (541) 145,491 22,050 106,473 84,423 1-116 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements Year ended December 31, 2018 1. Summary of significant accounting policies: Kitchener Downtown Improvement Area Board of Management (the "Board") is established for the main purpose of revitalizing the Central Business District of the City of Kitchener. It is designated as a Business Improvement Area (BIA) through the Ontario Municipal Act and a City of Kitchener by-law enacted in 1977. The financial statements of the Board are the representation f management and have been prepared in accordance with Canadian generally accep accounting principles for local governments, as recommended by the Public Sector Ac Board (PSAB) of the Canadian Professional Accountants. Since precise determip, n ,any assets and liabilities is dependent upon future eventE involves the use of estimates judgment. (a) Tangible capital assets: Tangible capital assets attributable to acquisition, less residual value, of amortized on a straiahA d, are Annual amortization is charged in the year of acquisition and in the year of disposal. Assets under construction are not amortized until the asset is available for productive use. Tangible capital assets received as contributions are recorded at their fair value at the date of receipt and also are recorded as revenue. (b) Accrual basis of accounting: The accrual basis of accounting recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. 1-117 KITCHENER DOWNTOWN IMPROVEMENT AREA BOARD OF MANAGEMENT Notes to Financial Statements, page 2 Year ended December 31, 2018 1. Summary of significant accounting policies (continued): (c) Revenue recognition: Revenues are recognized as follows: The Board Assessment revenue is recorded on an annual basis using the proportionate share of the total number of businesses for the year and an annu icy established rate per business. Revenue is recognized when assessed. Other revenues are recorded upon sale of goods 90ro n of service when collection is reasonably assured. 2. Term deposits: III The term deposits consist of the following: ""iillllll ui° Principal ritY um„ Rate 4. City of Kitchener: The Board receives assessment income from the City of Kitchener for its operations. During the year, assessment write-offs were incurred for $34,361 (2017 - $34,361). The 2017 amount was paid to the City of Kitchener in 2018. 1-118 Z 0'a W Z 's O U OD O Q N N E � M (0 N W U) Z WU N (a 0 V ^l W N `- �Z r d N N f� f� Q m AV W B LC r z "C T O 00T o c� N LO N > O co L L V: Y _2- m N I' O O Ln 0- N O E 6q m E co 6q 4- L "a c 0 m ('7 w 00 M N (0 '9 -0 >, M N 00 N O ah NT O O O N .— E L M N =7 LO M N N O O O U E 6q 6q 6q Q m L I C O O NT 00 r• ' LO NT N r• r• O r• N_ co r• (O r Q- m O .LnL E 6q N 6q N C M O .O O N M N D 6q 6q L (D Z C N = r. (.0 00 (O r. co co T (D — 0') 00 O N M N m Li O O 6q IT — 6q 0�0 O � � O co (O co O 6q N O m (A r•C O N wo NNM _2- m m O > Ln 0- N O E m E co O U LL —i w 6q L I I I I Q- m .LnL N M M O O O M M Q 6q 6q C' U LO LO m C m LO r• N CO IT — N E(6 N (D M �I �I Om 6q 6q (A C N N E L _2- m m O > Y C 0 Q E m E m O U LL —i w KPMG LLP 115 King Street South 2nd floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 INDEPENDENT AUDITORS' REPORT To the members of Kitchener Public Library Opinion We have audited the financial statements of Kitchener Public Library (the Entity), which comprise: • the statement of financial position as at December 31, 2018 • the statement of revenues, expenses and accumulated net revenue for the year then ended • the statement of cash flows for the year then ended • the statement of changes in net financial assets for the year then ended • and notes to the financial statements, including a summary of significant accounting policies (Hereinafter referred to as the "financial statements"). In our opinion, the accompanying financial statements present fairly, in all material respects, the financial position of the Entity as at December 31, 2018 and its results of operations and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. 1-120 Page 2 Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with Canadian public sector accounting standards, and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is responsible for assessing the Entity's ability to continue as a going concern, disclosing, as applicable, matters related to going concern and using the going concern basis of accounting unless management either intends to liquidate the Entity or to cease operations, or has no realistic alternative but to do so. Auditors' Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the financial statements. As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Entity's internal control. • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by management. 1-121 Page 3 • Conclude on the appropriateness of management's use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Entity's ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditors' report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. l Chartered Professional Accountants, Licensed Public Accountants Waterloo, Canada March 20, 2019 1-122 KITCHENER PUBLIC LIBRARY Statement of Financial Position December 31, 2018, with comparative information for 2017 2018 2017 Assets Cash $ 1,698,526 $ 1,333,546 Accounts receivable 119,651 68,482 Investments 50,000 50,000 Endowment investments 100,000 100,000 Prepaid expenses - 25,325 Due from City of Kitchener 279,828 144,461 2,248,005 1,721,814 Financial Liabilities Accounts payable and accrued liabilities 866,418 482,026 Deferred revenue (note 2) 900,200 758,433 1,766,618 1,240,460 Net financial assets 481,387 481,354 Non -Financial Assets Tangible capital assets (note 3) 5,712,999 6,125,603 $ 6,194,386 $ 6,606,957 Accumulated Surplus Invested in tangible capital assets Endowment investments Reserves See accompanying notes to financial statements. On behalf of the Board: Director Director 5,712,999 6,125,603 100,000 100,000 381,387 381,354 $ 6,194,386 $ 6,606,957 1-123 KITCHENER PUBLIC LIBRARY Statement of Revenues, Expenses and Accumulated Net Revenue Year ended December 31, 2018, with comparative information for 2017 2018 Budget 2018 2017 Revenue 8,814,500 8,717,515 8,555,081 Grants: 394,700 1,471,942 1,471,028 Province of Ontario $ 286,755 $ 286,755 $ 286,755 City of Kitchener: 186,700 214,248 206,857 Operating 10,823,395 10,823,395 10,611,172 Capital and special (note 4) - 643,403 627,144 Special grants (note 5) - 115,571 200,084 Fines 225,000 222,261 218,296 Endowment investment 9,850 9,362 7,689 contributions - - 100,000 Interest and miscellaneous 28,000 51,850 36,798 Partnerships 27,400 29,202 27,757 Room rental 36,000 39,500 37,773 Photocopy 42,000 44,305 40,994 11,468,550 12,256,242 12,186,773 General and administrative expenses Personnel costs (Schedule 1) 8,814,500 8,717,515 8,555,081 Resource materials 394,700 1,471,942 1,471,028 Equipment (Schedule 2) 251,000 711,202 692,934 Administrative(Schedule 3) 186,700 214,248 206,857 Facilities costs (Schedule 4) 807,100 807,055 753,621 Processing/bindery 115,000 114,224 119,881 Programs and publicity (Schedule 5) 76,500 90,428 67,979 General library equipment 9,850 9,362 7,689 Expenditures related to capital and special (note 4) 813,200 417,266 249,533 Required expenditures related to special grants (note 5) - 115,571 200,084 11,468,550 12,668,813 12,324,687 Net deficit Accumulated net revenue, beginning of year (412,571) (137,914) 6,606,957 6,744,871 Accumulated net revenue, end of year $ - $ 6,194,386 $ 6,606,957 See accompanying notes to financial statements. 1-124 KITCHENER PUBLIC LIBRARY Statement of Cash Flows Year ended December 31, 2018, with comparative information for 2017 2018 2017 Operating activities Net deficit $ (412,571) $ (137,914) Items not involving cash: Amortization 1,505,421 1,522,113 Changes in non-cash operating working capital Accounts receivable (51,169) 4,275 Prepaid expenses 25,325 (25,325) Due from City of Kitchener (135,367) 23,958 Accounts payable and accrued liabilities 384,391 (8,430) Deferred revenue 141,767 72,573 Cash flows from operating activities 1,457,797 1,451,250 Capital activities Acquisition of tangible capital assets (1,092,817) (1,284,181) Investing activities: Endowment investments - (100,000) Increase in cash 364,980 67,069 Cash, beginning of year 1,333,546 1,266,477 Cash, end of year $ 1,698,526 $ 1,333,546 1-125 KITCHENER PUBLIC LIBRARY Statement of Changes in Net Financial Assets Year ended December 31, 2018, with comparative information for 2017 See accompanying notes to financial statements. 1-126 2018 2017 Excess of expenses over revenue $ (412,571) $ (137,914) Acquisition of tangible capital assets (1,092,817) (1,284,181) Amortization of tangible capital assets 1,505,421 1,522,113 Change in net financial assets, before the undernoted 33 100,018 Receipt of endowment investment - (100,000) Change in net financial assets 33 18 Restriction of endowment investment - 100,000 Net financial assets, beginning of year 481,354 381,336 Net financial assets, end of year $ 481,387 $ 481,354 See accompanying notes to financial statements. 1-126 KITCHENER PUBLIC LIBRARY Notes to Financial Statements Year ended December 31, 2018 Kitchener Public Library (the "Board") was incorporated as a not-for-profit organization, without share capital, under the laws of Ontario. It is a Board of the City of Kitchener (the "City") and is dependent on the City for a significant portion of its operating and capital funding. The Board contributes to the community as a resource and a gateway with sources of information and works of imagination. The financial statements of the Board are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments, as recommended by the Public Sector Accounting Board of the Chartered Professional Accountants of Canada. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgments. The following is a summary of the significant accounting policies followed in the preparation of these financial statements. 1. Significant accounting policies: (a) Accrual basis of accounting: The accrual basis of accounting recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. (b) Investments: Investments consist of bonds and are recorded at amortized cost. Discounts and premiums arising on the purchase of these investments are amortized over the term of the investments. When there has been a loss in value that is other than a temporary decline in value, the respective investment is written down to recognize the loss. (c) Endowment investments: Endowment investments received are recorded as financial assets which have the principal restricted for use. Income earned on the endowment is used for the purpose specified by the donor. Any unspent funds earned during the year are deferred for future use. 1-127 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2018 1. Significant accounting policies (continued): (d) Tangible capital assets: Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets, excluding land are amortized on a straight-line basis over their estimated useful lives as follows: Furniture, fixtures and equipment Specialty and other equipment Computer Books and audio visual resources 2. Deferred revenue: 10 - 30 years 8 years 3 - 10 years 2 - 10 years Deferred revenue represents the annual Board's approval of the appropriation of unspent funds, and are subject to external restrictions as to how the funds are disbursed. These appropriations are included in required expenses and are subsequently charged directly to operations when spent. 1-128 D (i) O(6 � () O) L() Q 0) O (6 (D (O 00 M� W O O 3 -O 0) - (O Ln (fl O) J O O 3 -O 0) M W .) a0 00 ^� CD N +N Eo . M N W U) N Z (u U WcoQ a) � V VLL 0 � r N (2) ~ Y Z Co >- vi D (i) O(6 � () O) L() O) 0) O (6 (D (O 00 V O O 3 -O 0) - (O Ln (fl O) O 3 -O 0) 00 O 00 00 (>6 >' N N c > LO 00 LO Ln N O V Ln 0) 00 00 00 N Z (D 00 N O Z r- O) (h (1) - LO (1) EFT EFT ER N C O (6 0 O V N N C O V r- 0) N (NO a) (NO CY) 3 N N 3 N 0) r- E U) 00 I� 00 r (0 N V E O 0) m V (0 (0 U E V U E V Q O V -T EFT Q O 69 O N (fl V (6 m O V 00 N I- N U) Ln (fl ll- 00 U) L() N N cl 0 ER ER ER O (O 0000 N Ln N.0 (NO 0) (h O O N 00 V i� Ln (fl � N (`� O (O O N V m Ln O N O Ln ONO V M O O E E Q Q ER ER ER C O (6 V 1- 0) C O (6 1- 1- 1- V (NO ONO (6 .- L() 00 0) V r- N .- N r- r - E0 0) ((O V O E N - LO (fl 0)S v .- =;E0 0) u) UE0 6 O O LO L2 0 N 0) O (6 C O (O N (O V 00 L() O V (`i 00 0 0 (6 m L() V (O Ln V O V (6 m O) (D 00 (h (O O 00 N N (h 00 N N ER ER ER O (6 (`") O V 00 N r- N U) L() (O Il- 00 (n L() N N cl CY) ER ER ER � N c O (O (O � L() 00 O) V O N N I� O - O) 00 L() V Q 00 N O Q 0) N 69 69 0' = o �' �� Q cu 6) 00 o (� CL o o O (O (h O N O 0- 06 N N (h O) N N m m N N > m m > m m a) a) E a a) M a) a) E a a) (6 7 C _ Q 0) U (0 0 C Q 0) U 00 tl) _IeO O N O- E E '7 a O t t 0) U) O O N O- E E '7 a N t t 0) NN m U LL O > oN m U LL O > 1-129 KITCHENER PUBLIC LIBRARY Notes to Financial Statements (continued) Year ended December 31, 2018 4. Capital and special grants: Each year, the City approves capital and special grants for the Board to purchase specific capital items. The capital grants approved for 2018 included $94,000 (2017 - $92,000) for general renovations, maintenance and upgrading of existing facilities, $284,207 (2017 - $279,262) for communication infrastructure and technology upgrades, $28,000 (2017 - $27,000) for KPL Accessibility Fund, $500,000 for the library automation system (2017 - $nil) and $50,874 for a customer needs survey (2017 - $nil). The portion of these grants and previous year grants that are included in revenue in 2018, is $524,501 (2017 - $469,848). 5. Special grants: In 2018, the Board received various special non-recurring grants and donations totaling $257,338 (2017 - $271,432). The portion of these grants and previous year special grants that are included in revenue in 2018, is $115,571 (2017 - $200,084). The remainder is included in deferred revenue. 6. Pension plan: The Board makes contributions to the Ontario Municipal Employees Retirement Systems (OMERS), which is a multi-employer plan, on behalf of its staff. The plan is a defined benefit plan which specifies the amount of the retirement benefit to be received by the employees based on the length of service and rate of pay. During the year, the Board incurred expenses equal to $615,348 (2017 - $596,824) for current service on behalf of its staff. 1-130 KITCHENER PUBLIC LIBRARY Schedules of Personnel, Equipment, Administrative, Facilities and Programs and Publicity Expenses Year ended December 31, 2018, with comparative information for 2017 1-131 2018 2017 Schedule 1 - Personnel Personnel: Salaries $ 7,104,484 $ 6,957,267 Health benefits 445,941 450,844 Pension benefits 900,269 877,930 Employment insurance 134,779 129,962 WSIB 24,133 21,824 Sick leave reserve 70,000 70,000 Staff training 37,909 47,254 $ 8,717,515 $ 8,555,081 Schedule 2 - Equipment Equipment: Technology $ 240,380 $ 241,148 Equipment maintenance 18,762 21,238 Amortization 452,060 430,548 $ 711,202 $ 692,934 Schedule 3 - Administrative Administrative: Postage and delivery $ 6,411 $ 7,347 Insurance 19,212 18,835 Professional services 52,448 48,505 General business 60,531 55,063 Telephone 23,156 25,360 Stationery 52,490 51,747 $ 214,248 $ 206,857 Schedule 4 - Facilities Facilities: Facilities expenses $ 463,425 $ 387,952 Country Hills building 43,673 49,386 Main utilities 253,286 266,282 Forest Heights utilities 24,137 23,828 Pioneer Park building 21,188 23,129 Grand River Stanley Park building 1,346 3,044 $ 807,055 $ 753,621 1-131 KITCHENER PUBLIC LIBRARY Schedule 5 - Programs and Publicity Year ended December 31, 2018, with comparative information for 2017 Programs and publicity: Promotional Public programs 2018 2017 $ 49,023 $ 36,810 41,405 31,169 $ 90,428 $ 67,979 1-132 KPMG LLP 1l5King Street South 2nd Floor Waterloo ON N2J5A3 Canada Tel 519-747-8800 Fax 51Q'747-8830 To the 0nachore of The Centre In The Square Inc. Opinion We have audited the financial statements of The Centre In The Square Inc. (the Centre).which comprise: n the statement offinancial position oaatend ofDecember 31.2O1D ° the statement ofoperations for the year then ended m the statement of changes innet financial assets for the year then ended * the statement ofcash flows for the year then ended ° and notes to the financial atabamanta, including a summary of significant accounting policies (Hereinafter referred toamthe "financial statements"). In our opinion. the accompanying financial ahabamanta present foidy, in all material respects, the financial position of the Centre as at end of December 31, 2018, and its naauko of operations, its changes in net financial aeuado and he cash flows for the year then ended in accordance with Canadian public sector accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in the "Auditors' Responsibilities /or the Audit of the Financial Statements" section of our auditors' report. We are independent of the Centre in accordance with the ethical requirements that are pa|avent to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide basis for our opinion. KPMG LLP i,,c"=a"".