HomeMy WebLinkAbout2008-11-17
AUDIT COMMITTEE MINUTES
NOVEMBER 17,2008
CITY OF KITCHENER
The Audit Committee met this date commencing at 1 :07 p.m.
Present:
Mayor C. Zehr - Chair and Councillors J. Smola, J, Gazzola, K. Galloway, G.
Lorentz, B. Vrbanovic and C. Weylie
Staff :
C. Ladd, Chief Administrative Officer
D. Chapman, General Manager, Financial Services
T. Speck, General Manager, Corporate Services
J. Will mer, Acting General Manager, Dev & Tech Services
P. Houston, General Manager, Community Services & City Treasurer
M. May, Director of Communications/Marketing
T. Hare Connell, Director of People Services & Organizational Development
K. Dever, Organizational Change Facilitator, CAO's Office
C. Tasker, Performance Measurement & Internal Auditor
L. Alonzo, Performance Measurement
C. Tarling, Manager of Corporate Records
R. Gosse, Committee Administrator
1 . CAO-08-034 - 2009 Work Plan
The Committee considered Chief Administrative Officer's report CAO-08-034, dated October 1 ,
2008, regarding the 2009 Performance Measurement and Internal Audit Work Plan.
Ms. L. Alonzo advised that for the 2009 work plan, the Performance Measurement and Internal
Audit section will consist of only one FTE however, there will be a request for an additional
FTE in the 2009 budget process and if approved there will be capacity to take on new projects
in 2010.
Ms. Alonzo then reviewed the 2009 Work Plan which is broken into three areas: performance
measurement; risk management; and, internal audits. Under performance measurement, the
work to be done will include the annual status report and the community investment strategy
which will include assistance in developing key performance indicators for grant recipients.
Under risk management, the Corporate Risk Register will be updated and reported to senior
management and continued assistance with the Delta, Consolidated Maintenance Facility
(CMF) and King Street projects. Also to be included is work on the Contact Centre Phase 2
project. Under internal audit, there will be continued work for CVOR compliance, recruitment
resume sampling and Let's Talk compliance testing. Also included for 2009 is the ISO 14001
expansion, Community Investment Strategy, HR process reviews, 2009 physical inventory
participation, cash audits and an engineering review.
On motion by Councillor B. Vrbanovic-
"That the 2009 Performance Measurement and Internal Audit Work Plan as outlined in
Chief Administrative Officer's report CAO-08-034, be approved."
Carried.
2. CAO-08-035 - HUMAN RESOURCES REVIEW
The Committee considered Chief Administrative Officer's report CAO-08-035, dated October 1 ,
2008, regarding the Human Resources Division Review.
Ms. C. Ladd advised that the report represents a comprehensive review of the City's Human
Resources Division which involved a large number of staff and will be presented in two parts.
The first part being present today is a high level review and the second part will be a detailed
review of some of the business processes within the Division.
Ms. L. Alonzo gave a brief presentation on the audit advising that the objectives for the HR
review was to determine the effectiveness of the Division as a whole, review the recruitment
process and the attractiveness of the City of Kitchener as an employer. Ms. Alonzo then led
the Committee through a review of the key findings and recommendations under each of the
three objectives and discussed the current organizational structure of the Division including the
recommended model that could be used to improve the effectiveness of the Human
Resources Division. Ms. Alonzo explained that since 2000, staff complement has grown from
AUDIT COMMITTEE MINUTES
NOVEMBER 17,2008
- 10-
CITY OF KITCHENER
2. CAO-08-035 - HUMAN RESOURCES REVIEW - (CONT'D)
17 to 21, however, the staff-to-client ratio has remained constant at 1.1 % over that period.
She advised that staff and customer feedback about the current structure revealed there are
too many specialists and not enough backup for when people are absent, difficulty in
accessing staff, no cohesive flow between areas and processes, imbalance of roles of
managers and the organization structure is confusing to some outside of the Division. Ms.
Alonzo suggested that based on the analysis, it is recommended that the HR Division consider
transitioning to an HR business partner model that would consist of specialists in certain areas
and more generalists that would provide each Department with various HR functions. Ms.
Alonzo suggested that the business partner model will achieve: strategic alignment of the
model and the functions; ability to effectively manage role coverage; appropriate/equitable
workload distribution; appropriate manager to staff ratio; potential for employee development
and advancement; leverage the knowledge and expertise of current HR staff; opportunity for
HR presence at outside locations; and, the ability to effectively share information within the
Division and create seamless workflow.
Councillor G. Lorentz entered the meeting.
Ms. Alonzo summed up her presentation advising that in order to be an attractive employer
there is a need to create a corporate wide attraction and retention strategy using the People
Plan as a basis for this strategy. That HR should: act as ambassadors for the City; actively
market the City of Kitchener; attend more outreach events and trade fairs; develop a high
quality welcome package for all interview candidates; conduct more regular salary surveys to
keep the City as competitive as possible; and, improve the City's web presence to attract job
seekers. Ms. Alonzo further advised that HR management will provide a response to the audit
and its recommendations within three months.
Councillor B. Vrbanovic suggested that the review shows a crisis within the Division and asked
how the City moves forward from here. Ms. Alonzo advised that the report has been well
received by staff and work has already begun in implementing some of the recommendations.
Ms. T. Hare Connell advised that the review provides an opportunity for improvement and staff
have received the review willingly and openly and are committed to moving forward. She
explained that in the short term the 60 plus recommendations will be organized into 21 logical
categories then those 21 issues will be reviewed, prioritized and an action plan developed.
Councillor G. Lorentz advised that he appreciated hearing of the plans and questioned how it
was possible that the Division has gotten to the point that it has without any previous indication
there were issues. Councillor Gazzola advised that he was surprised with what he had read in
the report and suggested that Council deserves answers to some of the issues raised in order
to move forward and learn from past mistakes. Ms. Hare Connell advised that within three
months she will present an action plan on how the Division will deal with the 60+
recommendations. Councillor K. Galloway asked if there were any examples of some quick
fixes that can be undertaken now in the short term. Ms. Ladd responded that work has already
been undertaken in some of the areas of concern outlined in the report, such as the salary
review which was completed earlier this year and changes to health and safety in response to
the Ministry of Labour concerns. Ms. Hare Connell added that although there are some quick
fixes, the plan is to develop a strategy to be followed and communicated to the Division and
Corporation on what steps will be taken in order to rectify the situation.
On motion by Councillor K. Galloway -
it was resolved:
"That the Chief Administrative Officer's report CAO-08-035, regarding the Human
Resources Division Review, be received for information.
Carried.
3. ADJOURNMENT
On motion, the meeting adjourned at 2:05 p.m.
R. Gosse
Committee Administrator