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HomeMy WebLinkAboutCAO-08-014 - Community Engagement Strategy - Draft Policy j ,.. Report To: Mayor Zehr and Members of Council Date of Meeting: Submitted By: Prepared By: Ward(s) Involved: Date of Report: Report No.: Subject: June 23, 2008 Compass Kitchener: Community Engagement Strategy Working Group Abbie Grafstein, Community and Corporate Planning Associate All June 17, 2008 CAO-08-014 RECOMMENDATION: Community Engagement Strategy: Draft Policy That the draft Community Engagement Policy attached to Chief Administrator's Office report CAO-08-014 (Appendix 1) be tabled to allow for time to receive focused feedback, to pilot technical aspects of the policy in operating divisions, and to prepare an implementation strategy. EXECUTIVE SUMMARY: The City of Kitchener has a well earned reputation as a city whose residents want to be engaged in municipal decision-making. Through Who Are You Kitchener (2005) we learned that 84% of our residents want a community in which the residents are engaged and active in decision-making about local issues. While the Kitchener has an informal in public not as yet cemented its formal Community Engagement Strategy Working Group are already doing a great deal to involve the community in municipal making. That being said, the draft Community Engagement Policy confirms the City's commitment to involving the public: ensuring best practices are consistently applied and are appropriate for the circumstances; that roles in decision-making are more clearly defined; and, that there is a shared understanding and shared values underscoring community engagement. This report describes the activities of the CESWG and presents the draft community engagement policy (in Appendix 1). Specifically, this strategy as a whole will provide the City with a corporate framework for community engagement, providing a strong foundation for planning, allocation of resources and continuous improvement, along a continuum of approaches. There is still more work to be done and, given Council's approval, staff will move forward with the following next steps: · A focused check-in with Advisory Committees and community members who may face barriers to engagement to ask "based on what we heard from the community-did we get it right? Are we headed in the right direction?" · Pilot the draft diversity lenses · Formalize a process to assist staff in deciding which level of engagement and which tools to utilize in projects, policy development and planning · Obtain staff feedback on resources required and their ability to utilize tools to implement the policy, and, · In the longer term: Create training for staff and develop metrics and tools for measurement. Seek opportunities to pilot community engagement at the "entrust" level, thereby most actively involving the public in decision making; · In January 2009, after staff have had an opportunity to learn about the policy and tools, it is recommended that a "Community Engagement" section will be added to report templates for Standing Committees and Council requiring staff to comment on how the community was engaged. BACKGROUND: In October 2006, Council received and adopted "A Plan for a Healthy Kitchener, 2007-2027" (P4HK) as the community's vision for twenty years into the future. P4HK provided a unified strategic approach to key areas essential to the health and vitality of the City of Kitchener. It articulated priorities identified in consultation with the community - quality of life, leadership and community engagement, diversity, downtown, development, and the environment. And, it also provided high level recommendations for action in each of these areas to be completed over the next 4 years, 2007-2010, the term of the current Mayor and Council. Compass Kitchener has moved forward on the strategic objective of developing a community engagement strategy in its 07-08 workplan. In October 2007, the City of Kitchener Community Engagement Strategy Working Group (CESWG) was created. The Working Group includes City of Kitchener staff from a variety of departments, and representatives from community organizations and institutions. In addition to recommending the P4HK recommends affect them include and diverse audiences. As such, the CESWG has into its work. under the initiatives and of Compass Kitchener, on behalf of the CESWG, provides this update to Council on its activities and presents a draft Community Policy. Compass Kitchener is recommending that the final policy be presented in fall 08/09, allowing for time to receive focused feedback from the community and to develop an implementation strategy. REPORT: The CESWG has undertaken a number of activities to support the development of the community engagement policy: · As the CESWG created a terms a reference, a number of themes were developed to guide this strategy. Over time it became clear that the themes were truly the working group's identification of principles of community engagement, which have been reworked into the 6 principles of community engagement and form an important section of the draft community engagement policy. the CESWG identified a continuum to more active diversity lens inclusion of diverse