=m^liability w^,e"^.'and ""embe,^m,*m"KPMG m�tw°,^w*deae"dem"=ir^°,firms affiliated with KPMG I"m=*~*n-parmi-)rmwo"Swiss °t* KPMG Ca,,ada aro,id- -,r—o, to KPMG LLP. Responsibilities ofManagement and Those Charged with Governance for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with Canadian public sector accounting standards and for such internal onntm| as management determines is necessary to enable the preparation of financial statements that are free from material mionta(ement, whether due tofraud or error. In preparing the financial aiatamente, management is responsible for assessing the Centre's ability to continue as a going concern, disclosing as upp|ioub|e, matters related to going concern and using the going concern basis of accounting unless management either intends to liquidate the Centre or to cease operations, or has no realistic alternative but todoso. Those charged with governance are responsible for overseeing the Centre's financial reporting process. Auditors' Responsibilities for the Audit ofthe Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as awho|u are free from material miaetatement, whether due tnfraud or error, and toissue enauditors' report that includes our opinion. Reasonable maoumnoe is a high level of assurance, but is not aguarantee that un audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually orinthe aggregate, they could reasonably beexpected to influence the economic decisions of users taken on the basis of the financial statements. As pert of an audit in accordance with Canadian generally accepted auditing standordo, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: m Identify and aeoeao the risks of material misstatement of the financial otdemente, whether due to fraud or error, design and perform audit procedures responsive to those hnka, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk ofnot detecting o msAehn| misstatement resulting from fraud is higher than for one resulting from ennr, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. w Obtain on understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the oimumuhancee, but not for the purpose of expressing an opinion on the effectiveness of the Centre's ° Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related diao|oauma made by management. v Conclude on the appropriateness of management's use of the going concern basis of accounting and, based on the audit evidence obtainad, whether a material uncertainty exists related to events or conditions that may oeat significant doubt onthe Centre's ability tocontinue maagoing concern. If we conclude that a material uncertainty exioto, we are required to draw attention in our auditors' report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the dobe mfour auditors' report. Hnwever, future events or conditions may cause the Centre to cease to continue aaagoing concern. w Evaluate the overall preeantakon, structure and content of the 0nende| atatemento, including the dioc|oeuree, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation. " Communicate with those charged with governance nsAavding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. Chartered Professional Accountants, Licensed Public Accountants kAw, 40X"" /4ho Waterloo, Canada March 2G'2O19 THE CENTRE IN THE SQUARE INC. Statement of Financial Position December 31, 2018, with comparative information for 2017 Net assets $ 14,278,133 $ 13,228,177 Accumulated Surplus Operating fund activities (note 7) $ $ Reserves - Capital (notes 8 and 12) 878,852 508,111 Reserves - Performance Development (note 9) Reserves - Sustainability (notes 9 and 12) 206,863 203,538 Reserves - Restricted (notes 10 and 12) 569,972 558,867 Invested in tangible capital assets 12,622,446 11,957,661 Accumulated surplus $ 14,278,133 $ 13,228,177 See accompanying notes to financial statements. On b If of the Board. Director d erector �µ 1-136 2018 2017 (restated — note 2) Net Assets Financial assets: Cash $ 4,789,533 $ 3,438,579 Due from The City of Kitchener 92,754 579,928 Accounts receivable 123,419 203,233 Interest receivable 2,042 1,389 Costs to be recovered 308,546 366,072 Investments (note 3) 1,389,705 1,371,508 Total financial assets 6,705,999 5,960,709 Financial liabilities: Accounts payable and accrued liabilities 3,060,393 2,324,593 Deferred revenue (note 4) 2,321,923 2,652,048 5,382,316 4,976,641 Net financial assets 1,323,683 984,068 Non-financial assets: Tangible capital assets (note 5) 12,622,446 11,957,661 Inventories (note 6) 81,868 61,758 Prepaid expenses 250,136 224,690 12,954,450 12,244,109 Net assets $ 14,278,133 $ 13,228,177 Accumulated Surplus Operating fund activities (note 7) $ $ Reserves - Capital (notes 8 and 12) 878,852 508,111 Reserves - Performance Development (note 9) Reserves - Sustainability (notes 9 and 12) 206,863 203,538 Reserves - Restricted (notes 10 and 12) 569,972 558,867 Invested in tangible capital assets 12,622,446 11,957,661 Accumulated surplus $ 14,278,133 $ 13,228,177 See accompanying notes to financial statements. On b If of the Board. Director d erector �µ 1-136 THE CENTRE IN THE SQUARE INC. Statement of Operations Year ended December 31, 2018, with comparative information for 2017 Budget 2018 Actual 2018 Actual 2017 (restated - note 2) Revenues Performances $ 6,362,800 $ 7,659,122 $ 6,743,390 Rent - Kitchener -Waterloo Symphony 101,915 102,485 98,170 Capital reserve fund surcharge (note 8) 315,000 357,438 330,202 Grants from The City of Kitchener - Operating 2,000,000 2,000,000 2,000,000 Grants from The City of Kitchener- Capital 3,232,969 1,101,258 2,655,965 Grants from other governments - Operating _ 51,700 40,993 Grants from other governments - Capital 1,206,208 285,025 1,006,552 Donations 2,000 16,888 10,240 Investment income 64,000 94,003 60,402 Sponsorships and memberships 149,234 85,921 102,293 Rent - Kitchener -Waterloo Art Gallery 99,185 99,185 97,240 Lottery revenue 9,822 7,666 Other 132,300 508,243 439,785 Gain (loss) on investments - (924) 44,712 Gain (loss) gain on sale of tangible capital assets - 3,000 Portion of operating gain for The City of Kitchener - (139,217) Total revenue 13,665,611 12,370,166 13,501,393 Expenses: Direct: Performances 5,272,800 6,736,435 5,767,459 Operating: Administration 569,527 531,002 451,720 Marketing 101,050 130,685 101,134 Lottery expenses - 9,892 7,648 Occupancy 826,462 809,763 771,013 Salaries and wages 2,640,501 3,017,662 3,151,549 Recoveries -performances (541,464) (1,015,340) (964,513) Amortization 700,000 920,168 818,400 Write down of tangible capital assets 612,500 158,340 11,863 Reserves expenditures (note 12) 15,000 21,603 4,855 Total expenses 10,196,376 11,320,210 10,121,128 Excess of revenue over expenses 3,469,235 1,049,956 3,380,265 Accumulated surplus as previously stated, beginning of year 13,124,276 13,124,276 9,731,390 Prior period adjustment (note 2) 103,901 103,901 116,522 Accumulated surplus restated, beginning of year 13,228,177 13,228,177 9,847,912 Accumulated surplus, end of year $ 16,697,412 $ 14,278,133 $ 13,228,177 See accompanying notes to financial statements. 1-137 THE CENTRE IN THE SQUARE INC. Statement of Change in Net Financial Assets Year ended December 31, 2018, with comparative information for 2017 2018 2017 (restated — note 2) Excess of revenue over expenses $ 1,049,956 $ 3,380,265 Acquisition of tangible capital assets (1,743,293) (4,270,122) Amortization of tangible capital assets 920,168 818,400 Write-downs of tangible capital assets 158,340 11,863 385,171 (59,594) Net acquisition of supplies inventory (20,110) (10,264) Use (acquisition) of prepaid expenses (25,446) 1,686 (45,556) (8,578) Increase (decrease) in net financial assets 339,615 (68,172) Net financial assets, beginning of year 984,068 1,052,240 Net financial assets, end of year $ 1,323,683 $ 984,068 See accompanying notes to financial statements. 1-138 THE CENTRE IN THE SQUARE INC. Statement of Cash Flows Year ended December 31, 2018, with comparative information for 2017 Operating activities: Excess of revenue over expenses Items not involving cash: Amortization Write down of tangible capital assets Change in non-cash operating working capital 2018 2017 (restated — note 2) $ 1,049,956 $ 3,380,265 920,168 818,400 158,340 11,863 983,980 (327,427) Cash provided by operating activities 3,112,444 3,883,101 Capital activities. Cash used to acquire tangible capital assets (1,743,293) (4,270,122) Investing activities: Investments (18,197) (60,124) Increase (decrease) in cash 1,350,954 (447,145) Cash, beginning of year 3,438,579 3,885,724 Cash, end of year $ 4,789,533 $ 3,438,579 See accompanying notes to financial statements. 1-139 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements Year ended December 31, 2018 The mission of The Centre In The Square Inc. ("The Centre"), is to create memorable experiences. It is incorporated as a not-for-profit corporation without share capital, is exempt from income taxes under the Income Tax Act, and is a registered charity. The Centre is a governed by a Board of Directors and receives an operating grant from the City of Kitchener ("the City"). 1. Significant accounting policies: The financial statements of The Centre are the representation of management and have been prepared in accordance with Canadian generally accepted accounting principles for local governments as established by the Public Sector Accounting Board (PSAB) of the Chartered Professional Accountants of Canada. Since precise determination of many assets and liabilities is dependent upon future events, the preparation of periodic financial statements necessarily involves the use of estimates and approximations. These have been made using careful judgment. (a) Tangible capital assets: Tangible capital assets are recorded at cost which includes amounts that are directly attributable to acquisition, construction, development or betterment of the asset. The cost, less residual value, of the tangible capital assets, excluding land, are amortized on a straight- line basis over their estimated useful lives as follows: Asset Rate Building 5 - 100 years Equipment 4 - 50 years Computers 3 - 10 years Software 3 years Site 2 - 50 years (b) Accrual basis of accounting: The accrual basis of accounting, recognizes revenues as they become available and measurable; expenditures are recognized as they are incurred and measurable as a result of receipt of goods or services and the creation of a legal obligation to pay. (c) Inventories: Bar stock inventories are valued at the most recent replacement cost. Supplies inventories are valued at the lower of cost and net realizable value on a first -in, first -out basis. Net realizable value is defined as replacement cost. 1-140 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2018 1. Significant accounting policies (continued): (d) Investments. Investments are recorded at the lower of cost or market value on a fund portfolio basis. Interest income and all expenses are fully accrued. (e) Deferred revenue. Performance revenue is recognized when the show occurs. Deferred gift certificate revenue is an estimate based upon gift certificate sales during the period from July 1 to December 31 of the current year. 2. Prior year adjustment: During the year, The Centre adjusted their accounting records for tangible capital assets that had previously been written off in error but are still in use as of December 31, 2018. This adjustment is applied retrospectively and is detailed below. Statement of Financial Position As previously Restated as at presented Restatements December 31, 2017 Tangible capital assets $ 11,853,760 $ 103,901 $ 11,957,661 Invested in tangible capital assets 11,853,760 103,901 11,957,661 Statement of Operations As previously Restated as at presented Restatements December 31, 2017 Amortization $ 805,779 $ 12,621 $ 818,400 Statement of Change in Net Financial Assets As previously Restated as at presented Restatements December 31, 2017 Excess of revenue over expenses $ 3,392,886 $ (12,621) $ 3,380,265 Amortization of tangible capital assets 805,779 12,621 818,400 Statement of Cash Flows As previously Restated as at presented Restatements December 31, 2016 Excess of revenue over expenses $ 3,392,886 $ (12,621) $ 3,380,265 Amortization of tangible capital assets 805,779 12,621 818,400 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2018 3. Investments: Investments consist of: 4. Deferred revenue: Deferred revenue consists of the following: 2018 2017 Sponsorships Carrying value Market Carrying value Market 2,312,882 2018 2018 2017 2017 Cash $ 2,321 $ 2,321 $ 4,852 $ 4,852 GICs 774,645 774,645 763,631 763,631 Bonds 328,429 324,446 270,267 266,707 Shares 284,310 413,328 332,758 514,227 $ 1,389,705 $ 1,514,740 $ 1,371,508 $ 1,549,417 4. Deferred revenue: Deferred revenue consists of the following: 2018 2017 Sponsorships $ 24,000 $ 24,167 Performances 2,081,308 2,312,882 Gift certificates 38,710 41,015 Membership 6,540 6,346 Other 171,365 267,638 $ 2,321,923 $ 2,652,048 1-142 LU/ LL Q ,CY,^ V/ O W c 2` c F— O U M ZO c N O E W O M LL U Z R3 O U U O LU m o c UL O � W c6 F— Z >- Y M, Li Q C( C C, — M ;::, M 00 O p r - N N N M ro M M Lr r- N O — — - N N — (14 EFT LI) N Ln N LO M w M N r- N 1 rl- M O 00 O rl- V rl- C) — O EFT O N M O co �(ON V O f M r� 0 M (O — LO O f � N EFT O co — v t (D m o0 0o O rl- LO v LO LO v v o0 'T C) v M N LO rl- 00 LO N V N N ER rl- LO M V rl- O N M O N (O (O co V r (O CO O vv� cfl (fl (fl boll I MCO�U-) — rl- CD O (0 co O V 00 ma)mCD O O N N ER O O CD w 9 CD lti lti 0 00 ; rl- (N (D (D (N (D — co O co 00 ON p O Lo- a) T- a) O LO O Lr LO O (( M O (( -or O co (C rn r rn a v , (f 0oc LO LO M O C, O M h N (A r r-- (, N V Lr (0 V Lr V a u n ER c O N EL CAO CA c Ec E E a� 41 c U) ` R3 to T -c c CU � — R3 U c (n 0 0 E 5 > N R T c> 0 N R3 0 O- c in c C C U m O O C U m < 0 F U Q m Q C i O co O r - co co u-> M V O N r O V co co M co O O lti I I O rn V ER N N f� lt") r` M N M O M lti f� ER O O M L f� O ER 1-143 U Z LW�/ LL a CY� V/ N W .' C 2 0 O U 00 Z Y O c N E WO M I.L W Zu U N W(6 C -0 ULL O W U) N Z } R a O N O — VNO 00 N — O N O O V (D 00N(D LO f� V� � N Lo Lo (n r (n N N 00 00 0 0 f� V O V O co O O — IN O O V r V a0 a0 L 6 U') U') rl- CO — V U') O N V U')r-O co — — L6 r� M N N v N — rl- rl- c - O 00 V V X000 N M 00 (D CO U-) — (O co U-) V U') — (D O U') N co rl- N N rl- 00 O co U-) co r-- cr -, V V N O O rl- O O O O u r O co co U5 L rn rn (» r- 0 O N OO N OO (D — O 00 CO 00 U') O O V O N — 00 M 00 O 00 — O V r 00 LO O M lI V r- C r 00 co r` r LO N N N C( r-(` Nr- (I OOL15C O 00 LI 00 (1) lI M 00 O M 0 O O (` (ri-a LO O (` M M V I r r W, LO LO M- CD O O V 00 LO ti �o 00 I O ti � M O O I N I N . CO V I Y ti N O co co N ti ti N N 00 N v co O L (» O O co L r O 1-144 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2018 6. Inventories: Inventories consist of the following: 2018 2017 Bar stock $ 76,594 $ 56,952 Supplies 5,274 4,806 $ 81,868 $ 61,758 7. Operating fund activities: Revenues Performances Rent - Kitchener -Waterloo Symphony Grants from The City of Kitchener Grants, other Governments and Foundations Donations Investment income Sponsorships and memberships Rent - Kitchener -Waterloo Art Gallery Lottery revenue Other Budget Actual Actual 2018 2018 2017 $ 6,362,800 $ 7,659,122 $ 6,743,390 101,915 102,485 98,170 2,000,000 2,000,000 2,000,000 - 51,700 40,993 - 14,491 7,913 24,000 59,764 26,994 149,234 85,921 102,293 99,185 99,185 97,240 809,763 9,822 7,666 132,300 508,243 439,785 Total revenue 8,869,434 10,590,733 9,564,444 Current fund expenditures: Direct Performances 5,272,800 6,736,435 5,767,459 Operating Administration 569,527 531,002 451,720 Marketing 101,050 130,685 101,134 Lottery expenses _ 9,892 7,648 Occupancy 826,462 809,763 771,013 Salaries and wages 2,640,501 3,017,662 3,151,549 Recoveries - performances (541,464) (1,015,340) (964,513) Total current fund expenditures 8,868,876 10,220,099 9,286,010 Operating fund net revenues before amortization Transfer to reserve funds Transfer to The City of Kitchener 558 370,634 278,434 (558) (370,634) (139,217) - (139,217) Fund balances, end of year $ - $ - $ 1-145 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2018 8. Capital Reserve Fund Surcharge: The Capital Reserve Fund represents the collection of a surcharge from sale of tickets. At the direction of the Board of Directors, expenditures from the Capital Reserve Fund are made to finance, in whole or in part, major capital items, replacements and major maintenance projects. In 2018, the Centre's Board of Directors approved transfers out of the Capital Reserve Fund for major capital asset projects of $1,743,293 (2017 - $4,270,122). 9. Performance Development and Sustainability Reserve Funds: At the direction of the Board of Directors, transfers are made to and from the Performance Development Reserve and Sustainability Funds, equal to one-half of the annual operating net revenue. In 2018, The Centre's Board of Directors approved the transfer of the funds to the Sustainability Fund of $nil (2017 - $139,217) from the operating fund. 10. Restricted Fund: The Restricted Fund was set up by the Board of Directors of The Centre in 2000 by a transfer of investments from the Sustainability Reserve Fund in accordance with the Restricted Fund Policy. Income from this fund is to be used for capital requirements, special projects and/or new programming initiatives that help further The Centre's mandate. 11. 2018 budget: The original budgeted figures were approved by the Board of Directors at their meeting in August 2017 and included certain expenses and offsetting recoveries on a net basis. For purposes of presentation in these financial statements, these items have been shown as gross amounts. 1-146 THE CENTRE IN THE SQUARE INC. Notes to Financial Statements, continued Year ended December 31, 2018 12. Schedule of reserve funds: 13. Comparative information: The financial statements have been reclassified, where applicable, to conform to the presentation used in the current year. The changes do not affect prior year's excess of revenue over expenses. Performance Total Development Capital Sustainability Restricted Funds Revenue: Donations and sundry $ $ _ $ $ 2,397 $ 2,397 Grants from The City of Kitchener 1,101,258 _ 1,101,258 Grants from the other governments 285,025 285,025 Ticket surcharge - 357,438 - 357,438 Investment income 11,272 3,325 19,642 34,239 Loss on investments _ (924) (924) Total revenue 1,754,993 3,325 21,115 1,779,433 Expenses: Professional fees - _ 10,010 10,010 Capital costs - 11,593 - 11,593 Total expenses _ 11,593 10,010 21,603 Excess of revenue overexpenses 1,743,400 3,325 11,105 1,757,830 Transfer to accumulated surplus - tangible capital assets (1,743,293) - (1,743,293) Other transfers 370,634 370,634 Balance, beginning of year 508,111 203,538 558,867 1,270,516 Balance, end of year $ - $ 878,852 $ 206,863 $ 569,972 $ 1,655,687 13. Comparative information: The financial statements have been reclassified, where applicable, to conform to the presentation used in the current year. The changes do not affect prior year's excess of revenue over expenses. KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 Corporation of the City of .e_ Inhabitantt and Ratepayers of The statements of the Corporation of the City of ie Entity), which comprise: of operations and accumulated surplus for the year to as the "financial statements"). rpects, ,the accompanying financial statements presents fairly, in all the statement of operations and accumulated surplus for the er 31, 2018 in accordance with Canadian public sector year enaed Decemb accounting standards. Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in 1-148 Page 2 the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. Responsibilities of Manageme nd Those Charged with Governance for the Financial a is Management is responsible for financial statements in accor standards and for such internal c to enable the preparat� of fir misstatement, whether preparation " fair presentation of the � Canadian public sector accounting management determines is necessary itements that are free from material In preparing the f ancial ents, anagement is responsible for assessing the Entity's cont a as a going concern, disclosing as applicable, matters re d to g g con and using the going concern basis of accounting unless mi e ends to liquidate the Entity or to cease operations, or has, rea alternative but to do so. Audi . Statements Aj�, governance are responsible for overseeing the Entity's process. Responsibilities for the Audit of the Financial Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the financial statements. 1-149 J-gi,imi Page 3 As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material higher than for one resulting from forgery, intentional omissions, misrqo control. uillllllllu^ Obtain an understanding design audit procedures that the purpose of ex ing internal control. �atement resulting from fraud is as fraud may involve collusion, Wons, or the override of internal trol relevant to the audit in order to 'iate in the circumstances, but not for on the effectiveness of the Entity's of accounting policies used and the estimates and related disclosures made by Doauditors' e appropriateness of management's use of the going concern cong and, based on the audit evidence obtained, whether a certainty exists related to events or conditions that may cast oubt on the Entitys ability to continue as a going concern. If we ata material uncertainty exists, we are required to draw attention report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. 1-150 Page 4 • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whether the financial statements represent the underlying transactions and events in a manner that achieves fair presentation. • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. Chartered Professional Accountants, Liqgpedftlolic Accountants Waterloo, Canada 1-151 THE CORPORATION OF THE CITY OF KITCHENER GASWORKS ENTERPRISE Statement of Operations and Accumulated Surplus For the Year Ended December 31, 2018 2018 2018 2017 Budget DELIVERY OPERATIONS Gas delivery Balance, beginning of year 152,958,112 Revenue $ 38,541,228 $ 40,128,596 $ 40,744,283 Expenses 19,383,722 19,378,816 18,872,786 Balance end of year 19,157,506 20,749,780 21,871,497 Other programs (Customer service, Rental water heaters & Financing) u. 6,740,563 8,338,456 Revenue 10,548 143,095 10,474,065 10,088,625 Expenses 6,7 35 (3,464,350) 6,852,310 6,970,815 - 7,784 3,621,755 3,117,810 Dispatch lull 6,740,563 Vu„ Revenue 011"55 597,955 574,152 Expenses 35,055 597,955 574,152 Excess of revenue over expenses Accumulated surplus - Delivery Balance, beginning of year 152,958,112 lull Interest revenueCar 20,599 Carbon closeout 21,804,187 Transfer to gas investment re (14,353,050) Add excess of revenue ov ense 22,985,290 Balance end of year 161,610,951 F, 152,958,112 47,030 (200,970) (14,353,050) 24,371,535 162.822.657 24.989 142,040,831 (408) (14,071,618) 24,989,307 152.958.112 SUPPLY OPERATIONS Revenue 28,907,288 31,649,027 21,804,187 Expenses 32,502,612 33,713,101 25,268,537 Excess of revenue over expenses (3,595,324) (2,064,074) (3,464,350) Accumulated surplus - Supply Balance, beginning of year 6,740,563 6,740,563 8,338,456 Interest revenue 92,009 143,095 122,905 Add excess of revenue over expenses (3,595,324) (2,064,074) (3,464,350) Other - - 1,743,552 Balance, end of year 3,237,248 4,819,584 6,740,563 1-152 THE CORPORATION OF THE CITY OF KITCHENER GASWORKS ENTERPRISE Statement of Operations and Accumulated Surplus For the Year Ended December 31, 2018 2018 2018 2017 Budget TRANSPORTATION OPERATIONS Revenue - - 7,290,586 Expenses - - 7,331,221 Excess of revenue over expenses - - (40,635) Accumulated surplus - Transportation Balance, beginning of year - - (828,250) Interest revenue - - (12,208) u Add excess of revenue over expenses III - (40,635) Other mullllll - 881,093 Balance, end of year CARBON OPERATIONS Revenue Expenses Excess of revenue over expenses Accumulated Surplus - Carbon Balance, beginning of year Carbon interest Add excess of revenue over expe Transfer to delivery stabilization Balance. end of vear mullllllllll ,862 7,412,884 7,719,099 1306.215 9,116,117 9,007,007 109.110 103,007 103,007 (6,014) 861 2,238 (89) 254,459 (306,215) 109,110 - 200,970 - $ 358,327 $ - $ 103 1-153 MANAGEMENT REPORT Management's Responsibility for Financial Reporting The accompanying financial statements of Kitchener Generation Corporation are the responsibility of management and have been prepared in accordance with Canadian public sector accounting standards. The significant accounting policies followed by Kitchener Generation Corporation are described in the Significant Accounting Policies contained in Note 2 of the financial statements. The preparation of financial statements necessarily involves the use of estimates based on management's judgment, particularly when transactions affecting the current accounting period cannot be finalized with certainty until future periods. The financial statements have been prepared within reasonable limits of materiality and in light of information available up to June 24, 2019. Management maintained a system of internal controls designed to the assets were safeguarded and that reliable information was avail included formal policies and procedures and an organizatio appropriate delegation of authority and segregation of responsib�l l KITCHENER GENERATION CORPORATION On behalf of management, Jonathan Lautenbach, CPA, CGA Chief Financial Officer and City Trey June 24, 2019 Kitchener, Canada reasonable assurance that a timely basis. The system are that provided for the 1-154 KITCHENER GENERATION CORPORATION Statement of Financial Position As at December 31, 2018 (Unaudited) 2018 2017 Financial assets Accounts receivable $ 7,029 $ 13,354 7.029 13.354 Liabilities Due to The Corporation of the City of Kitchener 8,547 13,387 Long-term debt (Note 3) 2,596,631 2,819,442 2,605,178 2,832,829 Net financial debt (2,598,149) (2,819,475) Non-financial assets Tangible capital assets (Note Total non-current assets Accumulated surplus The accompanying notes are an integral part of these financial 787,020 3,019,272 787,020 3,019,272 188,871 $ 199,797 1-155 KITCHENER GENERATION CORPORATION Statement of Operations For the Year Ended December 31, 2018 (Unaudited) 2018 2018 2017 Budget Revenue Sale of electricity $ 385,000 $ 391,313 $ 390,542 Total revenue 385.000 391.313 390.542 Expenses Maintenance 20,808 3,976 3,003 Amortization 232,252 232,252 232,252 Total expenses 253,060 236,228 235,255 Surplus before interest and provision for payments -in -lieu of corporate income taxes 131,9 155,085 155,287 Interest expense 141J9 141,254 151,880 Surplus/(deficit) before provision for payments- uo in -lieu of corporate income taxes Provision for payments -in -lieu of corporate income lull 1,489) Vu 13,831 3,407 taxes - - - Annual suralus/Idefic $ 13,831 $ The accompanying notes are an integral part of these fi 1-156 KITCHENER GENERATION CORPORATION Statement of Change in Net Financial Debt For the Year Ended December 31, 2018 (Unaudited) Annual surplus 2018 2017 13,831 $ 3,407 Change in share capital (24,757) (23,566) Amortization of tangible capital assets 232,252 232,252 Change in net financial debt 221,326 212,093 Net financial debt, beginning of year (2,819,475) (3,031,568) Net financial debt, end of year $ (2,598,149) $ (2,819,475) The accompanying notes are an integral part of these financial statements. �IIIIIIIIIIIIIIIIIIIIIIII llllllllllllllllllllllllllli������������. IM 1-157 KITCHENER GENERATION CORPORATION Statement of Cash Flow For the Year Ended December 31, 2018 (Unaudited) 2018 2017 Operating Annual surplus $ 13,831 $ 3,407 Items not involving cash Amortization 232,252 232,252 Change in non-cash assets and liabilities Trade and other accounts receivable 6,325 (8,471) Accounts payable and accrued liabilities (4,840) 8,471 Net change in cash from operating activities 247,568 235,659 Financing a Change in contributed capital III (24,757) (23,566) Change in long-term debt (222,811) 212,093 Net change in cash from financing activities 247,568 (235,659) Net change in cash and cash equivalents Cash and cash equivalents, beginning of year Cash and cash eauivalents. end of vear um mulllllll $ - $ - The accompanying notes are an integral part of these 1-158 KITCHENER GENERATION CORPORATION Notes to the Financial Statements For the Year Ended December 31, 2018 (Unaudited) 1. Incorporation On December 9, 2011 KITCHENER GENERATION CORPORATION (the company) was incorporated under the Business Corporation Act (Ontario). Effective January 1, 2012, The Corporation of the City of Kitchener transferred the solar roof asset constructed on the surface of the Kitchener Operations Facility to the Company in exchange for 100% of the Company's common shares and interest bearing debt. 2. Summary of significant accounting policies a. Basis of accounting The financial statements have been prepared by management inordance with Canadian generally accepted accounting principles for local governments as established be Public Sector Accounting Board of the Chartered Professional Accountants of Canada. muillllll b. Tangible capital assets Tangible capital assets are recorded at cost which incl Illi "all amounts acquisition, construction, development or betterment of t sset. e cost les tare directly attributable to residual value of the tangible capital asset is amortized on a straight-line basis over its a III a seful life of nineteen years. c. Revenue recognition The Company records revenue from the sale of el is b of regular meter readings and estimates of energy generation since the last meter reading to o °° """ ear. d. Use of estimates Since precise determination of ma periodic financial statements nec& made using careful judgments„,” 3. Long-term debt Effective January 1, 2012 tf the City of Kitchener. For Interest is calculated at the - $151,880). 4. Tangible capital assets Opening balance Additions Amortization expense w is dependent upon future events, the preparation of e of estimates and approximations. These have been could differ from these estimates. curred an unsecured promissory note payable to The Corporation of debt, payments are made annually including interest and principal. 5.01 % per annum. Interest paid in 2018 amounted to $141,254 (2017 Accumulated Net Book Cost Amortization Value $ 4,412,784 $ (1,393,512) $ 3,019,272 (232,252) (232,252) Disposals - - - Ending balance $ 4,412,784 $ (1,625,764) $ 2,787,020 1-159 KITCHENER GENERATION CORPORATION Notes to the Financial Statements For the Year Ended December 31, 2018 (Unaudited) 5. Accumulated surplus The accumulated surplus consists of the following: 2018 2017 Share capital - common shares (Note 6) $ 288,514 $ 313,271 Retained earnings (99,643) (113,474) $ 188,871 $ 199,797 6. Share capital Authorized Unlimited common shares Issued 1,000 common shares 1-160 -1 V j1p F� I KPMG LLP 115 King Street South 2nd Floor Waterloo ON N2J 5A3 Canada Tel 519-747-8800 Fax 519-747-8830 INDEPENDENT AUDITORS' REPORT To the Shareholders of Kitchener Power Corporation Opinion We have audited the consolidated financial statements of Kitchener Power Corporation (the Entity), which comprise: • the consolidated statement of financial position as at December 31, 2018 • the consolidated statement of comprehensive income for the year then ended • the consolidated statement of changes in equity for the year then ended • the consolidated statement of cash flows for the year then ended • and notes to the consolidated financial statements, including a summary of significant accounting policies (Hereinafter referred to as the "financial statements"). In our opinion, the accompanying financial statements present fairly, in all material respects, the consolidated financial position of the Entity as December 31, 2018, and its consolidated financial performance and its consolidated cash flows for the year then ended in accordance with International Financial Reporting Standards (IFRS). Basis for Opinion We conducted our audit in accordance with Canadian generally accepted auditing standards. Our responsibilities under those standards are further described in the "Auditors' Responsibilities for the Audit of the Financial Statements" section of our auditors' report. We are independent of the Entity in accordance with the ethical requirements that are relevant to our audit of the financial statements in Canada and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion. KPMG LLP is a Canadian limited liability partnership and a member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (" KPMG International'), a Swiss entity. KPMG Canada provides services to KPMG LLP. 3. -1 V Jip F� I Page 2 Responsibilities of Management and Those Charged with Governance for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with International Financial Reporting Standards (IFRS), and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the consolidated financial statements, management is responsible for assessing the Entity's ability to continue as a going concern, disclosing as applicable, matters related to going concern and using the going concern basis of accounting unless management either intends to liquidate the Entity or to cease operations, or has no realistic alternative but to do so. Those charged with governance are responsible for overseeing the Entity's financial reporting process. Auditors' Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the consolidated financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors' report that includes our opinion. Reasonable assurance is a high level of assurance, but is not a guarantee that an audit conducted in accordance with Canadian generally accepted auditing standards will always detect a material misstatement when it exists. Misstatements can arise from fraud or error and are considered material if, individually or in the aggregate, they could reasonably be expected to influence the economic decisions of users taken on the basis of the consolidated financial statements. As part of an audit in accordance with Canadian generally accepted auditing standards, we exercise professional judgment and maintain professional skepticism throughout the audit. We also: • Identify and assess the risks of material misstatement of the consolidated financial statements, whether due to fraud or error, design and perform audit procedures responsive to those risks, and obtain audit evidence that is sufficient and appropriate to provide a basis for our opinion. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. 1-162 -1 V j1p F� I Page 3 • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Entity's internal control. • Evaluate the appropriateness of accounting policies used and the reasonableness of accounting estimates and related disclosures made by management. • Conclude on the appropriateness of management's use of the going concern basis of accounting and, based on the audit evidence obtained, whether a material uncertainty exists related to events or conditions that may cast significant doubt on the Entity's ability to continue as a going concern. If we conclude that a material uncertainty exists, we are required to draw attention in our auditors' report to the related disclosures in the financial statements or, if such disclosures are inadequate, to modify our opinion. Our conclusions are based on the audit evidence obtained up to the date of our auditors' report. However, future events or conditions may cause the Entity to cease to continue as a going concern. • Evaluate the overall presentation, structure and content of the financial statements, including the disclosures, and whetherthe financial statements represent the underlying transactions and events in a manner that achieves fair presentation. • Communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and significant audit findings, including any significant deficiencies in internal control that we identify during our audit. • Obtain sufficient appropriate audit evidence regarding the financial information of the entities or business activities within the Group Entity to express an opinion on the financial statements. We are responsible for the direction, supervision and performance of the group audit. We remain solely responsible for our audit opinion. /410 Chartered Professional Accountants, Licensed Public Accountants Waterloo, Canada March 22, 2019 1-163 KITCHENER POWER CORP. Consolidated Statement of Financial Position As at December 31, 2018, with comparative information for 2017 (Expressed in thousands of dollars) Regulatory deferral account debit balances 10 7,366 10,073 Total assets and regulatory assets $ 320,287 $ 317,480 1-164 Note 2018 2017 Assets Current assets Cash 4 $ 22,199 $ 29,045 Accounts receivable 5 18,540 18,203 Unbilled revenue 22,122 21,854 Inventory 6 1,949 2,209 Prepaid expenses 1,044 809 Income taxes receivable 8 - Total current assets 65,862 72,120 Non-current assets: Property, plant and equipment 7 245,229 234,215 Intangible assets 8 716 890 Deferred tax assets 9 147 140 Investment in subsidiaries and associates 967 42 Total non-current assets 247,059 235,287 Total assets 312,921 307,407 Regulatory deferral account debit balances 10 7,366 10,073 Total assets and regulatory assets $ 320,287 $ 317,480 1-164 KITCHENER POWER CORP. Consolidated Statement of Financial Position Year ended December 31, 2018, with comparative information for 2017 (Expressed in thousands of dollars) Shareholders' equity: Share capital - common shares Retained earnings Accumulated other comprehensive loss Total shareholder's equity 14 66,389 Note 2018 2017 Liabilities and Shareholder's Equity 154,850 147,968 Current liabilities: Accounts payable and accrued liabilities $ 22,656 $ 26,057 Income taxes payable 449 336 Current portion of long-term debt 11 1,176 1,127 Current portion customer deposits 13 8,123 8,638 Current portion of deferred re\/enue 855 732 Total current liabilities 33,259 36,890 Non-current liabilities: Long-term debt 11 77,569 78,745 Employee future benefits 12 5,305 5,213 Long-term customer deposits 13 6,136 5,886 Deferred re\/enue 32,910 29,118 Deferred tax liablilty 9 2,021 1,535 Total non-current liabilities 123,941 120,497 Total liabilities 157,200 157,387 Shareholders' equity: Share capital - common shares Retained earnings Accumulated other comprehensive loss Total shareholder's equity 14 66,389 66,389 88,739 81,857 (278) (278) 154,850 147,968 Total liabilities and shareholder's equity 312,050 305,355 Regulatory deferral account credit balances 10 6,950 11,021 Deferred taxes associated with regulatory accounts 1,287 1,104 Total equity, liabilities and shareholder's equity $ 320,287 $ 317,480 The accompanying notes are an integral part of these financial statements. On behalf of the Board: Director Director 1-165 KITCHENER POWER CORP. Consolidated Statement of Comprehensive Income Year ended December 31, 2018, with comparative information for 2017 (Expressed in thousands of dollars) Income before income taxes Note 2018 2017 Energy sales $ 197,253 $ 204,010 Cost of energy sold 194,142 204,075 in regulatory deferral account balances 3,111 (65) Other operating revenue Distribution sales 38,354 40,508 Other income 15 2,595 2,785 Net operating revenue 44,060 43,228 Expenses: 10,953 10,166 Operations and maintenance 11,661 10,674 Customer services 4,545 4,230 Administration 4,180 4,204 Amortization 9,104 8,552 29,490 27,660 Other Energy conservation program revenue (4,971) (3,523) Energy conservation program expense 3,674 3,523 Net energy conservation programs (1,297) - Finance income 16 (498) (301) Finance charges 16 4,117 4,109 Net finance costs 3,619 3,808 Income before income taxes 12,248 11,760 Income tax expense 9 1,934 1,823 Income for the year before movements in regulatory deferral account balances 10,314 9,937 Net movement in regulatory deferral account balances related to profit or loss and the related deferred tax movement 10 639 229 Income for the year and net movements in regulatory deferral account balances 10,953 10,166 Other comprehensive loss 12 - (33) Total comprehensive income for the year $ 10,953 $ 10,133 The accompanying notes are an integral part of these financial statements 1-166 KITCHENER POWER CORP. Consolidated Statement of Changes in Equity Year ended December 31, 2018, with comparative information for 2017 (Expressed in thousands of dollars) Net income Dividends 10,953 10,953 (4,071) (4,071) Balance at December 31, 2018 $ 66,389 $ (278) $ 88,739 $ 154,850 The accompanying notes are an integral part of these financial statements. 1-167 Accumulated Share capital other Retained Total comprehensive earnings income (loss) Balance at January 1, 2017 $ 66,389 $ (245) $ 75,886 $ 142,030 Net income - 10,166 10,166 Other comprehensive income (33) - (33) Dividends - (4,195) (4,195) Balance at December 31, 2017 66,389 (278) 81,857 147,968 Net income Dividends 10,953 10,953 (4,071) (4,071) Balance at December 31, 2018 $ 66,389 $ (278) $ 88,739 $ 154,850 The accompanying notes are an integral part of these financial statements. 1-167 KITCHENER POWER CORP. Consolidated Statement of Cash Flows Year ended December 31, 2018, with comparative information for 2017 (Expressed in thousands of dollars) Cash flows from investing activities: Proceeds on disposals of property, plant and equipment 136 29 Purchase of property, plant and equipment (20,361) (20,888) Purchase of intangible assets (276) (136) Net cash used in investing activities (20,501) (20,995) Cash flows from financing activities: 2018 2017 Cash flows from operating activities: 250 315 Total comprehensive income for the year $ 10,953 $ 10,133 Adjustments to reconcile net income to cash provided by (used in) operations: (4,071) (4,195) Amortization 9,789 9,252 Amortization of deferred revenue (782) (658) Gain on disposal of property, plant and equipment (128) (29) Income tax expense 1,934 1,823 Income taxes paid (1,798) (1,711) Increase decrease in employee future benefits 92 178 20,060 18,988 Change in non-cash operating working capital: Accounts receivable (337) 5,561 Unbilled revenue (268) 5,735 Inventory 260 655 Prepaid expenses (235) 139 Other current assets - - Accounts payable and accrued liabilities (3,401) (2,551) Other current liabilities (392) 194 Change in regulatory assets 2,707 (5,445) Change in regulatory liabilities (3,919) 1,834 Change in deferred tax 479 3,410 Net cash from operating activities 14,954 28,520 Cash flows from investing activities: Proceeds on disposals of property, plant and equipment 136 29 Purchase of property, plant and equipment (20,361) (20,888) Purchase of intangible assets (276) (136) Net cash used in investing activities (20,501) (20,995) Cash flows from financing activities: Net change in customer deposits 250 315 Investments in subsidiaries and associates (925) 28 Dividends paid out (4,071) (4,195) Change in contributed capital received 4,574 6,004 Repayment of long-term debt (1,127) (1,080) Net cash from financing activities (1,299) 1,072 Change in cash and cash equivalents (6,846) 8,597 Cash and cash equivalents, beginning of year 29,045 20,448 Cash and cash equivalents, end of year $ 22,199 $ 29,045 The accompanying notes are an integral part of these financial statements. 1-168 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 1. Reporting entity: Kitchener Power Corp. (the "Corporation") is a holding company for the affiliate companies, Kitchener -Wilmot Hydro Inc. and Kitchener Energy Services Inc., and is itself wholly owned by the Corporation of the City of Kitchener and the Corporation of the Township of Wilmot. The Corporation oversees the operations of Kitchener -Wilmot Hydro Inc., a regulated distribution company, and Kitchener Energy Services Inc., an unregulated retail services company. The Corporation also owns 33% of Grand River Energy Solutions Corp. (GRE), a generation and renewable energy solutions company. It is located in the City of Kitchener. The address of the Corporation's registered office is 301 Victoria Street South, Kitchener, Ontario, Canada. The financial statements are for the Corporation as at and for the year ended December 31, 2018 2. Basis of presentation: (a) Statement of compliance: The Corporation's financial statements have been prepared in accordance with International Financial Reporting Standards ("IFRS"). The financial statements were approved by the Board of Directors on March 22, 2019. (b) Basis of measurement: The financial statements have been prepared on the historical cost basis except for the following: (i) Where held, financial instruments at fair value through profit or loss (ii) Contributed assets are initially measured at fair value. The methods used to measure fair values are discussed further in note 22. (c) Functional and presentation currency: These financial statements are presented in Canadian dollars, which is the Corporation's functional currency. All financial information presented in Canadian dollars has been rounded to the nearest thousand. 1-169 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 2. Basis of presentation (continued): (d) Use of estimates and judgments: The preparation of financial statements in conformity with IFRS requires management to make judgments, estimates and assumptions that affect the application of accounting policies and the reported amounts of assets, liabilities, income and expenses and disclosure of contingent assets and liabilities. Actual results may differ from those estimates. Estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognized in the year in which the estimates are revised and in any future periods affected. Information about critical judgments in applying accounting policies that have the most significant effect on the amounts recognized in these financial statements is included in the following notes: i) Note 7 — Property, plant and equipment ii) Note 9 — Deferred tax assets iii) Note 12 — Employee future benefits iv) Note 17 — Commitments and contingencies v) Note 3(b) — Determination of the performance obligation for contributions from customers and the related amortization period (e) Rate regulation: The Corporation is regulated by the Ontario Energy Board ("OEB"), under the authority granted by the Ontario Energy Board Act, 1998. Among other things, the OEB has the power and responsibility to approve orset rates forthe transmission and distribution of electricity, providing continued rate protection for electricity consumers in Ontario, and ensuring that transmission and distribution companies fulfill obligations to connect and service customers. The OEB may also prescribe license requirements and conditions of service to local distribution companies ("LDCs"), such as the Corporation, which may include, among other things, record keeping, regulatory accounting principles, separation of accounts for distinct businesses, and filing and process requirements for rate setting purposes. The Corporation is required to bill customers for the debt retirement charge set by the province. The Corporation may file to recover uncollected debt retirement charges from Ontario Electricity Financial Corporation ("OEFC") once each year. Rate setting: Distribution revenue and electricity rates The OEB sets electricity prices for low-volume consumers twice each year based on an estimate of how much it will cost to supply the province with electricity for the next year. All low volume customers without a contract with an energy retailer are charged the OEB mandated rate for electricity. If a customer (regardless of volume) has a retailer agreement, then retailer rates are charged instead. All remaining consumers pay the market price for electricity. The 1-170 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 2. Basis of presentation (continued): (e) Rate regulation (continued): Corporation is billed for the cost of the electricity that its customers use and passes this cost on to the customer at cost without a mark-up. Forthe distribution revenue included in electricity sales, the Corporation files a "Cost of Service" ("COS") rate application with the OEB every four years where rates are determined through a review of the forecasted annual amount of operating and capital expenses, debt and shareholder's equity required to support the Corporation's business. The Corporation estimates electricity usage and the costs to service each customer class to determine the appropriate rates to be charged to each customer class. The COS application is reviewed by the OEB and intervenors and rates are approved based upon this review, including any revisions resulting from that review. In the intervening years an Incentive Rate Mechanism application ("IRM") is filed. An IRM application results in a formulaic adjustment to distribution rates that were set under the last COS application. The previous year's rates are adjusted for the annual change in the Gross Domestic Product Implicit Price Inflator for Final Domestic Demand ("GDP IPI -FDD") net of a productivity factor and a "stretch factor" determined by the relative efficiency of an electricity distributor. As a licensed distributor, the Corporation is responsible for billing customers for electricity generated by third parties and the related costs of providing electricity service, such as transmission services and other services provided by third parties. The Corporation is required, pursuant to regulation, to remit such amounts to these third parties, irrespective of whether the Corporation ultimately collects these amounts from customers. The Corporation last filed a COS application on June 21, 2013 for rates effective January 1, 2014 to December 31, 2014. The GDP IPI -FDD for 2018 is 1.2%, the Corporation's productivity factor is 0% and the stretch factor is 0.15%, resulting in a net adjustment of 1.05% to the previous year's rates. (f) Investments Investments in subsidiary companies, associates and other long-term investments are accounted for by the equity method. Dividends received are recorded as a reduction of the carrying value of these investments. 