audiences our · And finally, research was undertaken both internally and externally, in municipal Draft Community Engagement Policy The draft policy, presented in Appendix 1, contains 3 parts: a preamble, guiding principles, and the community engagement continuum. The preamble, was adapted from A Plan for A Healthy Kitchener; the birthplace of the community engagement strategy. It identifies (i) the corporate recognition of the benefits of community engagement; and (ii) the corporate commitment to engagement and the processes to which this policy applies: development of city policies, specific projects, strategies and plans for strategic investments. The second section identifies the six principles that were developed from the CESWG themes and affirms that Community Engagement at the City of Kitchener will be guided by: · Communication · Inclusivity · Transparency and Accountability · Continuous Improvement · Resources · Engaging Partners As presented in Appendix 1 , the principles in full provide a strong foundation for how the City will engage the community and clear direction for the development of tools and techniques to support community involvement in decision making processes. The third section of the draft policy includes a continuum of four strategies and associated promises related to reaching and involving stakeholders in specific engagement initiatives. The four strategies or levels of engagement are: INFORM To provide the public with balanced and objective information to assist them in understanding the problem, alternative, or solutions. COLLABORATE ENTRUST To address the needs of the public and place the final decision in their hands. planning and referred solution. Moving from left to right along the continuum increases public involvement and influence in decision making. The next part of the continuum (below) describes the City's commitment to the public at each level of engagement, providing transparency to the process and clarifying roles and accountability. Whenever the City embarks on an engagement process, the purpose of the engagement and the 'promise' will be clarified at the beginning of the process. INFORM Promise to the Public We will keep you informed. CONSUL T Promise to the Public We will inform you, listen to you, acknowledge your and provide how public input influenced the decision. COLLABORATE Promise to the Public We will look to you for direct advice and innovation in formulating solutions, and incorporate your advice and recommendations into the decisions to the maximum extent ossible. ENTRUST Promise to the Public We will work with you to reach a final decision and implement what you decide. The continuum provides the City and the community with common language and commitments for public involvement. All levels of engagement have value and it is important to select the right approach for the question posed. Furthermore, it is likely that multiple levels of engagement will be used in any given project. Through the research of the CESWG, tools were found that will assist in deciding which approaches to utilize. In the next phase of the strategy, these tools will be further explored and adapted for our use. For illustration purposes, Appendix 2 provides some examples of specific techniques that may be used for different levels of engagement. Access, Equity and Inclusion in Community Engagement Barriers to community engagement include anything that prevents a person from fully participating because of his/her age, language, ability, creed, etc, and may include a physical barrier, an informational or communications barrier, an attitudinal barrier, a technological barrier, a policy or a practice. As such, it is critical to determine the most effective "best practices" for inclusive engagement. "Inclusivity" was identified as a foundational guiding principle, and to begin to understand how the City can be more inclusive in its engagement initiatives, a diversity lens was created for the continuum: A checklist of inclusive practices that can be utilized, it provides staff with tangible examples of how to practice community engagement at each level in an inclusive manner. As a draft, it remains to be vetted through Program and Resource Services, in regards to legislation coming out of the Accessibility for Ontarians with Disability Act, and "age-friendly" frameworks currently being developed. See Appendix 4 for a draft lens that can be used at the "Inform" level of engagement. Concurrently, A "Diversity Tools" action group was developed from the Creating a Culture of Safety for Kitchener, a Future Search Forum. This group recognized the need for community coalitions, municipal committees with public involvement, and other groups in the community to have more inclusive membership. The action group developed a draft Inclusive Committee Checklist which included concrete steps that can be taken to assist such coalitions, committees and groups their in recruitment and operations. This checklist compliments the work being done in both the community engagement strategy-particularly at the collaboration level of engagementnand the advisory committee review process. This checklist also needs to be confirmed through the work in