1-171 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies: The accounting policies set out below have been applied consistently in all years presented in these financial statements unless otherwise indicated. (a) Financial instruments: At initial recognition, the Company measures its financial assets at fair value plus, in the case of a financial asset not at fair value through profit or loss, transaction costs that are directly attributable to the acquisition of the financial asset. Transaction costs of financial assets carried at fair value through profit or loss are expensed in profit or loss. Subsequent measurement of the financial asset depends on the classification determined on initial recognition. Financial assets are classified as either amortized cost, fair value through other comprehensive income or fair value through profit or loss, depending on its business model for managing the financial assets and the contractual cash flow characteristics of the financial assets. Financial assets are not reclassified subsequent to their initial recognition, unless the Company changes its business model for managing financial assets. Financial liabilities are initially measured at fair value, net of transaction costs incurred. They are subsequently carried at amortized cost using the effective interest rate method; any difference between the proceeds (net of transaction costs) and the redemption value is recognized as an adjustment to interest expense over the period of the borrowings. The Corporation has not entered into derivative instruments. Hedge accounting has not been used in the preparation of these financial statements. Cash equivalents include short-term investments with maturities of three months or less when purchased. (b) Revenue recognition: Sale and distribution of electricity The performance obligations for the sale and distribution of electricity are recognized overtime using an output method to measure the satisfaction of the performance obligation. The value of the electricity services transferred to the customer is determined on the basis of cyclical meter readings plus estimated customer usage since the last meter reading date to the end of the year and represents the amount that the Corporation has the right to bill. Revenue includes the cost of electricity supplied, distribution, and any other regulatory charges. The related cost of power is recorded on the basis of power used. For customer billings related to electricity generated by third parties and the related costs of providing electricity service, such as transmission services and other services provided by third parties, the Corporation has determined that it is acting as a principal for these electricity charges and, therefore, has presented electricity revenue on a gross basis. Customer billings for debt retirement charges are recorded on a net basis as the Corporation is acting as an agent for this billing stream. 1-172 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (b) Revenue recognition (continued): Capital contributions Developers are required to contribute towards the capital cost of construction of distribution assets in order to provide ongoing service. The developer is not a customer and therefore the contributions are scoped out of IFRS 15 Revenue from Contracts with Customers. Cash contributions, received from developers are recorded as deferred revenue. When an asset other than cash is received as a capital contribution, the asset is initially recognized at its fair value, with a corresponding amount recognized as deferred revenue. The deferred revenue, which represents the Corporation's obligation to continue to provide the customers access to the supply of electricity, is amortized to income on a straight-line basis over the useful life of the related asset. Certain customers are also required to contribute towards the capital cost of construction of distribution assets in orderto provide ongoing service. These contributions fall within the scope of IFRS 15 Revenue from Contracts with Customers. The contributions are received to obtain a connection to the distribution system in order receive ongoing access to electricity. The Corporation has concluded that the performance obligation is the supply of electricity over the life of the relationship with the customer which is satisfied over time as the customer receives and consumes the electricity. Revenue is recognized on a straight-line basis over the useful life of the related asset. Other revenue Revenue earned from the provision of services is recognized as the service is rendered. Government grants and the related performance incentive payments under CDM programs are recognized as revenue in the year when there is reasonable assurance that the program conditions have been satisfied and the payment will be received. (c) Inventory: Inventory, comprising material and supplies, the majority of which is consumed by the Corporation in the provision of its services, is valued at the lower of cost and net realizable value, with cost being determined on a weighted average cost basis, and includes expenditures incurred in acquiring the material and supplies and other costs incurred in bringing them to their existing location and condition. Net realizable value is the estimated selling price in the ordinary course of business, less estimated selling expenses. (d) Property, plant and equipment: Items of property, plant and equipment ("PP&E") used in rate -regulated activities and acquired prior to January 1, 2015 are measured at deemed cost established on the transition date, less accumulated depreciation. All other items of PP&E are measured at cost, or, where the item is transferred from customers, its fair value, less accumulated depreciation. Consistent with IFRS 1, the Corporation elected to use the carrying amount as previously 1-173 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (d) Property, plant and equipment (continued): determined under Canadian GAAP as the deemed cost at January 1, 2015, the transition date to IFRS. Cost includes expenditures that are directly attributable to the acquisition of the asset. The cost of self -constructed assets includes the cost of materials, direct labour, and any other costs directly attributable to bringing the asset to a working condition for its intended use. When parts of an item of property, plant and equipment have different useful lives, they are accounted for as separate items (major components) of property, plant and equipment. Gains and losses on the disposal of an item of PP&E are determined by comparing the proceeds from disposal, if any, with the carrying amount of the item of PP&E and are recognized net within other income in profit or loss. Major spare parts and standby equipment are recognized as items of PP&E. The cost of replacing a part of an item of property, plant and equipment is recognized in the net book value of the item if it is probable that the future economic benefits embodied within the part will flow to the Corporation and its cost can be measured reliably. In this event, the replaced part of property, plant and equipment is written off, and the related gain or loss is included in profit or loss. The costs of the day-to-day servicing of property, plant and equipment are recognized in profit or loss as incurred. Depreciation is calculated over the depreciable amount and is recognized in profit or loss on a straight-line basis over the estimated useful life of each part or component of an item of property, plant and equipment. The depreciable amount is cost. Land is not depreciated. Construction -in -progress assets are not amortized until the projects are complete and in service. The estimated useful lives are as follows: Buildings 20-50 years Transformer station equipment 15-50 years Distribution station equipment 15-50 years Distribution system 25-60 years Meters 15-25 years SCADA equipment 15 years Other capital assets 3-10 years Depreciation methods, useful lives, and residual values are reviewed at each reporting date and adjusted prospectively if appropriate. 1-174 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (e) Intangible assets (continued): (i) Computer software: Computer software that is acquired or developed by the Corporation, including software that is not integral to the functionality of equipment purchased which has finite useful lives, is measured at cost less accumulated amortization and accumulated impairment losses. (ii) Land rights: Payments to obtain rights to access land ("land rights") are classified as intangible assets. These include payments made for easements, right of access and right of use over land for which the Corporation does not hold title. Land rights are measured at cost less accumulated amortization and accumulated impairment losses. (iii) Amortization: Amortization is recognized in profit or loss on a straight-line basis overthe estimated useful lives of intangible assets, other than goodwill, from the date that they are available for use. The estimated useful lives are: Computer software 3-10 years Land rights 100 years Amortization methods and useful lives of all intangible assets are reviewed at each reporting date and adjusted prospectively if appropriate. (f) Impairment: (i) Financial assets: A loss allowance for expected credit losses on financial assets measured at amortized cost is recognized at the reporting date. The loss allowance is measured at an amount equal to the lifetime expected credit losses for the asset. 1-175 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (f) Impairment (continued): (ii) Non-financial assets: The carrying amounts of the Corporation's non-financial assets, other than inventories and deferred tax assets are reviewed at each reporting date to determine whether there is any indication of impairment. If any such indication exists, then the asset's recoverable amount is estimated For the purpose of impairment testing, assets are grouped together into the smallest group of assets that generates cash inflows from continuing use that are largely independent of the cash inflows of other assets or groups of assets (the "cash -generating unit"). The recoverable amount of an asset or cash -generating unit is the greater of its value in use and its fair value less costs to sell. In assessing value in use, the estimated future cash flows are discounted to their present value using a pre-taxdiscount rate that reflects current market assessments of the time value of money and the risks specific to the asset. An impairment loss is recognized if the carrying amount of an asset or its cash -generating unit exceeds its estimated recoverable amount. Impairment losses are recognized in profit or loss. An impairment loss in respect of goodwill is not reversed. For assets other than goodwill, impairment recognized in prior periods is assessed at each reporting date for any indications that the loss has decreased or no longer exists. An impairment loss is reversed if there has been a change in the estimates used to determine the recoverable amount. An impairment loss is reversed only to the extent that the asset's carrying amount does not exceed the carrying amount that would have been determined, net of depreciation or amortization, if no impairment loss had been recognized. (g) Provisions: A provision is recognized if, as a result of a past event, the Corporation has a present legal or constructive obligation that can be estimated reliably, and it is probable that an outflow of economic benefits will be required to settle the obligation. Provisions are determined by discounting the expected future cash flows at a pre-tax rate that reflects current market assessments of the time value of money and the risks specific to the liability. 1-176 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (h) Regulatory deferral accounts: Regulatory deferral account debit balances represent costs incurred in excess of amounts billed to the customer at OEB approved rates. These amounts have been accumulated and deferred in anticipation of their future recovery in electricity distribution rates. Regulatory deferral account credit balances represent amounts billed to the customer at OEB approved rates in excess of costs incurred by the Corporation. Regulatory deferral account debit balances are recognized if it is probable that future billings in an amount at least equal to the capitalized cost will result from inclusion of that cost in allowable costs for rate -making purposes. The offsetting amount is recognized in profit and loss. The debit balance is reduced by the amount of customer billings as electricity is delivered to the customer and the customer is billed at rates approved by the OEB for the recovery of the capitalized costs. Regulatory deferral account credit balances are recognized if it is probable that future billings in an amount at least equal to the credit balance will be reduced as a result of rate -making activities. The offsetting amount is recognized in profit and loss. The credit balance is reduced by the amounts returned to customers as electricity is delivered to the customer at rates approved by the OEB for the return of the regulatory account credit balance. The probability of recovery or repayment of the regulatory account balances are assessed annually based upon the likelihood that the OEB will approve the change in rates to recover or repay the balance. Any resulting impairment loss is recognized in profit and loss in the year incurred. Regulatory deferral accounts attract interest at OEB prescribed rates. The rates from January to March 2018 were 1.5%, April to September 2018 were 1.89% and October to December 2018 were 2.17% (2017 — 1.2%). 1-177 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (i) Employee future benefits: (i) Pension plan: The Corporation provides a pension plan for all its full-time employees through Ontario Municipal Employees Retirement System ("OMERS"). OMERS is a multi-employer pension plan which operates as the Ontario Municipal Employees Retirement Fund ("the Fund"), and provides pensions for employees of Ontario municipalities, local boards and public utilities. The Fund is a contributory defined benefit pension plan, which is financed by equal contributions from participating employers and employees, and by the investment earnings of the Fund. To the extent that the Fund finds itself in an under -funded position, additional contribution rates may be assessed to participating employers and members. OMERS is a defined benefit plan. However, as OMERS does not segregate its pension asset and liability information by individual employers, there is insufficient information available to enable the Corporation to directly account for the plan. Consequently, the plan has been accounted for as a defined contribution plan. Obligations for contributions to defined contribution pension plans are recognized as an employee benefit expense in net income when they are due. (ii) Post -employment benefits, other than pension: The Corporation provides some of its retired employees with life insurance and medical benefits beyond those provided by government sponsored plans. The cost of these benefits is expensed as earned by employees through employment service. The accrued benefit obligations and the current service costs are actuarially determined by applying the projected unit credit method and reflect management's best estimate of certain underlying assumptions. Actuarial gains and losses arising from defined benefit plans are recognized immediately in other comprehensive income and reported in retained earnings. When the benefits of a plan are improved, the portion of the increased benefit relating to past service by employees is recognized in net income on a straight-line basis over the average period until the benefits become vested. In circumstances where the benefits vest immediately, the expense is recognized immediately in net income. 1-178 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): Q) Deferred revenue and assets transferred from customers: Certain customers and developers are required to contribute towards the capital cost of construction in order to provide ongoing service. When an asset is received as a capital contribution, the asset is initially recognized at its fair value, with the corresponding amount recognized as deferred revenue. Deferred revenue represents the Corporation's obligation to continue to provide customers access to the supply of electricity, and is amortized to income on a straight-line basis over the economic useful life of the acquired or contributed asset, which represents the period of ongoing service to the customer. (k) Leased assets: Leases, where the terms cause the Corporation to assume substantially all the risks and rewards of ownership, are classified as finance leases. Upon initial recognition, the leased asset is measured at an amount equal to the lower of its fair value and the present value of the minimum lease payments. Subsequent to initial recognition, the asset is accounted for in accordance with the accounting policy applicable to that asset. All other leases are classified as operating leases and the leased assets are not recognized on the Corporation's balance sheet. Payments made under operating leases are recognized in profit or loss on a straight-line basis over the term of the lease. (1) Finance income and finance costs: Finance income is recognized as it accrues in profit or loss, using the effective interest method. Finance income comprises interest earned on cash and cash equivalents and on regulatory assets. Finance charges comprise interest expense on borrowings, finance lease obligations, regulatory liabilities and unwinding of the discount on provisions and impairment losses on financial assets. Finance costs are recognized as an expense unless they are capitalized as part of the cost of qualifying assets. 1-179 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 3. Significant accounting policies (continued): (m) Income taxes: The income tax expense comprises current and deferred tax. Income tax expense is recognized in profit or loss except to the extent that it relates to items recognized directly in equity, in which case, it is recognized in equity. The Corporation is currently exempt from taxes under the Income Tax Act (Canada) and the Ontario Corporations Tax Act (collectively the "Tax Acts"). Under the Electricity Act, 1998, the Corporation makes payments in lieu of corporate taxes to the Ontario Electricity Financial Corporation ("OEFC"). These payments are calculated in accordance with the rules for computing taxable income and taxable capital and other relevant amounts contained in the Income Tax Act (Canada) and the Corporations Tax Act (Ontario) as modified by the Electricity Act, 1998, and related regulations. Prior to October 1, 2001, the Corporation was not subject to income or capital taxes. Payments in lieu of taxes are referred to as income taxes. Current tax is the tax payable on the taxable income for the year, using tax rates enacted or substantively enacted at the reporting date, and any adjustment to tax payable in respect of previous years. Deferred tax is recognized using the balance sheet method. Under this method, deferred income taxes reflect the net tax effects of temporary differences between the tax basis of assets and liabilities and their carrying amounts for accounting purposes, as well as for tax losses available to be carried forward to future years that are likely to be realized. Deferred tax assets and liabilities are measured using enacted or substantively enacted tax rates, at the reporting date, expected to apply to taxable income in the years in which those temporary differences are expected to be recovered or settled. The effect on deferred tax assets and liabilities of a change in tax rates is recognized in income in the year that includes the date of enactment or substantive enactment. 1-180 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 4. Cash: 2018 2017 Cash $ 22,199 $ 29,045 5. Accounts receivable: 2018 2017 Customer and other trade receivables $ 18,433 $ 17,985 Trade receivables from related parties 107 218 $ 18,540 $ 18,203 6. Inventory: The amount of inventories consumed by the Corporation and recognized as an expense during 2018 was $311 (2017 - $406). 7. Property, plant and equipment: (a) Cost or deemed cost: Land and Distribution Other fixed Construction - buildings equipment assets in -progress Total Balance at January 1, 2018 $ 23,598 $ 224,431 $ 7,091 $ 4,342 $ 259,462 Additions 936 18,141 2,004 - 21,081 Transfers - - - (720) (720) Disposals/Retirements (71) (154) (245) - (470) Balance at December 31, 2018 $ 24,463 $ 242,418 $ 8,850 $ 3,622 $ 279,353 Land and Distribution Other fixed Construction - buildings equipment assets in -progress Total Balance at January 1, 2017 $ 22,606 $ 203,502$ 6,727 $ 6,900 $ 239,735 Additions 1,016 20,900 1,530 - 23,446 Transfers - - - (2,558) (2,558) Disposals/Retirements (24) 29 (1,166) - (1,161) Balance at December 31, 2017 $ 23,598 $ 224,431 $ 7,091 $ 4,342 $ 259,462 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 7. Property, plant and equipment (continued) (b) Accumulated depreciation: Land and Distribution Other fixed Construction - buildings equipment assets in -progress Total Balance at January 1, 2018 $ 1,461 $ 22,699 $ 1,087 $ - $ 25,247 Depreciation charge 663 7,467 1,209 - 9,339 Disposals/Retirements (71) (154) (237) - (462) Balance at December 31, 2018 $ 2,053 $ 30,012 $ 2,059 $ - $ 34,124 Land and Distribution Other fixed Construction - buildings equipment assets in -progress Total Balance at January 1, 2017 $ 829 $ 15,701 $ 1,046 $ - $ 17,576 Depreciation charge 656 6,969 1,207 - 8,832 Disposals/Retirements (24) 29 (1,166) - (1,161) Balance at December 31, 2017 $ 1,461 $ 22,699 $ 1,087 $ - $ 25,247 (c) Carrying amounts: Land and Distribution Other fixed Construction - buildings equipment assets in -progress Total At December 31, 2018 $ 22,410 $ 212,406 $ 6,791 $ 3,622 $ 245,229 At December 31, 2017 $ 22,137 $ 201,732 $ 6,004 $ 4,342 $ 234,215 (d) Leased plant and equipment: The Corporation does not have leases for plant or equipment. (e) Security: At December 31, 2018, the Corporation had zero properties subject to a general security agreement. (f) Borrowing costs: During the year, borrowing costs of $ nil (2017 - $ nil) were capitalized as part of the cost of property, plant and equipment. 1-182 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 7. Property, plant and equipment (continued): (g) Allocation of depreciation and amortization: The depreciation of property, plant and equipment and the amortization of intangible assets has been allocated to profit or loss as follows: Operations Customer Energy and services Administration conservation Other Total maintenance expense expense expense expense December 31, 2018: - $ 7 $ 8,552 $ 9,252 8. Intangible assets: (a) Cost or deemed cost: Depreciation of property, plant Computer Software Land Rights and equipment $ 672 $ 6 $ - $ 7 $ 8,654 $ 9,339 Amortization of intangible $ 8 $ 2,810 Balance at January 1, 2017 Additions $ 2,390 136 $ 8 - assets - - - - 450 450 $ 672 $ 6 $ - $ 7 $ 9,104 $ 9,789 Operations Customer Energy and services Administration conservation Other Total maintenance expense expense expense expense December 31, 2017: Depreciation of property, plant and equipment $ 685 $ 8 $ - $ 7 $ 8,132 $ 8,832 Amortization of intangible assets - - - - 420 420 $ 685 $ 8 $ - $ 7 $ 8,552 $ 9,252 8. Intangible assets: (a) Cost or deemed cost: Computer Software Land Rights Total Balance at January 1, 2018 Additions $ 2,526 276 $ 8 - $ 2,534 276 Balance at December 31, 2018 $ 2,802 $ 8 $ 2,810 Balance at January 1, 2017 Additions $ 2,390 136 $ 8 - $ 2,398 136 Balance at December 31, 2017 $ 2,526 $ 8 $ 2,534 1-183 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 8. Intangible assets (continued): (b) Accumulated amortization: Computer Land Software Rights Total Balance at January 1, 2018 $ 1,636 $ 8 $ 1,644 Additions 450 - 450 Balance at December 31, 2018 $ 2,086 $ 8 $ 2,094 Balance at January 1, 2017 $ 1,216 $ 8 $ 1,224 Additions 420 - 420 Balance at December 31, 2017 $ 1,636 $ 8 $ 1,644 (c) Carrying amounts: Computer Land Software Rights Total At December 31, 2018 $ 716 $ - $ 716 At December 31, 2017 890 - 890 1-184 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 9. Income tax expense: Current tax expense: 2018 2017 Current period $ 2,120 $ 1,906 Adjustment for prior periods (155) (55) $ 1,965 $ 1,851 Deferred tax expense: 2018 2017 Original & reversal of temporary differences $ (25) $ (12) Recognition of previously unrecognized tax losses (7) (17) $ (32) $ (29) Reconciliation of effective tax rate: 2018 2017 Total comprehensive income for the year $ 10,953 $ 10,133 Total income tax expense 1,934 1,823 Comprehensive income before income taxes 12,887 11,956 Income tax using the Corporation's statutory tax rate of 26.5% 3,415 3,169 Temporary differences not benefitted (1,326) (1,291) Under (over) provided in prior periods (155) (55) $ 1,934 $ 1,823 Significant components of the Corporation's deferred tax balances are as follows: 2018 2017 Deferred tax assets (liabilities): Plant and equipment $ (12,518) $ (11,145) Non -vested sick leave 144 144 Employee benefits 1,405 1,381 Intangible assets 7 7 Loss carry -forward 140 133 Deferred tax liability 2,021 1,535 Deferred revenue - contributed capital 8,948 8,085 $ 147 $ 140 1-185 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 10. Regulatory deferral account balance: The following is a reconciliation of the carrying amount for each class of regulatory deferral account balances: Remaining recovery/ Balances reversal arising in the Recovery/ period 2017 period Reversal Other 2018 (years) Regulatory deferral account debit balances Group 1 deferred accounts $ 4,576 $ (104) $ (1,630) $ (1,030) $ 1,812 Note 1 Regulatory asset recovery account 794 3,672 (6,177) 1,711 - Note 1 Smart meter recovery 13 - - 13 Deferred tax asset 4,164 693 - 4,857 Note 2 Other 526 188 (30) 684 iotas amount reiatea to regulatory deferral account debit balances $ 10,073 $ 4,449 $ (7,807) $ 651 $ 7,366 1-186 Remaining recovery/ Balances reversal arising in the Recovery/ period 2017 period Reversal Other 2018 (years) Regulatory deferral account credit balances Group 1 deferred accounts $ 10,657 $ 3,049 $ (7,808) $ (1,030) $ 4,868 Note 1 Regulatory asset recovery account $ - $ - $ $ 1,711 $ 1,711 Note 1 Other 364 37 (30) 371 Total amount related to regulatory deferral account credit balances $ 11,021 $ 3,086 $ (7,808) $ 651 $ 6,950 2018 2017 Movements in regulatory accounts Net change in regulatory deferral account debit and credit balances $ 1,364 $ 4,885 Less movement related to the balance sheet Deferred income tax (693) (4,697) Deferred revenue (32) 41 Amounts moved to property, plant, equipment - - Net movement in regulatory deferral account balances related to profit or loss and the related deferral tax movement $ 639 $ 229 1-186 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 10. Regulatory deferral account balance (continued): Note 1 The Corporation expects to be approved for collection of these amounts in its 2018 filing for 2019 rates Note 2 The Corporation has not sought approval forthe disposition of this amount as changes in underlying assumptions may reduce the amounts recorded in the account. KWHI may seek refunds in the future. 11. Long-term debt: Effective August 1, 2000, the Corporation incurred unsecured promissory notes payable to the City of Kitchener and the Township of Wilmot, and have an interest rate of 4.88% per annum. Interest is payable in quarterly installments, in arrears, on March 31St, June 30th, September 30th and December 31 st Effective February 1, 2010, the Corporation incurred a ten year senior unsecured debenture payable to Ontario Infrastructure Projects Corporation. An initial payment of $7,000 was received February 1, 2010, followed by a second payment of $3 million on May 17, 2010. The debenture has an interest rate of 4.28%, and interest is payable in equal semi-annual installments, in arrears, on May 17th and November 17th each year commencing November 17, 2010 until maturity. 2018 2017 Senior unsecured debentures: City of Kitchener $ 70,998 $ 70,998 Township of Wilmot 5,965 5,965 Ontario Infrastructure Projects Corporation 1,782 2,909 Senior unsecured debentures, net proceeds $ 78,745 $ 79,872 Less: current portion of long-term debt $ (1,176) $ (1,127) Total long-term debt $ 77,569 $ 78,745 12. Employee future benefits: The Corporation pays certain medical and life insurance benefits on behalf of some of its retired employees. The Corporation recognizes these post-retirement costs in the period in which employees' services were rendered. The accrued benefit liability at December 31, 2018 of $5,305 was based on an actuarial valuation completed in 2016 using a discount rate of 3.9%. 1-187 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 12. Employee future benefits (continued): Changes in the present value of the defined benefit unfunded obligation and the accrued benefit liability: 2018 2017 Defined benefit obligation, beginning of year $ 5,213 $ 5,035 Current service cost 162 166 Interest cost 199 194 Benefits paid during the year (269) (227) Actuarial loss recognized in other - 45 comprehensive income Accrued benefit liability, end of year $ 5,305 $ 5,213 Components of net benefit expense recognized are as follows: 2018 2017 Current service cost $ 162 $ 166 Interest cost 199 194 Net benefit expense recognized $ 361 $ 360 Actuarial losses recognized in other comprehensive income: 2018 2017 Cumulative amount at January 1 $ (278) $ (245) Recognized during the year - (33) Cumulative amount at December 31 (278) (278) Net benefit expense recognized $ - $ (33) 1-188 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 12. Employee future benefits (continued): The significant actuarial assumptions used in the valuation are as follows (weighted average): 2018 2017 Accrued benefit obligation: Discount rate 3.9% 3.9% Benefit cost for the year: Age Withdrawal rate 18-29 3.50% 3.50% 30-34 2.50% 2.50% 35-39 2.2% 2.2% 40-49 1.8% 1.8% 50-54 1.4% 1.4% Assumed health care cost trend rates: Initial health care cost trend rate Health 6.2% 6.2% Dental 4.5% 4.5% The approximate effect on the accrued benefit obligation of the entire plan and the estimated net benefit expense of the entire plan if the health care trend rate assumption was increased or decreased by 1 %, and all other assumptions were held constant, is as follows: Benefit Periodic Obligation Benefit Cost 1% increase in health care trend rate $ 186 $ 28 1% decrease in health care trend rate $ (149) $ (24) Historical Information Amounts for the current and previous year, for the entire plan, are as follows: 2018 2017 Defined benefit obligation $ 5,305 $ 5,213 Experience adjustments $ - $ (33) 1-189 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 12. Employee future benefits (continued): The main actuarial assumptions utilized for the valuation are as follows: General inflation - future general inflation levels, as measured by the changes in the Consumer Price Index, were assumed at 2% in 2018, and thereafter (2017 - 2%). Discount (interest) rate - the discount rate used to determine the present value of future liabilities and the expense for the year ended December 31, 2018, was 3.9% (2017 — 3.9%). Salary levels - future general salary and wage levels were assumed to increase at 3.3% (2017 - 3.3%) per annum. Medical costs - medical costs were assumed to increase 5.99% for 2018, (6.2% for 2017) decreasing annually to 4.5% in 2025 and beyond. Dental costs - dental costs were assumed to be 4.5% for 2018 and thereafter. 13. Customer and IESO deposits: Customer deposits represent cash deposits from electricity distribution customers and retailers, as well as construction deposits. Deposits from electricity distribution customers are refundable to customers who demonstrate an acceptable level of credit risk as determined by the Corporation in accordance with policies set out by the OEB or upon termination of their electricity distribution service. Construction deposits represent cash prepayments for the estimated cost of capital projects recoverable from customers and developers. Upon completion of the capital project, these deposits are transferred to deferred revenue. The Corporation delivers conservation and demand management programs for its customers on behalf of the IESO. Prepayments received from the IESO have been recorded and will be transferred to revenue as programs are delivered and the revenue is earned. The deposits comprise: 2018 2017 Customer deposits $ 7,471 $ 7,664 Construction deposits 5,630 5,702 IESO deposit for energy conservation programs 1,158 1,158 Total customer and IESO deposits $ 14,259 $ 14,524 1-190 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 14. Share capital: 2018 2017 Authorized: Unlimited number of common shares Issued: 20,000 common shares $ 66,389 $ 66,389 Dividends: The holders of the common shares are entitled to receive dividends as declared from time to time. The Corporation paid aggregate dividends in the year on common shares of $4,071 (2017 - $4,195). 15. Other operating revenue: Other income comprises: 1-191 2018 2017 Specific service charges $ 1,479 $ 1,654 Deferred revenue 782 658 Scrap sales 175 363 Net gain on disposal of capital assets 128 29 Retailer services 28 35 Sundry 3 46 Total other income $ 2,595 $ 2,785 16. Finance income and expense: 2018 2017 Interest income on bank deposits $ 498 $ 301 Finance income 498 301 Interest expense on long-term debt 3,864 3,911 Interest expense on BMO Letter of Credit 123 123 Interest expense on deposits 121 70 Other 9 5 4,117 4,109 Net finance costs recognized in profit or loss $ 3,619 $ 3,808 1-191 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 17. Commitments and contingencies: Contractual Obligations There are no contractual obligations General From time to time, the Corporation is involved in various litigation matters arising in the ordinary course of its business. The Corporation has no reason to believe that the disposition of any such current matter could reasonably be expected to have a materially adverse impact on the Corporation's financial position, results of operations or its ability to carry on any of its business activities. General Liability Insurance: The Corporation is a member of the Municipal Electric Association Reciprocal Insurance Exchange (MEARIE). MEARIE is a pooling of public liability insurance risks of many of the LDCs in Ontario. All members of the pool are subjected to assessment for losses experienced by the pool for the years in which they were members, on a pro -rata basis based on the total of their respective service revenues. As at December 31, 2018, no assessments have been made. 18. Guarantees: Kitchener Power Corp. is the guarantor for a line of credit issued by the Canadian Imperial Bank of Commerce on behalf of Grand River Energy Solutions Corp (GRE Corp). GRE Corp is one third owned by each of Kitchener Power Corp., Waterloo North Hydro Holding Corporation and Cambridge & North Dumfries Energy Plus Inc.; each of which has guaranteed a maximum of $3 million in the event of default by GRE Corp. 19. Pension agreement: The Corporation provides a pension plan for its employees through OMERS. The plan is a multi- employer, contributory defined pension plan with equal contributions by the employer and its employees. In 2018, the Corporation made employer contributions of $1,601 to OMERS (2017 - $1,582). The Corporation's net benefit expense has been allocated as follows: a) $444 (2017 - $415) capitalized as part of property, plant and equipment; b) $1,157 (2017 - $1,167) charged to net income. The Corporation estimates that a contribution of $1,700 to OMERS will be made during the next fiscal year. 1-192 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 20. Employee benefits: 2018 2017 Salaries, wages and benefits $ 18,592 $ 18,426 CPP and EI remittances 697 700 Contributions to OMERS 1,601 1,582 Expenses related to defined benefit plans 361 360 $ 21,251 $ 21,068 21. Related party transactions: (a) Parent and ultimate controlling party: The Corporation is wholly-owned by the Corporation of the City of Kitchener and the Corporation of the Township of Wilmot. The City and the Township produce financial statements that are available for public use. (b) Entity with significant influence: The Corporation of the City of Kitchener exercises significant influence over the Corporation through its 92.25% ownership interest in the Corporation. (c) Key management personnel: The key management personnel of the Corporation have been defined as members of its board of directors and executive management team members, and is summarized below. 