Program and Resource Services. Below are excerpts from the checklists for "inform" and "consult" strategies: · Final reports, recommendations, statements, publications are made available for/accessible to all, inclusive language and images are used. · Develop a comprehensive list of community organizations and groups that work directly with populations who may face barriers to participation. Include community and ethnic media resources; services for persons with disabilities. Distribute information via these organizations and groups. participants from diverse backgrounds and is advertised through a mix of · Ensure that meeting times are scheduled when no religious/traditional rituals or practices prevent members from attending. · Ensure venue is relatively convenient and accessible for participants. These items can be reviewed against current practices and where gaps are found, new approaches can be incorporated into community engagement processes. These checklists are important tools that will support implementation of the policy. A pilot of how this process can be tailored to a specific department will be tested in late spring. By doing this operational work we begin to better understand how diversity and inclusion need to be embedded into the various levels of the corporation. Key Findings from Internal and External Research To gain a better understanding of what is currently being done in engaging citizens in the work of the City, the Working Group oversaw a series of 15 interviews with staff that have responsibilities for community engagement. Findings were compared to the and continuum. In general, the findings support the direction of WG continuum. Where applicable, the draft principles were adapted to be helpful in formalizing tools to support the policy. In addition, staff from four municipalities from across Canada were interviewed including: the Cites of Cambridge, Edmonton, Calgary, and the Region of Waterloo. These Cities (and were selected to gain a local perspective, in addition to gaining a more thorough of cities that are innovative or experienced in engagement policy. The key findings from and Calgary are fully in alignment with the WG's development of principles and use of a continuum. General findings are also consistent with CESWG activities that will occur in the next phase of the community engagement strategy. (i.e. identification of resources to support community engagement: staff, tools and techniques, etc.) Next Steps The CESWG has identified the following next steps as necessary to complete the development of the Community Engagement Strategy: · A focused check-in with Advisory Committees, including MACKS and KY AC, and community members who may face barriers to engagement to ask "based on what we heard from the community-did we get it right? Are we headed in the right direction?" This approach ensures feedback from community members who are highly engaged in City processes, and those are less engaged, or not at all. · Pilot the draft diversity lenses · Formalize a process to assist staff in deciding at which level of engagement to involve the community and the most appropriate tools to utilize in projects, policy development and planning. Worksheets developed by the City of Edmonton, Health Canada, and others will be adapted for the City of Kitchener. · Obtain staff feedback on resources required and their ability to utilize tools, including the lenses, to implement the policy. · In the longer term: Create training for staff and develop metrics and tools for measurement. Seek opportunities to pilot community engagement at the "entrust" level, thereby most actively involving the public in decision making; · In January 2009, after staff have had an opportunity to learn about the policy and tools, it is recommended that a "Community Engagement" section will be added to report templates for Standing Committees and Council requiring staff to comment on how the community was engaged. FINANCIAL IMPLICATIONS: None at this time. Costs for community engagement are included in overall project costs and funds for inclusive engagement practices can be requested through the existing Corporate Accessibility Fund and the Diversity Budget. COMMUNICATIONS: The Community Engagement Strategy Working Group includes representation from Corporate Communications and Marketing; plans will be developed to communicate with staff and the community. Central to the initiative is consideration of outreach and communication with diverse members of the community. Abbie Grafstein Community and Corporate Planning Associate Shelley Adams, Director Community and Corporate Planning Jasminka Klacar Chair, Community Engagement Strategy Working Group APPENDIX 1 Draft Community Engagement Policy Preamble The City of Kitchener recognizes that the benefits of citizen engagement are widely understood and include: enhanced quality of decisions, greater understanding and consensus built among stakeholders, increased ease of implementation, intentional anticipation of public concerns and an increase in civic capacity. City of Kitchener is committed to fostering an open and understandable decision-making process by regularly engaging citizens through the sharing of