2018 2017 Directors' fees $ 61 $ 62 Salaries and other short-term benefits 925 900 Post employment benefits 17 17 Other long-term benefits (OMERS) 77 74 $ 1,080 $ 1,053 (d) Transactions with parent: During the year the Corporation paid management and business development services to its parent in the amount of $ nil (2017 - $ nil) (e) Transactions with entity with significant influence: In the ordinary course of business, the Corporation delivers electricity to the Corporation of the City of Kitchener. Electricity is billed to the City of Kitchener at prices and under terms approved by the OEB. 1-193 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 21. Related party transactions (continued): (f) Transactions with ultimate parent (the City of Kitchener) In 2018, the Corporation had the following significant transactions with its ultimate parent, a government entity: • Construction, contracted through Kitchener Wilmot Hydro Inc. • Streetlight maintenance services contracted through Kitchener Energy Services Inc. 22. Financial instruments and risk management: Fair value disclosure Cash and cash equivalents are measured at fair value. The carrying values of receivables, and accounts payable and accrued charges approximate fair value because of the short maturity of these instruments. The carrying value of the customer deposits approximates fair value because the amounts are payable on demand. The fair value of the long term debt (senior unsecured debentures issued by the shareholders (City of Kitchener and Township of Wilmot) approximates the carrying value due to the short term nature of the loan. The fair value of the long term debt (senior unsecured debentures) issued by Ontario Infrastructure Projects Corporation at December 31, 2018 is $1,800 (2017 - $2,900). The fair value is calculated based on the present value of future principal and interest cash flows, discounted at the current rate of interest at the reporting date. The interest rate used to calculate fair value at December 31, 2018 was 4.28% (2017 — 4.28%). Financial risks The Corporation understands the risks inherent in its business and defines them broadly as anything that could impact its ability to achieve its strategic objectives. The Corporation's exposure to a variety of risks such as credit risk, interest rate risk, and liquidity risk, as well as related mitigation strategies are discussed below. (a) Credit risk: Financial assets carry credit risk that a counterparty will fail to discharge an obligation which could result in a financial loss. Financial assets held by the Corporation, such as accounts receivable, expose it to credit risk. The Corporation earns its revenue from a broad base of customers located in the City of Kitchener and the Township of Wilmot. As of December 31, 2018 one customer accounted for more than 1 % of total accounts receivable, totaling $187 (or 1.0%) out of a total accounts receivable of $18,532. 1-194 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 22. Financial instruments and risk management (continued): (a) Credit risk (continued): The carrying amount of accounts receivable is reduced through the use of an allowance for impairment and the amount of the related impairment loss is recognized in net income. Subsequent recoveries of receivables previously provisioned are credited to net income. The balance of the allowance for impairment at December 31, 2018 is $250 (2017 - $250). An impairment loss of $183 (2017 - $155) was recognized during the year. The Corporation's credit risk associated with accounts receivable is primarily related to payments from distribution customers. At December 31, 2018, approximately $242 (2017 - $210) is considered 60 days past due. The Corporation has over 96 thousand customers, the majority of whom are residential. Credit risk is managed through collection of security deposits from customers in accordance with directions provided by the OEB. As at December 31, 2018, the Corporation holds security deposits in the amount of $14,300 (2017 - $14,500). (b) Market risk: Market risks primarily refer to the risk of loss resulting from changes in commodity prices, foreign exchange rates, and interest rates. The Corporation currently does not have any material commodity or foreign exchange risk. The Corporation is exposed to fluctuations in interest rates as the regulated rate of return for the Corporation's distribution business is derived using a complex formulaic approach which is in part based on the forecast for long- term Government of Canada bond yields. This rate of return is approved by the OEB as part of the approval of distribution rates A 1% increase in the interest rate at December 31, 2018 would have increased interest expense on the long-term debt by $18 (2017 - $29), assuming all other variables remain constant. A 1% decrease in the interest rate would have an equal but opposite effect. (c) Liquidity risk: The Corporation monitors its liquidity risk to ensure access to sufficient funds to meet operational and investing requirements. The Corporation's objective is to ensure that sufficient liquidity is on hand to meet obligations as they fall due while minimizing interest exposure. The Corporation has access to a $5,000 credit facility and monitors cash balances daily to ensure that a sufficient level of liquidity is on hand to meet financial commitments as they come due. As at December 31, 2018, no amounts had been drawn under BMO Bank of Montreal credit facility (2017 - $ nil). The Corporation also has a bilateral facility for $35,000 (the "LC" facility) for the purpose of issuing letters of credit mainly to support the prudential requirements of the IESO, of which $35,000 has been drawn and posted with the IESO (2017 - $35,000). The majority of accounts payable, as reported on the balance sheet, are due within 30 days 1-195 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 22. Financial instruments and risk management (continued): (d) Capital disclosures: The main objectives of the Corporation, when managing capital, are to ensure ongoing access to funding to maintain and improve the electricity distribution system, compliance with covenants related to its credit facilities, prudent management of its capital structure with regard for recoveries of financing charges permitted by the OEB on its regulated electricity distribution business, and to deliver the appropriate financial returns. The Corporation's definition of capital includes shareholder's equity and long-term debt. As at December 31, 2018, shareholder's equity amounts to $154,850 (2017 - $147,968) and long- term debt amounts to $77,569 (2017 - $78,745). 23. Revenue from Contracts with Customers The Corporation generates revenue primarily from the sale and distribution of electricity to its customers. Other sources of revenue include performance incentive payments under CDM programs 1-196 2018 2017 Revenue from Contracts with Customers $ 236,777 $ 245,649 Other Revenue: CDM programs 4,971 3,523 Other 1,923 1,954 Total $ 243,672 $ 251,126 In the following table, revenue from contracts with customers is disaggregated by type of customer. 2018 2017 Residential $ 89,870 $ 94,073 Commercial 144,107 147,821 Large Users 1,382 1,205 Other 1,418 2,549 Total Revenue $ 236,777 $ 245,649 1-196 KITCHENER POWER CORP. - CONSOLIDATED Notes to Financial Statements Year ended December 31, 2018 (Expressed in thousands of dollars) 24. Change in Accounting Policy IFRS 15 Revenue from Contracts with Customers and IFRS 9 Financial Instruments The Company has initially applied IFRS 15 Revenue from Contracts with Customers from January 1, 2018 on a retrospective basis. The following practical expedients have been used in the initial application of this new standard: For completed contracts, the Corporation did not restate contracts that: (i) Began and ended within the same annual reporting period; or (ii) Were completed at the beginning of January 1, 2017. IFRS 15 contains a five step model that applies to contracts with customers that specifies that revenue is recognized when or as an entity transfers control of goods or services to a customer at the amount to which the entity expects to be entitled. The Company has initially applied IFRS 9 Financial Instruments from January 1, 2018 on a retrospective basis. IFRS 9 includes revised guidance on the classification and measurement of financial instruments, including a new expected credit loss model for measuring impairment on financial assets, and new general hedge accounting requirements. Despite the retrospective adoption, the accounting policy change did not result in a significant impact to the financial statements. As a result, the Company was not required to make any adjustments to the comparative figures upon initial adoption. The updated accounting policies have been discussed further in note 3 25. Future accounting pronouncements: The Company is evaluating the adoption of the following new and revised standards along with any subsequent amendments. Leases In January 2016, IASB issued IFRS 16 to establish principles for the recognition, measurement, presentation, and disclosure of leases, with the objective of ensuring that lessees and lessors provide relevant information that faithfully represents those transactions. IFRS 16 replaces IAS 17 and it is effective for annual periods beginning on or after January 1, 2019. The standard introduces a single lessee accounting model and requires a lessee to recognize assets and liabilities for all leases with a term of more than 12 months, unless the underlying asset is of low value. A lessee is required to recognize a right -of -use asset representing its right to use the underlying asset and a lease liability representing its obligation to make lease payments. This standard substantially carries forward the lessor accounting requirements of IAS 17, while requiring enhanced disclosures to be provided by the lessor. Other areas of the lease accounting model have been impacted, including the definition of a lease. Transitional provisions have been provided. The Corporation intends to adopt IFRS 16 in its financial statements for the annual period beginning January 1, 2019. The Corporation is assessing the impact of IFRS 16 on its results of operations, financial position and disclosures. 1-197 2018 2017 2016 2015 2014 1. DEMOGRAPHIC STATISTICS 1.12975 1.15259 1.16901 1.18477 1.20310 Population' 255,070 252,520 246,700 239,900 236,500 Households' 97,830 96,720 94,170 92,050 90,560 Area in acres2 33,797 33,797 33,802 33,802 33,802 2. TAXABLE ASSESSMENT ($000's) 1.34000 1.39000 1.40000 1.43000 1.46000 Residential and farm3 24,878,827 23,639,290 22,414,567 21,215,652 19,990,326 Commercial and industria13 3,740,833 3,525,281 3,390,259 3,291,854 3,177,397 Total 28,619,660 27,164,571 25,804,826 24,507,506 23,167,723 3. TAX RATES 1.17984 1.19237 1.19650 1.19903 1.20656 Residential and Farm Taxable Full 1.34000 1.39000 1.50000 1.53000 1.56000 City 0.35470 0.36212 0.36742 0.37488 0.38135 Region 0.60505 0.61147 0.61359 0.61489 0.61875 School Boards 0.17000 0.17900 0.18800 0.19500 0.20300 Total 1.12975 1.15259 1.16901 1.18477 1.20310 Commercial Taxable Full City 0.69166 0.70613 0.71647 0.73101 0.74363 Region 1.17984 1.19237 1.19650 1.19903 1.20656 School Boards 1.34000 1.39000 1.40000 1.43000 1.46000 Total 3.21150 3.28850 3.31297 3.36004 3.41019 Industrial Taxable Full City 0.69166 0.70613 0.71647 0.73101 0.74363 Region 1.17984 1.19237 1.19650 1.19903 1.20656 School Boards 1.34000 1.39000 1.50000 1.53000 1.56000 Total 3.21150 3.28850 3.41297 3.46004 3.51019 1. Source: Planning, Housing and Community Services Department, Regional Municipality of Waterloo 2. Source: Statistics Canada, 2016 Census Data (2017 to 2018); 2011 Census Data (2014 to 2016) 3. 2014 to 2015 data has been restated to show Phase-in taxable assessment rather than Current assessment value. Weighted Assessment Growth Final 2016 129% Fi112120171 66% `Yp F11121 2018 1 69% 5 4 3 2 1 8 018 018 101 11 13 14 15 16 17 18 Year Cumulative Tax Rate & C:IPI H 20 �u � r, .��ii •. m mm 101 �..................... 08 019 10 '1'1 '12 '13 14 96 9t, 17 1� Year --#- City Tax Rate (%). ............ Ontarice C.PI (9+Ey The 2011 tax rate increase has been restated to indicate what the tax rate increase would have been prior to the transfer of storm water management costs to a new user rate. Without this restatement, a decrease would have shown for 2011. 1-198 ($000's) 2018 2017 2016 2015 2014 in..,. a..a...a 4. COLLECTION STATISTICS 43,299 39,436 38,932 31,273 37,797 Total taxes billed 423,032 406,605 394,020 379,110 368,577 Total collections 422,659 405,060 389,608 382,899 365,882 Total collections as a % of current levy 100% 100% 99% 101% 99% Taxes receivable, net of allowance 17,826 16,878 20,598 19,617 22,706 Total receivable as a % of current levy 4% 4% 5% 5% 6% 5. CONSOLIDATED REVENUE 43,299 39,436 38,932 31,273 37,797 Taxation and user charges4 384,069 367,621 339,203 333,884 335,344 Grants 10,661 12,908 5,830 10,013 6,991 Share of net income of Kitchener Power 85,452 80,380 76,317 72,863 71,962 Corp. and its affiliates 10,104 9,348 9,593 10,121 9,793 Development charge revenue recognized 10,294 7,303 10,388 11,044 8,076 Other 34,857 15,852 21,097 25,801 21,020 Total revenue 449,985 413,032 386,111 390,863 381,225 6. CONSOLIDATED EXPENSES Expenses by Function General government 43,299 39,436 38,932 31,273 37,797 Protection services 48,966 47,268 45,291 44,728 42,727 Transportation services 37,022 37,805 35,100 34,566 35,328 Environmental services4 85,452 80,380 76,317 72,863 71,962 Health services 2,502 2,296 2,257 2,245 2,144 Social and family services 2,742 2,662 2,722 2,752 2,609 Recreation and cultural services 75,362 69,847 68,496 68,645 66,141 Planning and development 11,374 13,123 13,160 12,060 13,100 Gasworks 67,449 67,386 52,184 59,246 70,824 Total Expenses 374,168 360,203 334,459 328,378 342,632 Expenses by Object Salaries, wages and employee benefits 158,659 151,980 147,224 141,941 138,259 Materials and services4 162,396 152,371 138,301 141,577 153,736 Debenture debt interest 2,881 3,180 3,534 3,869 3,740 Grants and other 6,186 5,295 4,214 3,031 4,192 Amortization 47,876 46,188 42,658 40,274 39,646 Loss/(Gain) on sale of assets (3,830) 1,189 (1,472) (2,314) 3,059 Total Expenses 374,168 360,203 334,459 328,378 342,632 7. ANNUAL SURPLUS 75,817 52,829 51,652 62,485 38,593 4. Water purchases and wastewater treatment surcharge had previouslybeen netted against user charges. In 2018 this process was changed to present the gross revenue and expenses. 2014 to 2017 figures have been restated to match the current year presentation. 1-199 Debt Per Capiita NewOonstru.uction 1-200 2018 2017 2016 2015 2014 (Restated) 8. ANALYSIS OF LONG-TERM DEBT ($000's) Gross debt issued by the municipality 71,179 77,889 84,859 93,536 102,999 Less debt recoverable from municipal enterprises and consolidated boards 9,056 9,596 10,121 10,629 11,125 Less debt recoverable from other sources 6,571 7,252 8,587 9,870 11,105 Net debt to be repaid from property taxes 55,552 61,041 66,151 73,037 80,770 Net debt per capita ($'s) 218 242 268 304 342 Repayment of principal & interest ($000's) 13,903 14,589 14,592 14,498 14,452 Annual repayment limit ($000's)5 73,789 71,777 72,327 70,319 68,741 Interest on long-term debt as a % of total expenditures 0.8% 1.0% 1.2% 1.4% 1.3% 9. ACCUMULATED SURPLUS ($000's) Reserves, reserve funds and deferred revenue - obligatory reserve funds 104,780 98,754 88,097 77,081 47,982 Unexpended capital financing 99,849 118,172 108,099 94,927 85,939 Accumulated surplus 1,411,650 1,335,832 1,283,004 1,231,351 1,176,249 10. NEW CONSTRUCTION Value of construction ($000's) 566,135 498,220 739,739 565,081 573,063 Number of building permits 2,624 2,503 3,158 2,749 2,559 Number of single family dwelling starts 303 300 840 614 504 11. NET FINANCIAL ASSETS ($000's) 221,799 220,788 214,048 194,460 187,392 5. The debt limit is based on the Financial Information Return from the second immediate preceding year. Debt Per Capiita NewOonstru.uction 1-200 12. PRINCIPAL CORPORATE TAXPAYERS 2018 Taxable Assessment Value ($000's) DREWLO HOLDINGS INC 423,380 CF/REALTY HOLDINGS INC 254,524 ONTREA INC. 235,487 EUROPRO (KITCHENER) GP INC 100,107 ONTARIO MINISTER OF ENERGY & INFRASTRUCTURE 87,612 VOISIN DEVELOPMENTS LIMITED 80,259 THE INCC CORP 74,516 MORGUARD NAR (ONTARIO) HOLDINGS LIMITED 71,010 KITCHENER HOUSING INC 67,322 HOMESTEAD LAND HOLDINGS LIMITED 67,008 1940750 ONTARIO INC 66,867 ACTIVA HOLDINGS INC 63,937 STAMM INVESTMENTS LIMITED 61,282 CP REIT ONTARIO PROPERTIES LIMITED 51,768 STEEVES & ROZEMA ENTERPRISES LIMITED 49,441 1-201 J Staff Repod K�WHIIN'0 Financial Services Departn7cnt www,kitchenerca REPORT TO: Audit Committee DATE OF MEETING: 2019-06-24 SUBMITTED BY: Margaret Fisher, Director of Procurement, 519-741-2200 ext. 7214 PREPARED BY: Adam Buchholtz, Associate Procurement Specialist, 519-741-2200 ext. 7217 WARD (S) INVOLVED: N/A DATE OF REPORT: 2019-06-06 REPORT NO.: FIN -19-058 SUBJECT: P19-024 Audit Services RECOMMENDATION: That Proposal P19-024 Audit Services, be awarded to KPMG LLP, Waterloo, Ontario, at their estimated fee of $777,600., plus H.S.T. of $101,088., for a total of $878,688., for a five (5) year term beginning with the fiscal year ending December 31, 2019 for the Corporation of the City of Kitchener, it's boards and enterprises, Kitchener Housing Inc., and Kitchener Non -Profit Property Management Inc. and for a five (5) year term beginning with the fiscal year ending May 31, 2020 for Waterloo Region Municipalities Insurance Pool; and further; That section 1.1 of Chapter 103 (Auditor) of the City's Municipal Code be amended to effect the appointment of KPMG LLP as the City's Auditor. BACKGROUND: Under section 296(3) of the Municipal Act, an auditor shall not be appointed for a term exceeding five (5) years. The Audit Committee appointed KPMG for the period 2014-2018 and they have now completed their five (5) year term and an auditor needs to be appointed for the next five (5) yearterm. REPORT: Proposals were advertised publicly on the City of Kitchener website. Documents were downloaded by nine (9) interested parties and by the closing date of Friday April 5, 2019, three (3) proposals had been received. A listing of the responding parties follows for your reference: Grant Thornton LLP Waterloo ON KPMG LLP Waterloo ON MNP LLP Waterloo ON *** This information is available in accessible formats upon request. *** Please call 519-741-2345 or TTY 1-866-969-9994 for assistance. 2-1 The proposal submissions were reviewed and rated by the selection committee, comprised of; Mayor B. Vrbanovic, Chair, Audit Committee, Councillor S. Davey, Chair, Finance and Corporate Services Committee, J. Lautenbach, Chief Financial Officer, B. Johnson, Director of Accounting, R. LeBrun, Manager of Accounting, and C. Tasker, Internal Auditor. The review committee met on Wednesday May 8, 2019, to discuss the ratings and come to a decision on award. The committee recommends awarding the project to KPMG LLP, Waterloo, Ontario. The selection committee rated the proposal submissions on the following criteria: • Qualifications and Company Profile including Project Manager and References • Technical Experience and Understanding • Methodology and Schedule • Value Added Services • Cost of Consultant's Fees ALIGNMENT WITH CITY OF KITCHENER STRATEGIC PLAN: The recommendation of this report supports the achievement of the city's strategic vision through the delivery of core service. FINANCIAL IMPLICATIONS: The total 2019 audit fee is 1.8% lower than the 2018 audit fee and increases by an inflationary amount each year (1.9 — 2.0%). Funding for the City's audit fees are provided from various operating and enterprise account codes. The City of Kitchener's portion of the fees is $421,600 over the five (5) year contract term. The remainder is funded directly by the individual boards (Belmont Improvement Area Board of Management, Kitchener Downtown Improvement Area Board, Kitchener Public Library Board, and The Centre in the Square Inc.) as well as Kitchener Housing Inc., Kitchener Non -Profit Property Management Inc., and the Waterloo Region Municipalities Insurance Pool. COMMUNITY ENGAGEMENT: INFORM — This report has been posted to the City's website with the agenda in advance of the council / committee meeting. ACKNOWLEDGED BY: Jonathan Lautenbach, Chief Financial Officer, Financial Services Department 2 — 2 aI�" 41 REPORT TO: Audit Committee DATE OF MEETING: June 24, 2019 SUBMITTED BY: Corina Tasker, Internal Auditor, (519)741-2200, ext. 7361 PREPARED BY: Corina Tasker, Internal Auditor, (519)741-2200, ext. 7361 WARD (S) INVOLVED: All DATE OF REPORT: June 10, 2019 REPORT NO.: CAO -19-009 SUBJECT: 2nd Quarter Audit Status Report RECOMMENDATION: 1iAA T.F. iiia.. wwwkitchen r.ca No recommendation required. The following information is being provided as an update and assurance on internal audit matters, in accordance with the Audit Committee Terms of Reference. BACKGROUND: The following report provides a summary of the Internal Audit assurance services completed during the period of March 2019 to June 2019. The chart below shows the audits contained in this report. Consulting work is also in progress on the following reviews: • Development Services — comprehensive review with internal audit assistance being provided for the process review component *** This information is available in accessible formats upon request. *** Please call 519-741-2345 or TTY 1-866-969-9994 for assistance. 3-1 REPORT: 1. SAP Separation of Duties — Status Report Date of original audit: March 8, 2018 Completed. March 15, 2019 Overview: The objective of the original audit was to determine the high risk SAP separation of duties scenarios and determine if any users have access that permits these conflicts. Users were then contacted to determine if the access can be removed or whether the corporation will accept the risk and try to mitigate it in some way. High risk is defined as the ability for an individual to use their SAP access to create transactions which would: • Allow them to steal funds from the corporation, either individually or in collusion with vendors / suppliers / customers • Allow them to misrepresent the corporation's financial situation This review uncovered several user ID's which had more access than they required for their role. While there was no evidence of fraud, the potential is there if these separation of duty conflicts were not removed or mitigated. Audit Objective: All services which have undergone an audit in the past are subject to a status update, not sooner than one year following the original audit. The purpose of status updates are to hold staff accountable for addressing the audit findings and to identify any areas that have not seen significant progress. Status Definitions: • Complete = the recommendation has been fully implemented. • In progress = implementation has begun. • Not started = No work has begun yet but will in the future. • Not required = the recommendation either does not require any action, or it is no longer relevant and no work will be done to implement it. 3-2 Recommendation Status: Status Number of recommendations Number of original recommendations 9 Number of recommendations complete 7 Number of recommendations in progress 1 Number of recommendations not started 1 Number of recommendations not required 0 The seven recommendations which are complete relate to removing unnecessary access for various user groups. The one recommendation still in progress relates to creating a process to review required access when a user changes positions within the corporation. An SAP Change Form is under development and a process for SAP Business Solutions staff to be notified is still to be determined. The one recommendation not started yet was for SAP Business Solutions staff to perform an annual check of system access to ensure no conflicts, or that conflicts are documented with valid rationale and supporting mitigating controls. An annual check requires a number of custom reports that would take significant effort to develop. Available automated options will be reviewed as part of a 5 -year SAP Roadmap Strategy. This risk is being mitigated by carefully reviewing all new roles that are created. Conclusion: Most of the recommendations were implemented or started immediately following the original review. The implementation of the recommendations has had the intended effect of mitigating separation of duties conflicts and the potential for fraud. No further follow-up is required for this audit, although this topic will remain on the list for periodic compliance testing. 2. Employee Expenses — Status Report Date of original audit: May 27, 2015 Completed. March 29, 2019 Overview: The objective of the original audit was to document the employee expense processes in order to assess whether adequate controls exist within the process. A sample of expenses was examined to ensure compliance with Council and internal policies. This audit found that in general the City has very sound processes and controls in place related to employee expenses. Expenses were related to legitimate business reasons and had the required backup to support the claims. There were no cases of fraud uncovered and only 1 instance of an employee circumventing the purchasing by-law. Staff within the Accounting 3-3 division are very diligent and skilled in looking for non-compliance with policy and identify and prevent the majority of errors and omissions. The main area for improvement was to consolidate all stand-alone policies into a one master policy and instruction for employees where they can find guidance not only on the policy itself but also on how to submit each type of expense for reimbursement. Audit Objective: All services which have undergone an audit in the past are subject to a status update, not sooner than one year following the original audit. The purpose of status updates are to hold staff accountable for addressing the audit findings and to identify any areas that have not seen significant progress. Status Definitions: • Complete = the recommendation has been fully implemented. • In progress = implementation has begun. • Not started = No work has begun yet but will in the future. • Not required = the recommendation either does not require any action, or it is no longer relevant and no work will be done to implement it. Recommendation Status: Status Number of recommendations Number of original recommendations 17 Number of recommendations complete 16 Number of recommendations in progress 0 Number of recommendations not started 1 Number of recommendations not required 0 Adding a centralized Employee Expense section to KHub (staff Intranet) has helped staff across the organization to better complete their paperwork, answer their questions and comply with policy. Accounting staff also find the centralized repository helpful for their own review and to direct staff questions to a specific area that is well documented. Accounting has also noticed an improvement in the completeness and compliance of employee expenses being submitted. Additional enhancements and control features have been implemented for the online form for "Parking and Mileage" to ensure all fields have been filled out correctly and a test is done to check for duplicate submissions by staff. Accounting also provided Expense training to staff across the organization by attending various staff meetings to share this information. An Employee Expense course has been 3-4 offered, which has been well attended and well received. The content has also been developed into an online, on -demand training presentation, soon to be released to the organization. The recommendation which has not been completed is for Internal Audit to conduct an audit of technology hardware inventory. An audit of employee VISA statements found that some of the expenses were for technology hardware purchases. Management was questioned regarding the inventory tracking and physical security of these assets as they would be a desirable asset for staff to steal (either the cardholder or other staff with access to the inventory). Due to other audit priorities this audit has not taken place but will be placed on a future work plan. Conclusion: All of the recommendations assigned to Accounting were implemented. The implementation of the recommendations has had the intended effect of improving understanding and compliance with employee expense policies. No further follow-up is required for this audit, although this topic will remain on the list for periodic compliance testing. I Office of Mayor and Council — Status Report Date of original audit: June 25, 2015 Completed: May 22, 2019 Overview: The objective of the original audit was to ensure that the organizational structure of the division and the individual roles and responsibilities met the requirements of the Council at that time. It was found that in order to provide a higher level of service desired by the majority of Council, more resources were required. It was recommended that a budget issue paper be presented to request an additional part time constituency assistant. It was also recommended that the division work together to create a strategy for providing more outreach services including what that looks like, end goals, and performance measures. Additional findings were that staff should be empowered and encouraged to anticipate Council needs rather than waiting to be asked, and that the culture needed to shift from one of administrative proficiency to one of value -add analysis and support. This could be done with a shift in focus and creation of a division mission and mandate. The administrative tasks still needed to be done, however, more emphasis was required on providing outreach, analysis of trending issues, and helping Council implement their platforms. Audit Objective: All services which have undergone an audit in the past are subject to a status update, not sooner than one year following the original audit. The purpose of status updates are to hold staff accountable for addressing the audit findings and to identify any areas that have not seen significant progress. 3-5 Status Definitions: • Complete = the recommendation has been fully implemented. • In progress = implementation has begun. • Not started = No work has begun yet but will in the future. • Not required = the recommendation either does not require any action, or it is no longer relevant and no work will be done to implement it. Recommendation Status: Status Number of recommendations Number of original recommendations 8 Number of recommendations complete 2 Number of recommendations in progress 1 Number of recommendations not started 2 Number of recommendations not required 3 The main recommendation of this review, which was to add a part-time resource, was not approved by Council at that time. Therefore the recommendations to create an outreach strategy and to empower staff to anticipate Council needs were not started as more resources are required in order to do that. If staff move to a proactive engagement role, core administrative functions would be sacrificed which is not seen as feasible. . The recommendations that are no longer required relate to training on ACR which has been replaced by Lagan, and communicating responsibilities. Two positive improvements that have been implemented since the review include moving from ACR to Lagan for call and issue tracking, and adding an automated attendant to the Office of Mayor and Council main telephone line. While it still takes the same amount of time for staff to input cases into Lagan, efficiencies are achieved in reporting as Lagan creates automated weekly and monthly reports. Previously staff had to manually prepare reports quarterly with ACR. This means the information gets to Councillors more frequently and it saves time for staff. Calls to the Office of Mayor and Council main line are now processed by an automated attendant during business hours, and by the Corporate Contact Centre (CCC) after-hours, weekends and holidays. Time savings for staff are limited at this point, as it appears the simpler calls are going to CCC, with the more time intensive calls still being handled by staff. For these simple after-hours calls, greater customer satisfaction is achieved as customers will speak with a live person and may have their issue resolved immediately instead of the next day when staff answer their voicemail. 3-6 Conclusion: Enhanced value -add services can only be provided if more resources are provided. No further follow-up is required for this audit. ALIGNMENT WITH CITY OF KITCHENER STRATEGIC PLAN: This report supports the achievement of the city's strategic vision through the delivery of core service. FINANCIAL IMPLICATIONS: There are no financial implications related to this report. COMMUNITY ENGAGEMENT: INFORM — This report has been posted to the city's website with the agenda in advance of the council / committee meeting. 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