information; through citizen consultation on specific projects; and through the active and ongoing participation of citizens, businesses and community organizations in the development of city policies, projects, strategies and plans for strategic investments. To the best of its ability, and as appropriate, the City of Kitchener is committed to utilizing community engagement strategies and tools that involve the community in decision making to the highest degree possible. It is in everyone's best interest to support leadership and community capacity. Guiding Principles Community Engagement at the City of Kitchener will be guided by the following principles: Communication: The engagement process and each step of its progress will be communicated to participants and the community at large using appropriate methods and technologies. · We will provide information that is timely, accurate, objective, easily understood and highly accessible. · We will work with the community in a co-operative and collaborative way that includes openness, information sharing and a commitment to feedback and the use of plain language. · We will involve the community as early as possible in the process so that time and opportunity are given for stakeholders to learn about the issue - and so that timely, clear and complete information about the engagement process can be communicated to all stakeholders · We will remind stakeholders that their views and involvement are always welcome and valued. Inclusivity: Our engagement processes will be based on building trust and relationships within the community. · We will develop specific strategies for effective communication and consultation and building stronger links with those members of the community that are often not engaged. · We will foster respect for the diverse values, interests and knowledge of those involved. · We will encourage participation by those who will be affected by the decision. Transparency and Accountability: The city will be transparent and accountable for acting in accordance with its "Commitment to the Public" (see continuum) and will demonstrate that results and outcomes are consistent with the promises it makes: · Participants will be clear about the reasons why they are being involved, what is expected of them and the range of outcomes their involvement will produce, · Participants will be provided with feedback as to the results of the process and how their input influences the decisions as they are made · Engagement processes will be evaluated and outcomes measured. Continuous Improvement: We will continue to seek better ways of engaging the community at large about complex issues. · We will share ideas, techniques, knowledge and experience about community engagement across the organization, and seek to learn from, the best practices of other organizations and communities, and share the same as requested. Resources: The city acknowledges the importance of engaging the community and providing adequate staff, time and funding to do so. · To the best of its best ability, the City will allocate available resources to support effective community engagement · Staff will be trained and capable in supporting effective engagement. · Stakeholder time and resources will also be respected and used effectively. Engaging Partners: To the best of its ability, the City will work in partnership with individuals, groups and organizations to seek mutually beneficial outcomes. · We will seek to build our awareness of potential partnerships within our community · When appropriate, we will partner with community stakeholders in community engagement processes that result in joint recommendations. · We will encourage community stakeholders to remain involved in the implementation of decisions and future community issues. Community Engagement Continuum This policy includes a continuum of four strategies and associated promises related to reaching and involving stakeholders in specific engagement initiatives regarding policies, projects, strategies and plans for strategic investments. Whenever the City embarks on an engagement process, the purpose of the engagement and the 'promise' will be clarified at the beginning of the process. u .~ :g~ o..c ~'g t) ~:~ :J~"D 0: Q) ro I- C.!::: 2 Q) '+- W ~~ IJ) Q) ~ u ~!~ o C CIl f-CIl..c E :3 :3 ,!: E o (,) E (I) E (I) ~ s::: W cO ~ddi 0: :J Q) 0.."D Q) C ~ illtll ~~~~o.s 'i: :3 E E o (,) o ;.~ !lllt ~'~g.~ ..c ~.~ ~ ~~~ u.. 0...0 2 Q) 0 -.s-g Q) CIl "D"D SQ) e g o..CIl oro f-.o ~ ::Cui ~~ ..c 0 -;~ C 0 '5 - C Q) CIl .;:::: oo~ ID E -g~ :J CIl ,2 ::c :3 a.. .s E (I) S 'E E o (,) I E :3 :3 ,!: E o (,) E (I) E (I) ~ s::: W iij g~~ .0 CIl C :3Q)Q) t)~~-i ~~;~ ~ -;.~ ~ WJUj Q) CIl :J S.2 ~ .2 w::Cu "D ~ ~ ~.!::: ~ ~ ~:5~.gg~ llJoo~.QCIl <e->-o"5:::J ::J ~ .8 .~ g ~ o .- ~"D Q) 2 <.)g~~-~~ c: ! .~ ~ ~ s -g E.!::: 'i: :3 E E o (,) .. "D ~ ~ ~~ C I- ~ ~ ~ ~:~ 5~~8~~ ~:9 ~~~! O(l)E>-2~ <.).~ ~~~j ~~g~~ ~~ t~ .2 ::C. :3"D a..Q) ~ (I) ~ o:.s:::E O-,!::: u...s6 2(1)>- -.~ g- E~ 0- c:~ ~ a.i ::c .~ g Appendix 2 The following continuum provides examples of methods of engagement in decision making that are currently utilized at the City of Kitchener. Communitv Enaaaement Continuum - Tools & Techniaues INFORM Tools and Techni ues · Public notices · Websites . Written information houses CONSUL T Tools and Techni ues COLLABORATE Tools and Techni ues · Steering committees · Dedicated phone lines · Focus groups · Collaboratives Adapted from: Community Engagement in Region of Waterloo Public Health (2006), as adapted from IAP2, Hashagen (2002) & Sydney Department of Planning (2003) City of Kitchener activities that focus on "informing" as a key outcome include communications tools such as "Your Kitchener" and media releases. In the context of policy and strategy development, these tools are used to raise awareness about the City's intentions to develop a new policy, for example. These tools are also used to notify the public how they might get more actively involved in the development of a policy by participating in a surveyor focus group (consult), or by applying to be a part of a working group that will be exploring an issue (collaborate). Through staff interviews we learned that often multiple levels of community engagement were used throughout a project. "Entrust" suggests that Council may put decision making in the hands of the community. However, given the legal obligations of a municipal council, and the types of decision-making that municipal councils do, there was early recognition by the CESWG that there will be very few examples of community engagement at that level. Within the City of Kitchener, the Committee of Adjustment is one example, and perhaps the only example, of City Council placing final decision making in the hands of the community (subject to appeals to the Ontario Municipal Board). While the Committee itself is legislated by the Planning Act of Ontario, other municipalities choose to have the committee comprised partially or fully of elected representatives whereas City of Kitchener Council has chosen to appoint a committee comprised entirely of community members. This committee makes final decisions on applications for consent (severance or right-of-way), zoning variance, or permission to change a legal non-conforming use and therefore falls under the "entrust" strategy on the continuum. While this continuum refers only to community involvement in decision making processes, it is worthwhile to note that from an operational perspective, examples of working with the community at the entrust level include: · Centre in the Square: facility is entrusted to the Management Board to operate within specific parameters. 10 · Grants to Community Groups: City funds are administered by the organization within specific parameters · Elements of Affiliated Organizations: contracting with instructors/coaches, staff a neighbourhood based centre (Bridgeport) groups are responsible for of programs, and in one case, 11 APPENDIX 3 Summarv of Research 1 Background to the Continuum The community engagement continuum was first developed by the International Association of Public Participation (IAP2) out of an identified need to have consistency in language and practice within the field of public participation. IAP2 is an international association of members who seek to promote and improve the practice of public participation in relation to individuals, governments, institutions, and other entities that affect the public interest in nations and internationally. Today IAP2's continuum for public participation has been adopted (in some cases modified) internationally by numerous institutions, non-profit organizations, and governments. Significant examples within Canada include the City of Vancouver, the City of Edmonton, the City of Calgary, and locally by the Region of Waterloo's Public Health Department. Internationally, the spectrum has been utilized in by the Sydney Department of Planning, University of Sydney, King County, Washington, and the Community Development Foundation in Scotland. Additionally, The IAP2's spectrum is promoted by the Tamarack: Institute for Community Engagement, an organization that develops and supports strategies that engage citizens and institutions in problem-solving and collaborative/shared learning. For local consistency, the CESWG adopted the Region of Waterloo's Public Health Department continuum as a working model, and has now adapted it for the City of Kitchener. Key Findings from Internal interviews To gain a better understanding of what is currently being done by staff toward actively engaging citizens in the work of the City, the Working Group oversaw a series of 15 interviews with staff that have responsibilities for community engagement. Findings were compared to the draft principles and continuum. General Findings: · Staff articulated the benefits of community engagement in much the same way the community did in P4HK · Staff's identification of Best Practices referred to both perspectives are Communications, and Resources. levels · Several decision · Some staff articulated an interest in community engagement; from inform and consult, to processes. 1 Based on research conducted by Sherry McGee, MA Candidate, WLU Community Psychology Program 12 Highlights: · Inclusivity: There is a desire to engage more with diverse/marginalized populations and human internal and external-were specific topics for training. · Engaging Partners: Staff identify that they partner with a wide variety of stakeholders in engagement processes. Staff identified the importance of clarity of roles and purpose when engaging In general, the findings from the internal interviews support the direction of WG and continuum. Where applicable, the draft principles were adapted to interviews. Specific findings from the internal interviews will be helpful for developing tools to support the policy. External Interviews: Staff from four municipalities from across Canada were interviewed including: the Cites of Cambridge, Calgary, and the Region of Waterloo. These Cities (and Region) were selected to gain a perspective (Cambridge), in addition to gaining a more thorough understanding of cities that are innovative or experienced in engagement policy (Edmonton/Calgary) and engagement techniques (Guelph/Participatory Budgeting). Key findings from Other Municipalities (to date-May 13, 2008) · City of Edmonton and City of Calgary both have specific policies in place · Both policies include the use of a framework/continuum of public involvement, as well as guiding principles · Edmonton has identified that it will take 5 years from a structural point of view to cultivate the cultural change they are hoping to achieve with their strategy. · Locally neither the City of Cambridge nor the Region of Waterloo has broad policies for community engagement; some guiding principles exist within City of Cambridge terms of reference and policy for neighbourhood associations and advisory. Public Health (within the Region of Waterloo) has a continuum for Public Engagement currently in place (used for promotion/intervention services). Both Cambridge and the Region are considering broad protocol/strategies for community engagement. Cities of Guelph and Waterloo pending Purpose of Policy: As identified through external interviews (*not in Rank order): · To have a clear purpose · To have consistent City-wide application · To be more comprehensive in practices · To align City Council priorities 13 · To support City Councils' decision- making by providing stakeholder input · To ensure the appropriate level of engagement · To be open, transparent, and genuine · To be inclusive · To increase the public's trust in municipal practices · To have a commitment to involve Best Practices · Coordination of Engagement Practices · Guiding Principles · Continuum/Framework · Training for Staff · Committed Staff · Partnerships with community organizations and neighbourhood associations · Strategies for Diverse/Marginalized Populations The key findings are fully in alignment with the WG's development of principles and use of a continuum. Findings are also consistent with CESWG activities that will occur in the next phase of the community engagement strategy. (i.e. identification of resources to support community engagement: staff, tools and techniques, etc.) 14 APPENDIX 4 Community Engagement Through a Diversity Lens Inform Checklist - DRAFT 1. Develop a comprehensive list of community organizations and groups that work directly with populations who may face barriers to participation. Include community and ethnic media resources and organizations/services for persons with disabilities. Distribute information via these organizations and groups. D Ex. community centres, social clubs, community leaders, LGBTO services, cultural media resources (newsletters, magazines, TV. radio), long-term care facilities, supermarkets, community cable network, housing, community health centers, Aboriginal services, drop in and cultural food shops, places of worship. D Set up booths at malls, arenas, community events. 2. Final reports, recommendations, statements, publications are made available for/accessible to all, inclusive language and images are used. D Language that is free from sexist, racist or other discriminatory language; be aware that some references can, even unintentionally, extend to negative connotations or stereotypes, ex. "male nurse" D Put the person first. ex. Use "persons with disabilities" vs. "disabled people". D Use gender neutral language - eliminate the pronoun (i.e. he/she, instead use the "participant", "instructor", etc.) or use plural pronouns (i.e. they, their); gender neutral language may not be applicable depending on the nature information you are reporting (i.e. information about demographics, inequities, etc.). D Images of people are from diverse social identities (race, gender, ability, age, etc.); and do not stereotype. D Images portray individuals equitably (who's in foreground, first/last, serving or being served?) D Information is provided in plain language. D Information is available in alternate formats, upon request, and is available bye-mail or hard copy. D Written information is provided at locations which are physically accessible. D Access to documents maintained over time: library and web information service. D Participants are informed of when and how information will be made available. D Have the current information on the top languages, other than English, in the City of Kitchener that may require translation. 3. Appropriate resources are allocated to reach the various communities in an equitable manner. 15